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Original filing (PDF)20251007160633NAL0002598451002
DAVIS & PLOMIN MECHANICAL, INC.
Form 5500
FILING_RECEIVED
DAVIS & PLOMIN, INC. 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 2
26% in single holding6 service providers
Active participants
165
Accounts w/ balance
172
Plan assets (EOY)
$12.1M
Net assets (EOY)
$12.1M
How this plan invests
This plan
36 pooled trusts
Schedule D
17 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "TFLIC Fidelity 500 Index" is 26% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DAVIS & PLOMIN MECHANICAL, INC..
Plan sponsor
Name
DAVIS & PLOMIN MECHANICAL, INC.
EIN
61-1153242
Address
PO BOX 55350 · LEXINGTON, KY · 40555
Phone
(859) 253-3792
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
BESTEN & DIERUF, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $3K | — |
| TRANSAMERICA FINANCIAL LIFE INSURAN | 36-6071399 | — | RECORDKEEPER | $1K | — |
| MCGREGOR & ASSOCIATES, INC. | 61-1211399 | — | RECORDKEEPER | $630 | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MCF ADVISORS | 20-0566061 | — | INVESTMENT ADVISORY - PLA | $17K | — |
| MESIROW FINANCIAL, INC. | 36-3194849 | — | INVESTMENT ADVISORY - PLA | $2K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHERRY BEKAERT | 56-0574444 | — | AUDIT | $14K | — |
Investments
17 direct securities · 36 pooled funds· $12.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.1M
17 holdings
Pooled Separate Account
$0
36 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TFLIC Fidelity 500 Index | — | — | — | $3.1M | 25.9% | |
| TFLIC Transamerica Stable Value Ascend Account | — | — | — | $1.1M | 9.0% | |
| TFLIC BlackRock LifePath Index 2040 K | — | — | — | $1.0M | 8.4% | |
| TFLIC Vanguard Inflation Protected Secs Adm ** 838 * TFLIC Vanguard Small Cap Index Adm | — | — | — | $1.0M | 8.3% | |
| TFLIC BlackRock LifePath Index 2055 K | — | — | — | $998K | 8.3% | |
| TFLIC BlackRock LifePath Index 2050 K | — | — | — | $960K | 8.0% | |
| TFLIC BlackRock LifePath Index 2060 K | — | — | — | $811K | 6.7% | |
| TFLIC Vanguard Mid Cap Index Adm | — | — | — | $553K | 4.6% | |
| TFLIC BlackRock LifePath Index 2030 K | — | — | — | $530K | 4.4% | |
| TFLIC BlackRock LifePath Index 2035 K | — | — | — | $449K | 3.7% | |
| TFLIC BlackRock LifePath Index 2045 K | — | — | — | $426K | 3.5% | |
| TFLIC Loomis Sayles Core Plus Bond N | — | — | — | $291K | 2.4% | |
| TFLIC Fidelity International Index | — | — | — | $238K | 2.0% | |
| TFLIC BlackRock LifePath Index Retirement K | — | — | — | $210K | 1.7% | |
| TFLIC Fidelity Emerging Markets Index | — | — | — | $197K | 1.6% | |
| TFLIC Fidelity US Bond Index | — | — | — | $127K | 1.1% | |
| TFLIC BlackRock LifePath Index 2065 K | — | — | — | $53K | 0.4% | |
| AEGON BALANCED RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 310 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2030 WITH TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 688 | Pooled Separate Account | — | — | $0 | <0.1% | |
| GOLDMAN SACHS MID-CAP OPPORTUNITIE TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 446 | Pooled Separate Account | — | — | $0 | <0.1% | |
| AMER FUNDS EUROPACIFIC GROWTH RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 076 | Pooled Separate Account | — | — | $0 | <0.1% | |
| GOLDMAN SACHS MID CAP VALUE RET AC TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 088 | Pooled Separate Account | — | — | $0 | <0.1% | |
| VANGUARD SMALL-CAP GROWTH INDEX RE TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 131 | Pooled Separate Account | — | — | $0 | <0.1% | |
| VANGUARD SMALL-CAP VALUE INDEX RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 133 | Pooled Separate Account | — | — | $0 | <0.1% | |
| VANGUARD TOTAL STOCK MARKET INDEX TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 166 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA INTL GROWTH RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 168 | Pooled Separate Account | — | — | $0 | <0.1% | |
| STATE STREET SP MID CAP INDX RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 438 | Pooled Separate Account | — | — | $0 | <0.1% | |
| BLACKROCK EQUITY DIVIDEND RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 236 | Pooled Separate Account | — | — | $0 | <0.1% | |
| AMER CENT INFLATION-ADJ BOND RET A TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 262 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA SMALL CAP GROWTH RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 348 | Pooled Separate Account | — | — | $0 | <0.1% | |
| AMERICAN CENTURY GOVERNMENT BOND R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 413 | Pooled Separate Account | — | — | $0 | <0.1% | |
| INVESCO DEVELOPING MARKETS RET ACC TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 471 | Pooled Separate Account | — | — | $0 | <0.1% | |
| CLEARBRIDGE APPRECIATION RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 378 | Pooled Separate Account | — | — | $0 | <0.1% | |
| CLEARBRIDGE MID CAP CORE RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 379 | Pooled Separate Account | — | — | $0 | <0.1% | |
| DELAWARE IVY MID CAP GROWTH RET AC TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 515 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA LARGE CAP GROWTH RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 537 | Pooled Separate Account | — | — | $0 | <0.1% | |
| NEUBERGER BERMAN REAL ESTATE RET A TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 538 | Pooled Separate Account | — | — | $0 | <0.1% | |
| INVESCO AMERICAN VALUE RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 575 | Pooled Separate Account | — | — | $0 | <0.1% | |
| T. ROWE PRICE GROWTH STOCK RET ACC TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 601 | Pooled Separate Account | — | — | $0 | <0.1% | |
| WESTERN ASSET CORE PLUS BOND RET A TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 609 | Pooled Separate Account | — | — | $0 | <0.1% | |
| AMERICANS NEW WORLD TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 625 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2010 WITH TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 684 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2015 WITH TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 685 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2020 WITH TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 686 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2025 WITH TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 687 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2065 WITH TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 402 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2035 WITH TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 689 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2040 WITH TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 690 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2045 WITH TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 691 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2050 WITH TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 692 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2055 WITH TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 693 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICARETONTRK 2060 WITH AME TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 817 | Pooled Separate Account | — | — | $0 | <0.1% | |
| AMERICAN FDS WASHINGTON MUTUAL INV TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 231 | Pooled Separate Account | — | — | $0 | <0.1% |