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Original filing (PDF)20251007133724NAL0008008640001
SYPRIS SOLUTIONS, INC.
Form 5500
FILING_RECEIVED
SYPRIS SOLUTIONS 401(K) MERGED RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
9 service providers
Active participants
302
Accounts w/ balance
803
Plan assets (EOY)
$70.5M
Net assets (EOY)
$70.5M
How this plan invests
This plan
1 pooled trust
Schedule D
17 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
99
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
88
Participation health
100
Knocking points off
- Highly fragmented vendor stack (9 disclosed providers, 5 categories).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SYPRIS SOLUTIONS, INC..
Plan sponsor
Name
SYPRIS SOLUTIONS, INC.
EIN
61-1321992
Address
101 BULLITT LANE SUITE 450 · LOUISVILLE, KY · 40222
Phone
(502) 329-2000
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
9 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HR ADVOCATES | — | TAMPA, FL | CONTRACT ADMIN | $91K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHERRY BEKAERT LLP | — | VIRGINIA BEACH, VA | AUDITOR | $20K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STEARNS WEAVER MILLER WEISSLER ALHA | — | MIAMI, FL | ATTORNEY | $11K | — |
Other
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| QDRO CONSULTANTS COMPANY, LLC | — | MEDINA, OH | CONSULTING | $300 | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | OTHER | $65 | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | OTHER | $20 | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | OTHER | $20 | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | OTHER | $0 | — |
Investments
16 direct securities · 1 pooled fund· $70.0M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$64.8M
16 holdings
Common Collective Trust
$5.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Century Growth Fund | — | — | — | $10.2M | 14.5% | |
| Vanguard Institutional Index Fund | — | — | — | $8.7M | 12.3% | |
| J.P. Morgan Asset Management SmartRetirement 2030 Fund | — | — | — | $6.7M | 9.5% | |
| J.P. Morgan Asset Management SmartRetirement 2035 Fund | — | — | — | $5.6M | 7.9% | |
| STABLE ASSET INCOME FUND JP MORGAN INVESTMENTS · EIN 20-1978950 / PN 001 | Common Collective Trust | — | — | $5.2M | 7.3% | |
| American Beacon Large Cap Value Fund | — | — | — | $4.8M | 6.8% | |
| T. Rowe Price Diversified Mid Cap Growth Fund | — | — | — | $4.7M | 6.6% | |
| J.P. Morgan Asset Management SmartRetirement 2040 Fund | — | — | — | $4.2M | 5.9% | |
| Neuberger Berman Genesis Fund | — | — | — | $3.7M | 5.2% | |
| Empower Brokerage Self-directed brokerage accounts | — | — | — | $3.7M | 5.2% | |
| J.P. Morgan Asset Management SmartRetirement 2025 Fund | — | — | — | $2.4M | 3.4% | |
| PIMCO Total Return Fund | — | — | — | $2.2M | 3.1% | |
| J.P. Morgan Asset Management SmartRetirement 2020 Fund | — | — | — | $2.1M | 3.0% | |
| J.P. Morgan Asset Management SmartRetirement 2050 Fund | — | — | — | $1.9M | 2.6% | |
| American Funds EuroPacific Growth Fund | — | — | — | $1.7M | 2.4% | |
| J.P. Morgan Asset Management SmartRetirement Income Fund | — | — | — | $1.4M | 2.0% | |
| J.P. Morgan Asset Management SmartRetirement 2045 Fund | — | — | — | $1.1M | 1.6% |
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