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Original filing (PDF)20251001095157NAL0005857827001
TIER 1 PERFORMANCE SOLUTIONS, LLC
Form 5500
FILING_RECEIVED
TIER 1 PERFORMANCE SOLUTIONS, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
302
Accounts w/ balance
406
Plan assets (EOY)
$39.2M
Net assets (EOY)
$39.2M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (7 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TIER 1 PERFORMANCE SOLUTIONS, LLC.
Plan sponsor
Name
TIER 1 PERFORMANCE SOLUTIONS, LLC
EIN
61-1426022
Address
100 E RIVERCENTER BLVD · STE 100 · COVINGTON, KY · 41011
Phone
(859) 415-1000
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
KATZ SAPPER & MILLER, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LATITUDE SERVICE COMPANY INC | 82-1371994 | PLYMOUTH, IN | THIRD PARTY ADMINIST | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS LLC | 02-0488491 | — | SERVICE PROVIDER | $27K | — |
| MORNINGSTAR INVESTMENT MANAGEMENT | 36-3297908 | — | SERVICE PROVIDER | $0 | — |
Investments
30 direct securities · 1 pooled fund· $38.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$36.4M
29 holdings
Pooled Separate Account
$1.5M
1 holding
Pooled Separate Accounts
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund | — | — | — | $4.1M | 10.5% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $3.4M | 8.7% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $3.3M | 8.3% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $3.2M | 8.2% | |
| American Funds New Perspective Fund | — | — | — | $2.5M | 6.4% | |
| JPMorgan Large Cap Growth Fund | — | — | — | $2.4M | 6.0% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $2.3M | 5.9% | |
| American Funds EuroPacific Fund | — | — | — | $2.3M | 5.9% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $2.1M | 5.5% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $1.9M | 4.7% | |
| SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY CO. · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $1.5M | 3.8% | |
| American Funds American Balanced Fund | — | — | — | $1.5M | 3.8% | |
| S * American Century Mid Cap Value Fund | Pooled Separate Accounts | — | — | $1.1M | 2.7% | |
| Vanguard Small-Cap Index Fund | — | — | — | $991K | 2.5% | |
| JPMorgan Equity Income Fund | — | — | — | $961K | 2.5% | |
| Vanguard Mid-Cap Index Fund | — | — | — | $937K | 2.4% | |
| Vanguard Small-Cap VI Index Fund | — | — | — | $759K | 1.9% | |
| Voya Intermediate Bond Fund | — | — | — | $630K | 1.6% | |
| ClearBridge Small Cap Growth Fund | — | — | — | $585K | 1.5% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $465K | 1.2% | |
| JPMorgan US Equity Fund | — | — | — | $449K | 1.1% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $335K | 0.9% | |
| PGIM High Yield Fund | — | — | — | $315K | 0.8% | |
| DFA Inflation Protected Securities Portfolio | — | — | — | $289K | 0.7% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $180K | 0.5% | |
| NOTES RECEIVABLE FROM PARTICIPANTS, bearing interest at 3.25-8.50%, with maturities through May 2029 0 | — | — | — | $170K | 0.4% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $167K | 0.4% | |
| Neuberger Berman Mid Cap Growth Fund | — | — | — | $138K | 0.4% | |
| Vanguard Target Retirement Income Fund | — | — | — | $69K | 0.2% | |
| Voya Government Money Market Fund | — | — | — | $3K | <0.1% | |
| Vanguard Target Retirement 2070 Fund | — | — | — | $1K | <0.1% |
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