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Original filing (PDF)20251013140017NAL0000683219001
CHEMICAL & INDUSTRIAL ENGINEERING, INC.
Form 5500
FILING_RECEIVED
C&I ENGINEERING EMPLOYEE STOCK OWNERSHIP PLAN
Defined-contribution retirement plan
Signals · 3
84% in single holding84% employer stockNo recordkeeper disclosed
Active participants
222
Accounts w/ balance
278
Plan assets (EOY)
$24.8M
Net assets (EOY)
$24.8M
How this plan invests
This plan
4 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
82
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
50
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Chemical and Industrial Engineering, Inc. 127,727 shares common stock" is 84% of plan.
- 84% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CHEMICAL & INDUSTRIAL ENGINEERING, INC..
Plan sponsor
Name
CHEMICAL & INDUSTRIAL ENGINEERING, INC.
EIN
61-1034946
Address
1930 BISHOP LANE S 800 · LOUISVILLE, KY · 40218
Phone
(502) 371-5243
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2I · Stock bonus
2Q · S-corporation ESOP
2O · ESOP (non-leveraged)
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
WETTERER & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
4 direct securities· $24.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Chemical and Industrial Engineering, Inc. 127,727 shares common stock | — | — | $6.5M | $20.7M | 83.6% | |
| Charles Schwab Certificates of deposit, interest rates from 0.45% - | — | — | $4.0M | $4.0M | 16.3% | |
| Republic Bank Non-interest-bearing checking account | — | — | $32K | $32K | 0.1% | |
| Republic Bank Money Market Account, interest rate 1.00% | — | — | $6K | $6K | <0.1% |
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