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Original filing (PDF)20251014103203NAL0003669728002
SANDEN, INC.
Form 5500
FILING_RECEIVED
SANDEN 401K PLAN
401(k) retirement plan
Active participants
98
Accounts w/ balance
113
Plan assets (EOY)
$1.7M
Net assets (EOY)
$1.7M
How this plan invests
This plan
2 pooled trusts
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (20 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SANDEN, INC..
Plan sponsor
Name
SANDEN, INC.
EIN
61-1316269
Address
117 HOLLAND PARK PL · LOUISVILLE, KY · 40245
Phone
(502) 292-0489
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DEMING, MALONE, LIVESAY & OSTROFF
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | — | RECORDKEEPER | $900 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CENTERLINE WEALTH ADVISORS | — | — | INVESTMENT ADVISOR | $2K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENT MANAGEMENT SERVICES LLC | — | — | CONTRACT ADMIN | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | — | INVESTMENT MGMT | $222 | — |
Investments
20 direct securities · 2 pooled funds· $3.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$1.7M
20 holdings
Pooled Separate Account
$1.6M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| HARTFORD ADVANTAGE TK2 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $1.1M | 65.5% | |
| SEPARATE ACCOUNT K2 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $452K | 26.3% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds Growth Fund of America R3 | — | — | — | $394K | 22.9% | |
| Empower Annuity Insurance Company of America Pooled Separate - The Hartford Disciplined Equity HLS | — | — | — | $224K | 13.0% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds Capital World Growth Income R3 | — | — | — | $165K | 9.6% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds American Balanced R3 | — | — | — | $143K | 8.3% | |
| Similar Party Collateral, Par or Maturity Value Cost** Value Fully benefit-responsive investment at contract value - * Empower Annuity Insurance Company of America Guaranteed Investment Contract - Fixed Fund | — | — | — | $141K | 8.2% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds Europacific Growth R3 | — | — | — | $131K | 7.6% | |
| Empower Annuity Insurance Company of America Pooled Separate - The Hartford Dividend and Growth | — | — | — | $96K | 5.6% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds Bond Fund of America R3 | — | — | — | $94K | 5.5% | |
| Investments - * Empower Annuity Insurance Company of America Pooled Separate - American Funds American Mutual R3 | — | — | — | $91K | 5.3% | |
| Empower Annuity Insurance Company of America Pooled Separate - The Hartford Small Cap Growth | — | — | — | $82K | 4.8% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds Investment Co of America R3 | — | — | — | $65K | 3.8% | |
| Empower Annuity Insurance Company of America Pooled Separate - The Hartford Total Return Bond | — | — | — | $39K | 2.3% | |
| Empower Annuity Insurance Company of America Pooled Separate - Oppenheimer Main Street Select A | — | — | — | $28K | 1.6% | |
| Empower Annuity Insurance Company of America Pooled Separate - The Hartford Balanced HLS | — | — | — | $11K | 0.7% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds 2060 Target Date Retirement R3 | — | — | — | $6K | 0.4% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds 2065 Target Date Retirement R4 | — | — | — | $4K | 0.2% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds 2045 Target Date Retirement R3 | — | — | — | $3K | 0.2% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds 2055 Target Date Retirement R3 | — | — | — | $2K | <0.1% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds 2025 Target Date Retirement R3 | — | — | — | $1K | <0.1% | |
| Empower Annuity Insurance Company of America Pooled Separate - American Funds 2050 Target Date Retirement R3 | — | — | — | $1K | <0.1% |
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