Original filing (PDF)20250821131540NAL0007307184001

AU ASSOCIATES, INC.

Name: AU ASSOCIATES, INC. — AU ASSOCIATES, INC 401(K) PLAN, Form 5500 (2024)
Creator: AU ASSOCIATES, INC.

Form 5500-SF

FILING_RECEIVED

AU ASSOCIATES, INC 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.1M

Net assets (EOY)

$1.1M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AU ASSOCIATES, INC..

Plan sponsor

Name

AU ASSOCIATES, INC.

EIN

61-1186540

Address

159 OLD GEORGETOWN STREET · LEXINGTON, KY · 40508

Phone

(859) 233-2009

Industry

Constructionsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-08-21

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Construction plans

WESTWIND CONSTRUCTION MANAGEMENT, INC.

WESTWIND CONSTRUCTION MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN

$1.1M · 18 participants

WILCOX COMMUNITIES LLC

WILCOX DEVELOPMENT GROUP, LLC 401(K) TRUST PLAN

$1.1M · 60 participants

STRANDBERG CONSTRUCTION, CO.

STRANDBERG CONSTRUCTION CO. 401(K) SAVINGS PLAN

$1.1M · 26 participants

IICON CONSTRUCTION COLORADO, LLC

IICON CONSTRUCTION 401(K) PLAN

$1.1M · 29 participants

BRUCE SWEET

BRUCE SWEET DEFINED BENEFIT PENSION PLAN