Original filing (PDF)20251007115825NAL0008079552002

Unaka Company, Inc.

Name: Unaka Company, Inc. — Unaka Company 401(k) Profit, Form 5500 (2024)
Creator: Unaka Company, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Unaka Company 401(k) Profit Sharing Plan

401(k) retirement plan · Unaka Company, Inc.'s Unaka Company 401(k) Profit Sharing Plan held $39.5M in plan assets for 722 participants in 2024, with Transamerica as recordkeeper.

Signals · 1

Corrective distributions issued

Active participants

722

Accounts w/ balance

1,092

Plan assets (EOY)

$39.5M

Net assets (EOY)

$39.5M

How this plan invests

This plan

1 pooled trust

Schedule D

28 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for UNAKA COMPANY, INC.

Plan sponsor

Name

UNAKA COMPANY, INC

EIN

62-0506766all filings

Address

1500 INDUSTRIAL ROAD · GREENEVILLE, TN · 37745

Phone

(423) 278-1434

Industry

Management of Companies / Holdings

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-07

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
TRANSAMERICA RETIREMENT SOLUTIONS	13-3689044	—	RECORD KEEPER	$45K	—

Broker

Name	EIN	Location	Relation	Direct comp	Indirect comp
NATIONAL FINANCIAL SERVICES	04-3523567	—	SECURITIES BROKER	$0	—

Investments

28 direct securities · 1 pooled fund· $41.4M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$23.0M

11 holdings

Mutual Funds

$8.8M

11 holdings

Common Collective Trusts

$3.9M

3 holdings

Common Stocks

$2.6M

1 holding

Common Collective Trust

$1.9M

1 holding

Bonds / Notes

$975K

1 holding

Cash / Money Market

$243K

1 holding

					% of plan
JPMorgan SmartRetirement 2030 R6 Mutual Fund	Other securities	—	—	$4.2M	10.7%
JPMorgan SmartRetirement 2025 R6 Mutual Fund	Other securities	—	—	$3.9M	10.0%
JPMorgan SmartRetirement 2035 R6 Mutual Fund	Other securities	—	—	$3.7M	9.5%
JPMorgan SmartRetirement 2040 R6 Mutual Fund	Other securities	—	—	$3.4M	8.5%
JPMorgan SmartRetrmnt Inc R6	Common Stocks	—	—	$2.6M	6.6%
Vanguard Total Bond Market Index Adm Mutual Fund	Mutual Funds	—	—	$2.3M	5.7%
JPMorgan SmartRetirement 2045 R6 Mutual Fund	Other securities	—	—	$2.0M	5.0%
COLLECTIVE TRUST FUND	Common Collective Trusts	—	—	$1.9M	4.8%
GALLIARD STABLE RETURN C GALLIARD · EIN 52-2250946 / PN 001	Common Collective Trust	—	—	$1.9M	4.8%
Vanguard 500 Index Adm Mutual Fund	Common Collective Trusts	—	—	$1.9M	4.7%
JPMorgan US Val R6	Other securities	—	—	$1.7M	4.3%
JPMorgan SmartRetirement 2050 R6 Mutual Fund	Other securities	—	—	$1.3M	3.3%
Vanguard Growth Index Adm Mutual Fund	Mutual Funds	—	—	$1.3M	3.3%
Vanguard Total International Stock Index Adm Mutual Fund	Mutual Funds	—	—	$1.3M	3.2%
Vanguard Mid Cap Index Adm Mutual Fund	Mutual Funds	—	—	$1.1M	2.9%
Notes Receivable from Participants Interest Rates 4.25% - 9.50%	Bonds / Notes	—	—	$975K	2.5%
JPMorgan SmartRetirement 2060 R6 Mutual Fund	Other securities	—	—	$952K	2.4%
DFA U.S. Small Cap I Mutual Fund	Mutual Funds	—	—	$839K	2.1%
JPMorgan SmartRetirement 2055 R6 Mutual Fund	Other securities	—	—	$774K	2.0%
T. Rowe Price International Discovery I Mutual Fund	Other securities	—	—	$639K	1.6%
Vanguard Federal Money Market Money Market Mutual Fund	Mutual Funds	—	—	$558K	1.4%
American Funds Capital World Growth & Income R6 Mutual Fund	Mutual Funds	—	—	$516K	1.3%
American Funds Balanced R6 Mutual Fund	Mutual Funds	—	—	$409K	1.0%
Vanguard REIT Index Adm Mutual Fund	Mutual Funds	—	—	$402K	1.0%
JPMorgan Emerging Markets Equity R6 Mutual Fund	Other securities	—	—	$386K	1.0%
State Street Bank & Trust Co. Cash Reserve Account	Cash / Money Market	—	—	$243K	0.6%
Vanguard Inflation-Protected Secs Inv Mutual Fund	Mutual Funds	—	—	$120K	0.3%
Vanguard Total Stock Market Index Adm Mutual Fund	Common Collective Trusts	—	—	$77K	0.2%
Vanguard Intermediate Term Investment Grade Adm Mutual Fund	Mutual Funds	—	—	$24K	<0.1%