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Original filing (PDF)20260211151527NAL0007883794002
IMPACT ENERGY TRUST
Form 5500
FILING_RECEIVED
IMPACT ENERGY TRUST
Health & welfare plan
Signals · 3
36% employer stock~1006 bps in Sched C feesNo recordkeeper disclosed
Active participants
853
Accounts w/ balance
—
Plan assets (EOY)
$2.8M
Net assets (EOY)
$2.6M
How this plan invests
This plan
80 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 36% of plan in employer / sponsor stock.
- 1006 bps in Schedule C fees — 1834% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IMPACT ENERGY TRUST.
Plan sponsor
Name
IMPACT ENERGY TRUST
EIN
61-6156163
Address
230 LEXINGTON GREEN CIRCLE · SUITE 400 · LEXINGTON, KY · 40503
Phone
(859) 226-5300
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
575
Plan year
2024
Plan year begin
2024-07-01
Tax period
2025-06-30
Filed
2026-02-11
Welfare benefit codes
4A · Health (other than dental or vision)
4B · Life Insurance
4D · Dental
4E · Vision
Audit & trust (Schedule H)
Auditor
DEAN DORTON ALLEN FORD, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FISERV HEALTH/ASGI | 31-1558779 | — | NONE | $144K | — |
| COAL OPERATORS & ASSOCIATES | 61-0717487 | — | PLAN SPONSOR | $90K | — |
| COMMUNITY TRUST AND INVESTMENT CO | — | VERSAILLES, KY | NONE | $25K | — |
| DEAN DORTON ALLEN FORD, PLLC | 27-3858252 | — | NONE | $19K | — |
| USI INSURANCE SERVICES | — | LEXINGTON, KY | NONE | $7K | — |
Investments
79 direct securities· $2.5M(89% of reported assets)
Uncategorized
$2.5M
77 holdings
Common Stocks
$30K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Repurchase agreements | — | — | $388K | $388K | 13.7% | |
| U.S. TREASURY 01/31/2030, 3.5%, $124,000 | — | — | $118K | $123K | 4.3% | |
| U.S. TREASURY 11/15/2032, 4.125%, $116,000 | — | — | $116K | $117K | 4.1% | |
| U.S. TREASURY 11/30/2030, 4.375%, $91,000 | — | — | $92K | $93K | 3.3% | |
| Registered investment companies DIAMND HILL SH DU SECR BD -I REGISTERED INVESTMENT CO | — | — | $82K | $83K | 2.9% | |
| GUGGENHEIM LIMITED DURATION INSTL REGISTERED INVESTMENT CO | — | — | $79K | $81K | 2.9% | |
| Money market account GOLDMAN SACHS FS GOVERNMENT FST | — | — | $73K | $73K | 2.6% | |
| MICROSOFT CORP COM COMMON STOCK | — | — | $4K | $72K | 2.5% | |
| NVIDIA CORP COM COMMON STOCK | — | — | $12K | $70K | 2.5% | |
| PGIM AAA CLO ETF REGISTERED INVESTMENT CO | — | — | $61K | $61K | 2.2% | |
| U.S. TREASURY 11/30/2026, 4.25%, $58,000 | — | — | $58K | $58K | 2.1% | |
| U.S. government securities U.S. TREASURY 05/15/2032, 2.875%, $57,000 | — | — | $52K | $53K | 1.9% | |
| APPLE INC COM COMMON STOCK | — | — | $6K | $52K | 1.8% | |
| AMAZON COM INC SR COM COMMON STOCK | — | — | $18K | $49K | 1.7% | |
| ALPHABET INC CAP STK CL C COMMON STOCK | — | — | $7K | $46K | 1.6% | |
| U S BANCORP DTD 06/12/2034, 5.836%, $40,000 | — | — | $41K | $42K | 1.5% | |
| META PLATFORMS INC DTD 08/15/2032, 3.85%, $35,000 | — | — | $33K | $34K | 1.2% | |
| VANGUARD REGISTERED INVESTMENT CO | — | — | $32K | $31K | 1.1% | |
| JP MORGAN CHASE BANK DTD 04/22/2030, 5.58%, $30,000 | — | — | $30K | $31K | 1.1% | |
| AMGEN INC DTD 03/02/2030, 5.25%, $30,000 | — | — | $30K | $31K | 1.1% | |
| WELLS FARGO & CO SR NT DTD 04/23/2031, 5.15%, $30,000 | — | — | $30K | $31K | 1.1% | |
| L3HARRIS TECHNOLOGIES INC DTD 06/01/2029, 5.05%, $30,000 | — | — | $31K | $31K | 1.1% | |
| MORGAN STANLEY DTD 02/01/2029, 5.123%, $30,000 | — | — | $30K | $31K | 1.1% | |
| T MOBILE USA DTD 07/15/2033, 5.05%, $30,000 | — | — | $30K | $30K | 1.1% | |
| BROADCOM INC COM COMMON STOCK | — | — | $2K | $30K | 1.1% | |
| BP CAP MARKETS AMERICA DTD 11/06/2028, 4.234%, $30,000 | — | — | $34K | $30K | 1.1% | |
| Corporate debt instruments AT&T INC DTD 02/15/2028, 4.1%, $30,000 | — | — | $34K | $30K | 1.1% | |
