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Original filing (PDF)20251124203719NAL0002323697001
THE NEW YORK RACING ASSOCIATION INC
Form 5500
FILING_RECEIVED
RETIREMENT PLAN FOR ADMINISTRATIVE AND RACING EMPLOYEES OF THE NEW YORK RACING ASSOCIATION, INC.
Defined-benefit pension plan
Signals · 3
Late filing · 0.3 mo49% in single holding6 service providers
Active participants
37
Accounts w/ balance
—
Plan assets (EOY)
$60.0M
Net assets (EOY)
$60.0M
How this plan invests
This plan
3 pooled trusts
Schedule D
8 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
99
Concentration risk
76
Total plan cost
65
Vendor stack
75
Participation health
100
Knocking points off
- Filed 0.3 months past the 10.5-month grace window.
- Top holding "New York Life Insurance Company Group Contract GA00100, Fixed Dollar Account, 4.66%" is 49% of plan.
- 49 bps in Schedule C fees — 208% above peer band of 16 bps.
- Plan is frozen (1I) — no new benefit accrual.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE NEW YORK RACING ASSOCIATION INC.
Plan sponsor
Name
THE NEW YORK RACING ASSOCIATION INC
EIN
61-1559040
Address
P.O. BOX 90 · ROCKAWAY BLVD, 108TH STREET · JAMAICA, NY · 114170090
Phone
(718) 659-2239
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-24
Pension benefit codes
1A · Pay-related DB formula
1I · Frozen plan — no new benefit accrual
Audit & trust (Schedule H)
Auditor
CITRIN COOPERMAN & COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MILLIMAN | 91-0675641 | — | NONE | $119K | — |
| JPMORGAN CHASE BANK | 13-4994650 | — | NONE | $92K | — |
| KPMG LLP | 13-5565207 | — | NONE | $40K | — |
| MERCER INVESTMENT CONSULTING INC. | — | NEW YORK, NY | NONE | $19K | — |
| TS&W INTERNATIONAL | — | DENVER, CO | NONE | $15K | — |
| NEW YORK LIFE INSURANCE CO. | 13-5582869 | — | NONE | $12K | — |
Investments
5 direct securities · 3 pooled funds· $60.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$56.3M
5 holdings
Common Collective Trust
$3.7M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| New York Life Insurance Company Group Contract GA00100, Fixed Dollar Account, 4.66% | — | — | $29.2M | $29.2M | 48.6% | |
| Barrow Hanley Global Investors Barrow Hanley Total Return Bond Fund I Shares | — | — | $19.0M | $19.0M | 31.7% | |
| New York Life Insurance Company Group Contract GA00100, Pension Account, 4.66% | — | — | $6.0M | $6.0M | 10.0% | |
| TS&W INT'L LARGE CAP EQUITY TRUST GLOBAL TRUST COMPANY · EIN 26-6773274 / PN 003 | Common Collective Trust | — | $2.0M | $1.9M | 3.2% | |
| Vanguard Russell 1000 Growth Index Fund Institutional Shares | — | — | $676K | $1.4M | 2.3% | |
| BARROWHANLEY LARGE CAP VALUE FUND GLOBAL TRUST COMPANY · EIN 27-4085435 / PN 016 | Common Collective Trust | — | $1.1M | $1.4M | 2.3% | |
| JP Morgan US Government Money Market Fund – Capital Shares, Monthly Variable 12/31/2049 | — | — | $708K | $708K | 1.2% | |
| ATLANTA CAPITAL SMID-CAP FUND EATON VANCE · EIN 01-0553859 / PN 000 | Common Collective Trust | — | $372K | $440K | 0.7% |