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Original filing (PDF)20250929051239NAL0004877139001
KATAYAMA AMERICAN COMPANY, INC.
Form 5500
FILING_RECEIVED
KACI RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
314
Accounts w/ balance
356
Plan assets (EOY)
$12.1M
Net assets (EOY)
$12.1M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "T.ROWE PRICE RETIREMENT 2035-R" is 26% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KATAYAMA AMERICAN COMPANY, INC..
Plan sponsor
Name
KATAYAMA AMERICAN COMPANY, INC.
EIN
61-1151139
Address
6901 MIDLAND INDUSTRIAL DR · SHELBYVILLE, KY · 40065
Phone
(502) 844-2413
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $12K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SANDERS AND SCHUTTE FINANCIAL PARTN | — | PEWEE VALLEY, KY | ADVISOR | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHERRY BEKAERT, LLP | 56-0574444 | — | ACCOUNTANT | $14K | — |
Investments
24 direct securities · 1 pooled fund· $11.5M(95% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$11.1M
24 holdings
Common Collective Trust
$390K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T.ROWE PRICE RETIREMENT 2035-R | Registered Investment Companies | — | — | $3.0M | 25.1% | |
| T.ROWE PRICE RETIREMENT 2030-R | Registered Investment Companies | — | — | $2.1M | 17.4% | |
| T.ROWE PRICE RETIREMENT 2040-R | Registered Investment Companies | — | — | $1.3M | 10.4% | |
| T.ROWE PRICE RETIREMENT 2045-R | Registered Investment Companies | — | — | $996K | 8.2% | |
| T.ROWE PRICE RETIREMENT 2055-R | Registered Investment Companies | — | — | $645K | 5.3% | |
| T.ROWE PRICE RETIREMENT 2025-R | Registered Investment Companies | — | — | $634K | 5.2% | |
| BNYM S&P 500 INDEX FUND | Registered Investment Companies | — | — | $417K | 3.4% | |
| PUTNAM STABLE VALUE FUND -50 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $390K | 3.2% | |
| FRANKLIN DYNATECH FUND - A | Registered Investment Companies | — | — | $305K | 2.5% | |
| T.ROWE PRICE RETIREMENT 2050-R | Registered Investment Companies | — | — | $285K | 2.4% | |
| HARTFORD CORE EQUITY R4 | Registered Investment Companies | — | — | $216K | 1.8% | |
| T.ROWE PRICE RETIREMENT 2020-R | Registered Investment Companies | — | — | $194K | 1.6% | |
| INVESCO OPP INTL GROWTH - A | Registered Investment Companies | — | — | $162K | 1.3% | |
| INVESCO SMALL CAP VALUE A | Registered Investment Companies | — | — | $153K | 1.3% | |
| FID ADV MC II A | Registered Investment Companies | — | — | $143K | 1.2% | |
| JPMORGAN SMALL CAP GROWTH R3 | Registered Investment Companies | — | — | $138K | 1.1% | |
| FIDELITY ADV STRAT INC A | Registered Investment Companies | — | — | $131K | 1.1% | |
| INV DEVELOP MARKETS-A | Registered Investment Companies | — | — | $90K | 0.7% | |
| TEMPLETON GLOBAL BOND FUND - A | Registered Investment Companies | — | — | $52K | 0.4% | |
| T.ROWE PRICE RETIREMENT 2060-R | Registered Investment Companies | — | — | $45K | 0.4% | |
| AMERICAN CENTURY EQTY INC-A | Registered Investment Companies | — | — | $29K | 0.2% | |
| EAT HIGH INCOME OPPS - A | Registered Investment Companies | — | — | $24K | 0.2% | |
| JANUSHEND MID CAP VALUE FD - S | Registered Investment Companies | — | — | $17K | 0.1% | |
| T. ROWE PRICE RETIRE BALANCE R | Registered Investment Companies | — | — | $15K | 0.1% | |
| PIMCO TOTAL RETURN FUND - A | Registered Investment Companies | — | — | $10K | <0.1% |