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Original filing (PDF)20251001082413NAL0013947552001
NETGAIN TECHNOLOGIES, LLC
Form 5500
FILING_RECEIVED
NETGAIN TECHNOLOGIES, LLC 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
207
Accounts w/ balance
166
Plan assets (EOY)
$8.6M
Net assets (EOY)
$8.6M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 68 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NETGAIN TECHNOLOGIES, LLC.
Plan sponsor
Name
NETGAIN TECHNOLOGIES, LLC
EIN
61-1369146
Address
2031 GEORGETOWN RD. · LEXINGTON, KY · 40511
Phone
(859) 255-0155
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMUNITY TRUST AND INVESTMENT CO. | 61-6209147 | — | NONE | $59K | — |
Investments
25 direct securities· $8.6M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund | — | — | — | $1.0M | 12.1% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $806K | 9.3% | |
| Vanguard Dodge & Cox Fund | — | — | — | $698K | 8.1% | |
| Vanguard Growth Index Fund | — | — | — | $695K | 8.1% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $540K | 6.3% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $525K | 6.1% | |
| Goldman Sachs Goldman Sachs Financial Square Government FST | — | — | — | $524K | 6.1% | |
| Vanguard Mid Cap Growth Index Admiral | — | — | — | $504K | 5.8% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $434K | 5.0% | |
| Vanguard Small Cap Growth Index Fund | — | — | — | $431K | 5.0% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $368K | 4.3% | |
| MFS Mid Cap Value Fund | — | — | — | $325K | 3.8% | |
| TIAA TIAA-CREF International Equity Fund | — | — | — | $287K | 3.3% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $278K | 3.2% | |
| Vanguard Dodge & Cox Income X | — | — | — | $227K | 2.6% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $220K | 2.6% | |
| Federated Hermes MDT Small Cap Core | — | — | — | $183K | 2.1% | |
| Notes receivable Loans to participants, various maturities, from participants interest rates ranging from 4.25% to 7.00% | — | — | — | $131K | 1.5% | |
| American Funds American Balanced Fund | — | — | — | $122K | 1.4% | |
| American Funds American New World | — | — | — | $93K | 1.1% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $47K | 0.5% | |
| Vanguard Target Retirement 2070 Fund 885 WCM Focused International Growth Fund | — | — | — | $45K | 0.5% | |
| Goldman Sachs Goldman Sachs Short Duration Income Fund | — | — | — | $30K | 0.4% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $18K | 0.2% | |
| Vanguard Target Retirement Income Fund | — | — | — | $9K | 0.1% |
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