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Original filing (PDF)20251014133354NAL0002902353001
LEE UNIVERSITY
Form 5500
FILING_RECEIVED
LEE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLA
403(b) retirement plan
Active participants
698
Accounts w/ balance
1,063
Plan assets (EOY)
$66.5M
Net assets (EOY)
$66.5M
How this plan invests
This plan
1 pooled trust
Schedule D
62 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LEE UNIVERSITY.
Plan sponsor
Name
LEE UNIVERSITY
EIN
62-0502739
Address
1120 NORTH OCOEE · CLEVELAND, TN · 373114458
Phone
(423) 614-8102
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2L · 403(b)(1) annuity
Audit & trust (Schedule H)
Auditor
LBMC, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | NEW YORK, NY | RECORD KEEPER | $14K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | RALEIGH, NC | ADVISOR | $14K | — |
Investments
61 direct securities · 1 pooled fund· $66.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$64.6M
61 holdings
Pooled Separate Account
$1.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Non-Benefit-Responsive | — | — | — | $13.4M | 20.2% | |
| CREF Stock | — | — | — | $11.7M | 17.7% | |
| TIAA Vanguard 500 Index | — | — | — | $5.7M | 8.6% | |
| CREF Growth | — | — | — | $3.5M | 5.3% | |
| CREF Global Equities | — | — | — | $2.8M | 4.2% | |
| TIAA Nuveen Lifecycle Index 2040 | — | — | — | $2.6M | 3.9% | |
| TIAA Nuveen Lifecycle Index 2045 | — | — | — | $2.0M | 3.1% | |
| CREF Equity Index | — | — | — | $1.8M | 2.7% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $1.8M | 2.7% | |
| TIAA Nuveen Lifecycle Index 2050 | — | — | — | $1.5M | 2.2% | |
| CREF Core Bond | — | — | — | $1.3M | 2.0% | |
| TIAA Nuveen Lifecycle Index 2035 | — | — | — | $1.2M | 1.8% | |
| TIAA Nuveen Lifecycle Index 2030 | — | — | — | $1.1M | 1.7% | |
| TIAA Harbor Capital Appreciation | — | — | — | $1.1M | 1.6% | |
| TIAA Vanguard Extended Market Index | — | — | — | $1.0M | 1.5% | |
| CREF Social Choice | — | — | — | $854K | 1.3% | |
| TIAA Traditional Benefit-Responsive | — | — | — | $837K | 1.3% | |
| TIAA Nuveen Lifecycle Index 2025 | — | — | — | $804K | 1.2% | |
| TIAA Nuveen Lifecycle Index 2055 | — | — | — | $792K | 1.2% | |
| TIAA Vanguard Total Intl Stock Index | — | — | — | $690K | 1.0% | |
| TIAA Access Large- Cap Value | — | — | — | $664K | 1.0% | |
| TIAA Access Inflation-Linked Bond ** 229 * TIAA Access International Equity | — | — | — | $625K | 0.9% | |
| TIAA Nuveen Lifecycle Index 2020 | — | — | — | $586K | 0.9% | |
| TIAA Dodge & Cox Income Fund | — | — | — | $557K | 0.8% | |
| TIAA Nuveen Money Market | — | — | — | $497K | 0.7% | |
| CREF Inflation-Linked Bond | — | — | — | $484K | 0.7% | |
| TIAA Access Lifecycle 2045 | — | — | — | $461K | 0.7% | |
| TIAA Access Real Est Secs | — | — | — | $446K | 0.7% | |
| TIAA Vanguard Total Bond Market Index | — | — | — | $418K | 0.6% | |
| TIAA Access Mid-Cap Value | — | — | — | $413K | 0.6% | |
| TIAA Access Quant Small Cap | — | — | — | $408K | 0.6% | |
| TIAA Access Lifecycle 2035 | — | — | — | $388K | 0.6% | |
| TIAA Access Lifecycle 2040 | — | — | — | $388K | 0.6% | |
| TIAA MFS Mid Cap Value Class R4 | — | — | — | $384K | 0.6% | |
| TIAA AF EuroPacific Growth | — | — | — | $338K | 0.5% | |
| CREF Money Market | — | — | — | $322K | 0.5% | |
| TIAA Nuveen Lifecycle Index 2060 | — | — | — | $321K | 0.5% | |
| TIAA MFS Value Fund Class R4 | — | — | — | $306K | 0.5% | |
| TIAA Access Small-Cap Blend Index | — | — | — | $263K | 0.4% | |
| TIAA MFS Mid Cap Growth Fund R4 | — | — | — | $225K | 0.3% | |
| TIAA Access Lifecycle 2025 | — | — | — | $218K | 0.3% | |
| TIAA Access Lifecycle 2030 | — | — | — | $165K | 0.2% | |
| TIAA Access Mid-Cap Growth | — | — | — | $136K | 0.2% | |
| TIAA Access Core Equity | — | — | — | $103K | 0.2% | |
| TIAA Allspring Spec SmallCap Value R6 | — | — | — | $103K | 0.2% | |
| TIAA Nuveen Lifecycle Index 2015 | — | — | — | $91K | 0.1% | |
| TIAA Access Large Cap Res Equity | — | — | — | $91K | 0.1% | |
| TIAA Access Large-Cap Growth | — | — | — | $73K | 0.1% | |
| TIAA Access Core Bond Plus | — | — | — | $60K | <0.1% | |
| TIAA Principal Small Cap Growth I R5 | — | — | — | $58K | <0.1% | |
| TIAA Access Lifecycle 2050 | — | — | — | $49K | <0.1% | |
| TIAA Access Equity Index | — | — | — | $40K | <0.1% | |
| TIAA Nuveen Lifecycle Index 2010 | — | — | — | $38K | <0.1% | |
| TIAA Access Lifecycle 2020 | — | — | — | $29K | <0.1% | |
| TIAA Access Core Bond | — | — | — | $21K | <0.1% | |
| TIAA Nuveen Lifecycle Index Rtln-Rtmt | — | — | — | $13K | <0.1% | |
| TIAA Access Lifecycle Rtmt Income T4 | — | — | — | $11K | <0.1% | |
| TIAA Access Money Market | — | — | — | $10K | <0.1% | |
| TIAA Access Lifecycle Rtmt Income TA | — | — | — | $7K | <0.1% | |
| TIAA Access Lifecycle 2010 | — | — | — | $6K | <0.1% | |
| TIAA Access Lifecycle 2015 | — | — | — | $5K | <0.1% | |
| TIAA Nuveen Lifecycle Index 2065 | — | — | — | $5K | <0.1% |
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