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Original filing (PDF)20250828081135NAL0017891552001
LEE COMPANY
Form 5500
FILING_RECEIVED
LEE COMPANY 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,386
Accounts w/ balance
1,565
Plan assets (EOY)
$68.7M
Net assets (EOY)
$68.7M
How this plan invests
This plan
14 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 34 bps in Schedule C fees — 113% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LEE COMPANY.
Plan sponsor
Name
LEE COMPANY
EIN
62-0723985
Address
4057 RURAL PLAINS CIR · FRANKLIN, TN · 370641618
Phone
(615) 567-1000
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
006
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LBMC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RPA FINANCIAL, LLC | 83-1143379 | — | INVESTMENT ADVISORY | $50K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $184K | — |
Investments
28 direct securities · 14 pooled funds· $102.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$66.8M
28 holdings
Common Collective Trust
$35.6M
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal Global Investors Trust Co | — | — | $0 | $6.2M | 9.0% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $6.2M | 9.0% | |
| Principal Global Investors Trust Co | — | — | $0 | $5.1M | 7.4% | |
| Principal Global Investors Trust Co | — | — | $0 | $4.9M | 7.1% | |
| PRIN LIFETIME HY 2060 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $4.9M | 7.1% | |
| Principal Global Investors Trust Co | — | — | $0 | $4.5M | 6.5% | |
| PRIN LIFETIME HB 2035 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $4.5M | 6.5% | |
| MFS Investment Management | — | — | $0 | $4.4M | 6.4% | |
| JP Morgan Funds | — | — | $0 | $4.3M | 6.3% | |
| PRIN LIFETIME HY 2055 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $4.3M | 6.2% | |
| Principal Global Investors Trust Co | — | — | $0 | $4.3M | 6.2% | |
| PRIN LIFETIME HB 2045 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $3.9M | 5.7% | |
| Principal Global Investors Trust Co | — | — | $0 | $3.9M | 5.7% | |
| Vanguard Group | — | — | $0 | $3.3M | 4.8% | |
| PRIN LIFETIME HY 2050 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $3.2M | 4.7% | |
| Principal Global Investors Trust Co | — | — | $0 | $3.2M | 4.7% | |
| Principal Global Investors Trust Co | — | — | $0 | $3.1M | 4.5% | |
| PRIN LIFETIME HB 2040 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $3.1M | 4.5% | |
| Vanguard Group | — | — | $0 | $2.2M | 3.2% | |
| Fidelity Investments | — | — | $0 | $2.2M | 3.2% | |
| Fidelity Investments | — | — | $0 | $2.2M | 3.2% | |
| PRIN LIFETIME HYB 2030 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $2.0M | 2.9% | |
| Principal Global Investors Trust Co | — | — | $0 | $2.0M | 2.9% | |
| Principal Global Investors Trust Co | — | — | $0 | $1.7M | 2.4% | |
| PRIN LIFETIME HY 2065 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $1.7M | 2.4% | |
| PIMCO Funds | — | — | $0 | $1.5M | 2.2% | |
| Participant Loans | — | — | $0 | $1.5M | 2.1% | |
| Fidelity Investments | — | — | $0 | $1.5M | 2.1% | |
| PRIN LIFETIME HYB 2025 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $1.4M | 2.0% | |
| Principal Global Investors Trust Co | — | — | $0 | $1.4M | 2.0% | |
| Fidelity Investments | — | — | $0 | $1.3M | 1.8% | |
| Dimensional Fund Advisors | — | — | $0 | $997K | 1.5% | |
| Dimensional Fund Advisors | — | — | $0 | $450K | 0.7% | |
| Fidelity Investments | — | — | $0 | $311K | 0.5% | |
| Principal Global Investors Trust Co | — | — | $0 | $211K | 0.3% | |
| PRIN LIFETIME HYB 2070 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $211K | 0.3% | |
| Principal Global Investors Trust Co | — | — | $0 | $177K | 0.3% | |
| PRIN LIFETIME HYB 2020 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $177K | 0.3% | |
| Principal Global Investors Trust Co | — | — | $0 | $41K | <0.1% | |
| PRIN LIFETIME HYB 2015 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $41K | <0.1% | |
| The American Funds | — | — | $0 | $21K | <0.1% | |
| PRIN LIFETIME HY INC CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $21K | <0.1% |
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