| MCDONALDS CORP MED TERM NT BE FR DTD 03/01/2027, 3.5%, $30,000 | — | — | $29K | $30K | 1.0% | |
| AMERICAN WTR CAP CORP DTD 09/01/2028, 3.75%, $30,000 | — | — | $32K | $30K | 1.0% | |
| META PLATFORMS INC CL A COMMON STOCK | — | — | $5K | $30K | 1.0% | |
| ABBVIE INC DTD 11/21/2029, 3.2%, $30,000 | — | — | $28K | $29K | 1.0% | |
| JP MORGAN CHASE & CO COM COMMON STOCK | — | — | $3K | $27K | 0.9% | |
| U.S. TREASURY 11/30/2028, 4.375%, $26,000 | — | — | $26K | $27K | 0.9% | |
| VISA INC CLASS A SHARES COMMON STOCK | — | — | $1K | $26K | 0.9% | |
| UTILITIES SELECT SECTOR SPDRR (MKT) COMMON STOCK | — | — | $12K | $19K | 0.7% | |
| SALESFORCE INC COMMON STOCK | — | — | $13K | $18K | 0.6% | |
| MASTEC INC COMMON STOCK | — | — | $4K | $18K | 0.6% | |
| PALO ALTO NETWORKS INC COMMON STOCK | — | — | $6K | $17K | 0.6% | |
| ADVANCED MICRO DEVICES INC COM COMMON STOCK | Common Stocks | — | $11K | $16K | 0.6% | |
| PARKER HANNIFIN CORP COMMON STOCK | — | — | $7K | $16K | 0.6% | |
| VANGUARD REAL ESTATE ETF COMMON STOCK | — | — | $13K | $16K | 0.6% | |
| LINDE PLC COM COMMON STOCK | — | — | $6K | $15K | 0.5% | |
| WALMART INC COMMON STOCK | — | — | $4K | $15K | 0.5% | |
| CHURCHILL DOWNS INC COMMON STOCK | — | — | $14K | $15K | 0.5% | |
| INTERCONTINENTAL EXCHANGE INC COM COMMON STOCK | — | — | $6K | $15K | 0.5% | |
| BERKSHIRE HATHAWAY INC CLASS B COMMON STOCK | — | — | $5K | $15K | 0.5% | |
| AMPHENOL CORP COMMON STOCK | — | — | $6K | $14K | 0.5% | |
| UBER TECHNOLOGIES INC COM COMMON STOCK | — | — | $12K | $14K | 0.5% | |
| THERMO FISHER SCIENTIFIC INC COMMON STOCK | — | — | $10K | $13K | 0.5% | |
| EQUITABLE HLDGS INC COM COMMON STOCK | — | — | $7K | $13K | 0.5% | |
| s, continued TJX COS INC NEW COMMON STOCK | Common Stocks | — | $5K | $13K | 0.5% | |
| CHENIERE ENERGY INC COMMON STOCK | — | — | $6K | $13K | 0.5% | |
| IQVIA HOLDING INC COM COMMON STOCK | — | — | $12K | $13K | 0.5% | |
| ELI LILLY & CO COMMON STOCK | — | — | $12K | $12K | 0.4% | |
| KKR & CO INC COMMON STOCK | — | — | $8K | $12K | 0.4% | |
| ASTRAZENECA PLC SPONSORED ADR COMMON STOCK | — | — | $10K | $12K | 0.4% | |
| KEYSIGHT TECHNOLOGIES INC COM COMMON STOCK | — | — | $7K | $11K | 0.4% | |
| BOSTON SCIENTIFIC CORP COMMON STOCK | — | — | $4K | $11K | 0.4% | |
| ZOETIS INC CL A COMMON STOCK | — | — | $11K | $11K | 0.4% | |
| COSTCO WHOLESALE CORP COMMON STOCK | — | — | $5K | $11K | 0.4% | |
| US FOODS HLDG CORP COM COMMON STOCK | — | — | $5K | $11K | 0.4% | |
| PROCTER & GAMBLE CO COMMON STOCK | — | — | $3K | $10K | 0.4% | |
| L3HARRIS TECHNOLOGIES INC COM COMMON STOCK | — | — | $8K | $10K | 0.4% | |
| NIKE INC COMMON STOCK | — | — | $13K | $10K | 0.4% | |
| RTX CORPORATION COM COMMON STOCK | — | — | $4K | $10K | 0.4% | |
| UNITEDHEALTH GROUP INC COMMON STOCK | — | — | $2K | $10K | 0.3% | |
| HCA HEALTHCARE INC COMMON STOCK | — | — | $2K | $9K | 0.3% | |
| CVS HEALTH CORPORATION COMMON STOCK | — | — | $7K | $9K | 0.3% | |
| MONDELEZ INTL INC CLASS A COMMON STOCK | — | — | $5K | $9K | 0.3% | |
| T MOBILE US INC COM COMMON STOCK | — | — | $6K | $9K | 0.3% | |
| S&P GLOBAL INC COM COMMON STOCK | — | — | $6K | $8K | 0.3% | |
| CHART INDUSTRIES INC COMMON STOCK | — | — | $6K | $8K | 0.3% | |
| LOWES COMPANIES INC COMMON STOCK | — | — | $3K | $8K | 0.3% | |
| CHEVRON CORP COM COMMON STOCK | — | — | $6K | $8K | 0.3% | |
| SCHLUMBERGER LTD COMMON STOCK | — | — | $11K | $7K | 0.3% | |
| SHERWIN-WILLIAMS CO COMMON STOCK | — | — | $7K | $7K | 0.3% | |
| CHIPOTLE MEXICAN GRILL INC COMMON STOCK | — | — | $6K | $7K | 0.2% | |
| PROLOGIS INC COM COMMON STOCK | — | — | $5K | $4K | 0.2% | |
| NEXTERA ENERGY INC COMMON STOCK | — | — | $3K | $3K | 0.1% |
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