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Original filing (PDF)20251014094120NAL0001187923001
ROYAL BRASS & HOSE COMPANY, INC.
Form 5500
FILING_RECEIVED
ROYAL BRASS & HOSE COMPANY, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
259
Accounts w/ balance
223
Plan assets (EOY)
$12.6M
Net assets (EOY)
$12.6M
How this plan invests
This plan
10 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 46 bps in Schedule C fees — 57% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROYAL BRASS & HOSE COMPANY, INC..
Plan sponsor
Name
ROYAL BRASS & HOSE COMPANY, INC.
EIN
62-0694119
Address
P.O. BOX 51468 · KNOXVILLE, TN · 379501468
Phone
(865) 558-0224
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HENDERSON HUTCHERSON & MCCULLOUGH
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $19K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRENDZ ADVISORS INC | — | KNOXVILLE, TN | INVESTMENT ADVISOR | $39K | — |
Investments
21 direct securities · 10 pooled funds· $14.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$8.1M
10 holdings
Uncategorized
$6.2M
21 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GREAT GRAY TRUST AMER. FUNDS 2020 I GREAT GRAY · EIN 38-4126260 / PN 564 | Common Collective Trust | — | — | $1.7M | 13.5% | |
| Great Gray Trust American Funds Target Fund 2020 I | — | — | — | $1.7M | 13.2% | |
| GREAT GRAY TRUST AMER. FUNDS 2040 I GREAT GRAY · EIN 38-4126264 / PN 568 | Common Collective Trust | — | — | $1.2M | 9.3% | |
| GREAT GRAY TRUST AMER. FUNDS 2025 I GREAT GRAY · EIN 38-4126261 / PN 565 | Common Collective Trust | — | — | $1.1M | 9.0% | |
| GREAT GRAY TRUST AMER. FUNDS 2045 I GREAT GRAY · EIN 38-4126265 / PN 569 | Common Collective Trust | — | — | $1.1M | 8.9% | |
| GREAT GRAY TRUST AMER. FUNDS 2035 I GREAT GRAY · EIN 38-4126263 / PN 567 | Common Collective Trust | — | — | $989K | 7.8% | |
| Fidelity Mid-Cap Value Index | — | — | — | $862K | 6.8% | |
| GREAT GRAY TRUST AMER. FUNDS 2030 I GREAT GRAY · EIN 38-4126262 / PN 566 | Common Collective Trust | — | — | $793K | 6.3% | |
| Fidelity Small-Cap Value Index | — | — | — | $653K | 5.2% | |
| GREAT GRAY TRUST AMER. FUNDS 2050 I GREAT GRAY · EIN 38-4126266 / PN 570 | Common Collective Trust | — | — | $639K | 5.1% | |
| Blackrock Total Return K ** 1 DFA Global Allocation 60/40 Port Instl | — | — | — | $602K | 4.8% | |
| Fidelity Mid-Cap Growth Index | — | — | — | $519K | 4.1% | |
| EI Fixed Account Series Class I | — | — | — | $480K | 3.8% | |
| GREAT GRAY TRUST AMER. FUNDS 2055 I GREAT GRAY · EIN 38-4126267 / PN 571 | Common Collective Trust | — | — | $457K | 3.6% | |
| Fidelity Large-Cap Growth Index | — | — | — | $439K | 3.5% | |
| Fidelity Small-Cap Growth Index | — | — | — | $382K | 3.0% | |
| Participant loans 4.25-9.50% -0- | — | — | — | $231K | 1.8% | |
| USAA High Income R6 | — | — | — | $89K | 0.7% | |
| GREAT GRAY TRUST AMER. FUNDS 2060 I GREAT GRAY · EIN 38-4126268 / PN 572 | Common Collective Trust | — | — | $48K | 0.4% | |
| GREAT GRAY TRUST AMER. FUNDS 2065 I GREAT GRAY · EIN 38-7275308 / PN 777 | Common Collective Trust | — | — | $45K | 0.4% | |
| Fidelity Large-Cap Value Index | — | — | — | $43K | 0.3% | |
| DFA Global Equity I | — | — | — | $41K | 0.3% | |
| PIMCO Long-Term Credit Bond Inst | — | — | — | $41K | 0.3% | |
| PIMCO Rae US Small Instl | — | — | — | $35K | 0.3% | |
| Fidelity US Bond Index | — | — | — | $31K | 0.2% | |
| George Putnam Balanced R6 | — | — | — | $27K | 0.2% | |
| Putnam Large-Cap Value R6 | — | — | — | $25K | 0.2% | |
| American Funds American Hi Inc Tr R6 | — | — | — | $22K | 0.2% | |
| Putnam Large-Cap Growth R6 | — | — | — | $9K | <0.1% | |
| Putnam Small-Cap Growth R6 | — | — | — | $8K | <0.1% | |
| Fidelity Mid-Cap Index | — | — | — | $7K | <0.1% |