Back to filter
Original filing (PDF)20251008092914NAL0009117488001
ALUMA-FORM, INC.
Form 5500
FILING_RECEIVED
ALUMA-FORM, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
312
Accounts w/ balance
159
Plan assets (EOY)
$10.8M
Net assets (EOY)
$10.8M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 51% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALUMA-FORM, INC..
Plan sponsor
Name
ALUMA-FORM, INC.
EIN
62-0649170
Address
3625 OLD GETWELL RD. · MEMPHIS, TN · 38118
Phone
(901) 362-0100
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KEITER STEPHENS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI CONSULTING GROUP | 06-1053228 | — | N/A | $25K | — |
Investments
30 direct securities· $10.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Std Stable Asset Fd | — | — | — | $2.4M | 22.1% | |
| Pioneer US Government Money Market | — | — | — | $1.1M | 10.2% | |
| Pioneer Equity Income | — | — | — | $815K | 7.5% | |
| PIMCO Real Return Fd | — | — | — | $685K | 6.3% | |
| AB Small Cap Growth Z | — | — | — | $661K | 6.1% | |
| Vanguard Sml Cap Adm | — | — | — | $650K | 6.0% | |
| JPMorgan Large Cap Growth Fd | — | — | — | $479K | 4.4% | |
| Vanguard Mid Cap Index - Admiral | — | — | — | $442K | 4.1% | |
| American 2035 Target Retirement | — | — | — | $415K | 3.8% | |
| American 2040 Target Retirement | — | — | — | $355K | 3.3% | |
| Vanguad 500 Index Fd Admiral | — | — | — | $279K | 2.6% | |
| American 2030 Target Retirement | — | — | — | $275K | 2.5% | |
| American 2010 Target Retirement | — | — | — | $259K | 2.4% | |
| AB Discovery Growth Z | — | — | — | $259K | 2.4% | |
| American 2045 Target Retirement | — | — | — | $214K | 2.0% | |
| American 2025 Target Retirement | — | — | — | $196K | 1.8% | |
| MFS Mid Cap Value Fd | — | — | — | $196K | 1.8% | |
| American 2020 Target Retirement | — | — | — | $196K | 1.8% | |
| Virtus Newfleet Multi Sector ST Bond Fd | — | — | — | $186K | 1.7% | |
| Goldman Sachs Int'l Equity Insights Fd | — | — | — | $183K | 1.7% | |
| John Hancock Bond Fd | — | — | — | $175K | 1.6% | |
| Goldman Sachs Small Cap Value Insights | — | — | — | $107K | 1.0% | |
| MFS Moderate Alloc | — | — | — | $88K | 0.8% | |
| MFS Conservative Alloc | — | — | — | $61K | 0.6% | |
| MFS Growth Alloc | — | — | — | $46K | 0.4% | |
| American 2065 Target Retirement | — | — | — | $43K | 0.4% | |
| Participant loans | — | — | — | $34K | 0.3% | |
| American 2060 Target Retirement | — | — | — | $29K | 0.3% | |
| American 2055 Target Retirement | — | — | — | $2K | <0.1% | |
| American 2050 Target Retirement | — | — | — | $334 | <0.1% |
Related plans
Other plans using USI CONSULTING GROUP
ASCENSION HEALTH DBA ASCENSION HEALTHCARE
ASCENSION HEALTHCARE MASTER PENSION TRUST
$8.0B
LUMEN TECHNOLOGIES, INC.
LUMEN 401(K) SAVINGS PLAN
$7.3B · 21,466 participants
PACE INDUSTRY UNION-MANAGEMENT PENSION FUND
PACE INDUSTRY UNION-MANAGEMENT PENSION FUND
$2.8B · 3,184 participants
NORTHWELL HEALTH, INC.
NORTHWELL HEALTH PENSION PLAN
$2.8B · 26,078 participants
UT-BATTELLE, LLC
PENSION PLAN FOR EMPLOYEES AT ORNL
$2.4B · 6,785 participants
PARSONS CORPORATION
PARSONS CORPORATION RETIREMENT SAVINGS PLAN
$2.3B · 10,546 participants
Similar-size Manufacturing plans
LAKE BUSINESS PRODUCTS, INC.
LAKE BUSINESS PRODUCTS INC. 401(K) PROFIT SHARING PLAN
$10.8M · 98 participants
CURRENT LIGHTING EMPLOYEE CO LLC
CURRENT RETIREMENT PLAN FOR COLLECTIVELY BARGAINED EMPLOYEES
$10.8M · 249 participants
DEFLECTO, LLC
DEFLECTO, LLC 401(K) PLAN
$10.8M · 158 participants
LINCOLN ELECTRIC PRODUCTS CO., INC.
LINCOLN ELECTRIC PRODUCTS RETIREMENT PLAN
$10.9M · 30 participants
ESS TECH, INC
ESS TECH 401(K) PLAN
$10.9M · 226 participants
KEARNEY-NATIONAL, INC.
PENSION PLAN FOR HOURLY EMPLOYEES EMPLOYED BY THE HAPCO DIVISION OF KEARNEY-NATIONAL, INC.
$10.7M · 149 participants
Large plans in Tennessee
FEDEX CORPORATION
FEDEX CORPORATION EMPLOYEES' PENSION TRUST
$27.6B
FEDEX CORPORATION
FEDEX CORPORATION EMPLOYEES' PENSION PLAN
$26.9B · 113,256 participants
FEDEX CORPORATION
FEDEX CORPORATION RETIREMENT SAVINGS PLAN
$25.4B · 102,265 participants
HCA INC.
HCA 401(K) PLAN
$23.8B · 310,762 participants
HCA INC.
HCA INC. MASTER RETIREMENT TRUST
$23.4B
ALLIANCEBERNSTEIN LP
AB US LARGE CAP GROWTH COLLECTIVE TRUST
$8.9B