Original filing (PDF)20250811122214NAL0003949091001

NEAT & Wilson, Inc.

Name: NEAT & Wilson, Inc. — NEAT Companies 401(k) Plan, Form 5500 (2024)
Creator: NEAT & Wilson, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

NEAT Companies 401(k) Plan

401(k) retirement plan · NEAT & Wilson, Inc.'s NEAT Companies 401(k) Plan held $9.4M in plan assets for 167 participants in 2024, with Ascensus as recordkeeper.

Signals · 2

44% in single holdingHigh average account balance

Active participants

167

Accounts w/ balance

125

Plan assets (EOY)

$9.4M

Net assets (EOY)

$9.4M

How this plan invests

This plan

21 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

High average account balance (96th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for NEAT & WILSON, INC.

Plan sponsor

Name

NEAT & WILSON, INC

EIN

61-1164104all filings

Address

PO BOX 82 · DUNNVILLE, KY · 42528

Phone

(606) 787-7600

Industry

Wholesale Trade

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-08-11

Pension benefit codes

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS LLC	11-3665754	—	NONE	$7K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
CERITY PARTNERS	—	NEW YORK, NY	NONE	$6K	—

Investments

21 direct securities· $9.4M(100% of reported assets)

Mutual Funds

$9.1M

18 holdings

Common Collective Trusts

$198K

1 holding

Participant loans

$89K

1 holding

Other securities

$6K

1 holding

					% of plan
Schwab Self-Direct Invest Fund V Schwab 0	Mutual Funds	—	—	$4.1M	43.5%
Vanguard Target Retirement 2035 Fund Vanguard 0	Mutual Funds	—	—	$913K	9.7%
Vanguard Target Retirement 2045 Fund Vanguard 0	Mutual Funds	—	—	$598K	6.4%
Vanguard Target Retirement 2055 Fund Vanguard 0	Mutual Funds	—	—	$540K	5.8%
Vanguard Target Retirement 2040 Fund Vanguard 0	Mutual Funds	—	—	$499K	5.3%
Schwab Self-Direct Cash Fund V Schwab 0	Mutual Funds	—	—	$469K	5.0%
Vanguard Target Retirement 2030 Fund Vanguard 0	Mutual Funds	—	—	$399K	4.3%
Vanguard Target Retirement 2025 Fund Vanguard 0	Mutual Funds	—	—	$360K	3.8%
Vanguard Target Retirement 2050 Fund Vanguard 0	Mutual Funds	—	—	$358K	3.8%
Vanguard Federal Money Market Inv Vanguard 0	Mutual Funds	—	—	$339K	3.6%
Vanguard Target Retirement 2060 Fund Vanguard 0	Mutual Funds	—	—	$290K	3.1%
Fidelity 500 Index Fund Fidelity 0	Common Collective Trusts	—	—	$198K	2.1%
Vanguard Target Retirement 2020 Fund Vanguard 0	Mutual Funds	—	—	$133K	1.4%
Various Rates and Maturities Participant's Loan Account 0	Participant loans	—	—	$89K	0.9%
Fidelity Small Cap Index Fidelity 0	Mutual Funds	—	—	$37K	0.4%
Vanguard Target Retirement Income Fund Vanguard 0	Mutual Funds	—	—	$35K	0.4%
Fidelity Mid Cap Index Fidelity 0	Mutual Funds	—	—	$11K	0.1%
Fidelity International Index Fidelity 0	Mutual Funds	—	—	$10K	0.1%
DFA Emerging Markets Core Eqty 2 Port DFA 0	Mutual Funds	—	—	$8K	<0.1%
Principal Diversified Real Asset R6 Principal 0	Other securities	—	—	$6K	<0.1%
Dodge & Cox Income X Dodge 0	Mutual Funds	—	—	$6K	<0.1%