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Original filing (PDF)20251001140537NAL0014384688001
NOVAK FRANCELLA LLC
Form 5500
FILING_RECEIVED
NOVAK FRANCELLA LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
141
Accounts w/ balance
170
Plan assets (EOY)
$24.1M
Net assets (EOY)
$24.1M
How this plan invests
This plan
56 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (15 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NOVAK FRANCELLA LLC.
Plan sponsor
Name
NOVAK FRANCELLA LLC
EIN
61-1436956
Address
40 MONUMENT ROAD · 5TH FLOOR · BALA CYNWYD, PA · 19004
Phone
(610) 668-9400
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Name
NOVAK FRANCELLA LLC
EIN
61-1436956
City
BALA CYNWD, PA
Phone
(610) 668-9400
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
TORRILLO & ASSOCIATES, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | 31-4156830 | — | RECORD KEEPER | $26K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IRON FIDUCIARY | 99-9552241 | — | INVESTMENT MANAGER | $11K | — |
Investments
56 direct securities· $23.8M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual fund | — | — | — | $3.1M | 13.1% | |
| Putnam Large Cap Growth Fund Y Mutual fund | — | — | — | $3.0M | 12.6% | |
| TIAA-CREF Lifecycle Index 2030 Fund Mutual fund | — | — | — | $2.2M | 9.1% | |
| Victory Sycamore Established Value Fund Mutual fund | — | — | — | $1.6M | 6.6% | |
| TIAA-CREF Lifecycle Index 2040 Fund Mutual fund | — | — | — | $1.6M | 6.5% | |
| Nationwide Geneva Small Cap Growth Fund Mutual fund | — | — | — | $1.6M | 6.4% | |
| Vanguard Windsor Fund Mutual fund | — | — | — | $1.3M | 5.6% | |
| TIAA-CREF Lifecycle Index 2050 Fund Mutual fund | — | — | — | $1.0M | 4.3% | |
| TIAA-CREF Lifecycle Index 2060 Fund Mutual fund | — | — | — | $795K | 3.3% | |
| TIAA-CREF Lifecycle Index 2035 Fund Mutual fund | — | — | — | $583K | 2.4% | |
| Baird Core Plus Bond Fund Mutual fund | — | — | — | $562K | 2.3% | |
| TIAA-CREF Lifecycle Index 2025 Fund Mutual fund | — | — | — | $559K | 2.3% | |
| TIAA-CREF Lifecycle Index 2055 Fund Mutual fund | — | — | — | $446K | 1.8% | |
| Cohen & Steers Real Estate Securities Fund Mutual fund | — | — | — | $445K | 1.8% | |
| DFA International Large Cap Growth Mutual fund | — | — | — | $390K | 1.6% | |
| BlackRock Total Return Mutual fund ** 678 Brown Advisory Sustainable Growth Fund Institutional Shares Mutual fund | — | — | — | $365K | 1.5% | |
| Vanguard Total International Stock Index Fund Mutual fund | — | — | — | $324K | 1.3% | |
| TIAA-CREF Lifecycle Index 2045 Fund Mutual fund | — | — | — | $311K | 1.3% | |
| Vanguard Total Stock Market Index Fund Mutual fund | — | — | — | $307K | 1.3% | |
| Fidelity Inflation-Protected Bond Index Fund Mutual fund | — | — | — | $283K | 1.2% | |
| Artisan International Value Fund Mutual fund | — | — | — | $245K | 1.0% | |
| BlackRock Strategic Income Opportunities Portfolio Mutual fund | — | — | — | $204K | 0.8% | |
| Principal Global Real Estate Fund Mutual fund ** 640 Principal Mid Cap R6 Fund Mutual fund | — | — | — | $204K | 0.8% | |
| Fidelity U.S. Bond Index Fund Mutual fund | — | — | — | $202K | 0.8% | |
