Original filing (PDF)20251016121712NAL0008439872001

AVIVA INVESTORS AMERICAS LLC

Name: AVIVA INVESTORS AMERICAS LLC — AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN, Form 5500 (2024)
Creator: AVIVA INVESTORS AMERICAS LLC

Form 5500

FILING_RECEIVED

AVIVA INVESTORS AMERICAS SAVINGS & RETIREMENT PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

—

Net assets (EOY)

—

How this plan invests

This plan

9 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

100

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
High account-holder ratio — balance-holders per active participant in the top 15% of peers (100th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for AVIVA INVESTORS AMERICAS LLC.

Plan sponsor

Name

AVIVA INVESTORS AMERICAS LLC

EIN

61-1691139

Address

225 WEST WACKER DRIVE · SUITE 2250 · CHICAGO, IL · 60606

Phone

(312) 873-5800

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-16

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2T · Default investment account (QDIA)

2S · Automatic enrollment

2J · 401(k) feature

2E · Profit-sharing

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

No Schedule C providers reported

Investments

9 pooled funds· $5.5M

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

			% of plan
LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141	Pooled Separate Account	$1.8M	33.6%
SA/T. ROWE PRICE EQUITY INCOME STRA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 265	Pooled Separate Account	$1.4M	25.1%
SMALL CAP VALUE / KENNEDY CAPITAL F EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 257	Pooled Separate Account	$712K	13.0%
MID CAP VALUE / ROBECO BOSTON PARTN EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 440	Pooled Separate Account	$606K	11.1%
CORE PLUS BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 299	Pooled Separate Account	$457K	8.3%
MID CAP GROWTH / TIMESSQUARE FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 186	Pooled Separate Account	$441K	8.0%
REAL ESTATE / COHEN & STEERS FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 305	Pooled Separate Account	$34K	0.6%
DAY ONE INCOMEFLEX TARGET BALANCED EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 305	Pooled Separate Account	$18K	0.3%
REAL ESTATE / AMERICAN CENTURY FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 438	Pooled Separate Account	$0	<0.1%

1–9 of 9

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