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Original filing (PDF)20251007075439NAL0004298305001
FORTNA SYSTEMS, INC.
Form 5500
FILING_RECEIVED
FORTNA 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,822
Accounts w/ balance
1,814
Plan assets (EOY)
$148.0M
Net assets (EOY)
$148.0M
How this plan invests
This plan
2 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FORTNA SYSTEMS, INC..
Plan sponsor
Name
FORTNA SYSTEMS, INC.
EIN
61-1350369
Address
131 GRIFFIN WAY · MT. WASHINGTON, KY · 40047
Phone
(502) 636-0690
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $61K | — |
| CAP FINANCIAL PARTNERS LLC | 26-0058143 | — | NONE | $42K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $665 | — |
Investments
27 direct securities · 2 pooled funds· $149.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$148.3M
27 holdings
Common Collective Trust
$1.1M
1 holding
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2040 Fund | — | — | — | $16.6M | 11.2% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $16.0M | 10.8% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $14.3M | 9.7% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $13.3M | 9.0% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $11.7M | 7.9% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $11.1M | 7.5% | |
| JP Morgan Large Cap Growth Fund | — | — | — | $11.0M | 7.4% | |
| Vanguard Institutional Index Fund | — | — | — | $9.4M | 6.3% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $9.1M | 6.2% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $7.6M | 5.1% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $3.4M | 2.3% | |
| Charles Schwab Self-directed brokerage accounts | — | — | — | $2.8M | 1.9% | |
| VANGUARD MIDCAP INDEX INSTL Registered Investment Company | — | — | — | $2.8M | 1.9% | |
| JP Morgan Equity Income Fund | — | — | — | $2.4M | 1.7% | |
| Notes receivable Loans to participants, various maturities, * from participants interest rate ranging 4.25% to 9.50% | — | — | — | $2.2M | 1.5% | |
| Vanguard Small Cap Index Fund | — | — | — | $2.1M | 1.4% | |
| MFS Research International Fund | — | — | — | $2.0M | 1.4% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $1.7M | 1.2% | |
| Fidelity Total Bond Fund | — | — | — | $1.6M | 1.1% | |
| Vanguard Target Retirement 2070 Fund | — | — | — | $1.2M | 0.8% | |
| PUTNAM STABLE VALUE FUND PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.1M | 0.8% | |
| Vanguard Total Bond Market Index Fund | — | — | — | $1.1M | 0.7% | |
| Vanguard Total International Stock Index Fund | — | — | — | $1.1M | 0.7% | |
| VANGUARD TOT INTL STK IDX ADM Registered Investment Company | — | — | — | $1.1M | 0.7% | |
| Janus Henderson Triton Fund | — | — | — | $907K | 0.6% | |
| Undiscovered Managers Behavioral Value Fund | — | — | — | $654K | 0.4% | |
| UNDISCOVERED MGRS BEHAV VAL R6 Registered Investment Company | — | — | — | $654K | 0.4% | |
| Vanguard Retirement Income Fund | — | — | — | $360K | 0.2% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $0 | <0.1% |
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