| State Street Balanced Index Fund K Mutual fund | — | — | — | $201K | 0.8% | |
| Vanguard GNMA Fund Mutual fund | — | — | — | $196K | 0.8% | |
| TIAA-CREF Lifecycle Index Retirement Income Fund Mutual fund | — | — | — | $190K | 0.8% | |
| Federated Hermes Institutional High Yield Bond Fund Mutual fund | — | — | — | $184K | 0.8% | |
| TIAA-CREF Lifecycle Index 2020 Fund Mutual fund | — | — | — | $168K | 0.7% | |
| Vanguard Total World Stock Index Admiral Mutual fund | — | — | — | $165K | 0.7% | |
| American Funds New World Fund Mutual fund | — | — | — | $155K | 0.6% | |
| Participant loans Outstanding participant loans (interest rates from 4.25% -9.50%); Maturities through 2050. - | — | — | — | $150K | 0.6% | |
| TIAA-CREF Lifecycle Index 2015 Fund Mutual fund | — | — | — | $112K | 0.5% | |
| Leggm Clearbridge Large Cap Growth I Mutual fund | — | — | — | $86K | 0.4% | |
| BlackRock High Yield Bond Portfolio Mutual fund ** 917 PIMCO International Bond Fund (U.S Dollar-Hedged) Mutual fund | — | — | — | $74K | 0.3% | |
| Vanguard 500 Index Fund Mutual fund | — | — | — | $71K | 0.3% | |
| Invesco Small Cap Value Mutual fund | — | — | — | $58K | 0.2% | |
| TIAA-CREF Lifecycle Index 2065 Fund Mutual fund | — | — | — | $56K | 0.2% | |
| Vanguard Wellesley Income Fund Mutual fund | — | — | — | $55K | 0.2% | |
| Legal & General Commodity Strategy Fund Instl Mutual fund ** 579 * Nationwide Fixed Select Contract Guaranteed investment contract | — | — | — | $44K | 0.2% | |
| Avnts US Small Cap Value Instl Mutual fund ** 317 Avnts Emerging Markets Equity Fund Instl Mutual fund ** 959 BlackRock 80/20 Target Allocation Mutual fund | — | — | — | $42K | 0.2% | |
| LSV Small Cap Value Institutional Mutual fund | — | — | — | $38K | 0.2% | |
| BlackRock Mid Cap Growth Equity Institutional Mutual fund | — | — | — | $19K | <0.1% | |
| Goldman Sachs Intl Sm Cp Insights Instl Mutual fund | — | — | — | $13K | <0.1% | |
| Federal Hermes Government Obligations Fund Mutual fund | — | — | — | $11K | <0.1% | |
| Vanguard Explorer Fund Mutual fund ** 321 Vanguard FTSE Social Index Fund Mutual fund | — | — | — | $10K | <0.1% | |
| Vanguard Information Technology Index Fund Mutual fund | — | — | — | $5K | <0.1% | |
| Vanguard Total International Bond Index Fund Mutual fund | — | — | — | $4K | <0.1% | |
| MFS Mid Cap Growth Fund Mutual fund ** 653 PGIM Total Return Bond Fund Mutual fund | — | — | — | $1K | <0.1% | |
| Diamond Hill Mid Cap I Mutual fund ** 644 Dodge & Cox International Stock Mutual fund | — | — | — | $1K | <0.1% | |
| Fidelity International Index Fund Mutual fund | — | — | — | $1K | <0.1% | |
| Goldman Sachs GQG Ptnrs Intl Opps R6 Mutual fund | — | — | — | $1K | <0.1% | |
| Nationwide Loomis All Cap Growth Fund Mutual fund | — | — | — | $1K | <0.1% | |
| AB Global Bond Z Mutual fund ** 545 Avnts US Large Cap Value Mutual fund | — | — | — | $1K | <0.1% | |
| PIMCO Real Return Fund Mutual fund | — | — | — | $1K | <0.1% | |
| JPMorgan Equity Income Fund Mutual fund ** 952 JPMorgan Large Cap Growth Fund Mutual fund | — | — | — | $1K | <0.1% |