Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | — | NASHVILLE, TN | INVESTMENT ADVISOR | $48K | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Life and Annuity Insurance Company Key Guaranteed Portfolio Fund (1) | — | — | — | $2.6M | 15.4% | |
| JP Morgan Large Cap Growth A Mutual Fund (1) | — | — | — | $2.4M | 14.2% | |
| Empower S&P 500 Index Fund Inv Mutual Fund (1) | — | — | — | $2.0M | 12.0% | |
| Empower Lifetime 2025 Fund Inv Mutual Fund (1) | — | — | — | $1.8M |
| Direct comp |
|---|
| Indirect comp |
|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $936 | — |
| 11.0% |
| Empower Lifetime 2055 Fund Inv Mutual Fund (1) | — | — | — | $947K | 5.7% |
| Empower Lifetime 2045 Fund Inv Mutual Fund (1) | — | — | — | $928K | 5.6% |
| American Funds Europacific Growth – R3 Mutual Fund (1) | — | — | — | $894K | 5.4% |
| Empower Multi Sector Bond Inv Mutual Fund (1) | — | — | — | $789K | 4.7% |
| Baird MidCap Inv Mutual Fund (1) | — | — | — | $753K | 4.5% |
| Pimco Total Return Admin Mutual Fund (1) | — | — | — | $701K | 4.2% |
| Empower Lifetime 2035 Fund Inv Mutual Fund (1) | — | — | — | $683K | 4.1% |
| Empower S&P Smallcap 600 Index Fund Inv Mutual Fund (1) | — | — | — | $631K | 3.8% |
| MFS Value Fund - A Mutual Fund (1) | — | — | — | $577K | 3.5% |
| Empower Moderate Profile Fund Inv Mutual Fund (1) | — | — | — | $341K | 2.0% |
| Macquarie Small Cap Core A Mutual Fund (1) | — | — | — | $213K | 1.3% |
| Virtus Ceredex Mid-Cap Value Equity I Mutual Fund (1) | — | — | — | $138K | 0.8% |
| Empower Aggressive Profile Fund Inv Mutual Fund (1) | — | — | — | $106K | 0.6% |
| Empower SecureFoundation Balanced Inv Mutual Fund (1) 423 * Empower Lifetime 2015 Fund Inv Mutual Fund (1) | — | — | — | $95K | 0.6% |
| MFS International Intrinsic Value R2 Mutual Fund (1) | — | — | — | $72K | 0.4% |
| Empower Conservative Profile Fund Inv Mutual Fund (1) | — | — | — | $3K | <0.1% |
