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Original filing (PDF)20251002100904NAL0000529984001
HOSPARUS, INC.
Form 5500
FILING_RECEIVED
HOSPARUS INC. 401(K) PLAN
401(k) retirement plan
Active participants
639
Accounts w/ balance
810
Plan assets (EOY)
$53.2M
Net assets (EOY)
$53.2M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — 136% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HOSPARUS, INC..
Plan sponsor
Name
HOSPARUS, INC.
EIN
61-0921718
Address
6200 DUTCHMANS LANE · LOUISVILLE, KY · 40205
Phone
(502) 719-4112
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GRAY, GRIFFITH & MAYS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $94K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CERITY PARTNERS RETIREMENT PLAN ADV | — | NEW YORK, NY | INVESTMENT ADVISOR | $89K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $11K | — |
| EMPOWER ANNUITY INSURANCE COMPANY | — | LOUISVILLE, KY | OTHER | $7K | — |
Investments
25 direct securities· $52.9M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Mutual Fund - Fidelity 500 Index | — | — | — | $6.5M | 12.2% | |
| Fidelity Mutual Fund - Fidelity Freedom Index 2045 Instl Prem | — | — | — | $5.1M | 9.6% | |
| Fidelity Mutual Fund - Fidelity Mid Cap Index | — | — | — | $4.6M | 8.6% | |
| Fidelity Mutual Fund - Fidelity Large Cap Growth Index | — | — | — | $3.9M | 7.3% | |
| Fidelity Mutual Fund - Fidelity Freedom Index 2050 Instl Prem | — | — | — | $3.4M | 6.4% | |
| Fidelity Mutual Fund - Fidelity Freedom Index 2030 Instl Prem | — | — | — | $3.2M | 6.0% | |
| Fidelity Mutual Fund - Fidelity Freedom Index 2040 Instl Prem | — | — | — | $3.2M | 6.0% | |
| Empower Annuity Insurance Company of America Fully benefit-responsive investment, at contract value - | — | — | — | $3.1M | 5.8% | |
| Fidelity Mutual Fund - Fidelity Freedom Index 2035 Instl Prem | — | — | — | $2.7M | 5.0% | |
| Fidelity Mutual Fund - Fidelity Freedom Index 2025 Instl Prem | — | — | — | $2.6M | 4.9% | |
| Fidelity Mutual Fund - Fidelity International Index | — | — | — | $2.5M | 4.6% | |
| Fidelity Mutual Fund - Fidelity US Bond Index | — | — | — | $2.1M | 4.0% | |
| Fidelity Mutual Fund - Fidelity Small Cap Index | — | — | — | $2.1M | 3.9% | |
| Fidelity Mutual Fund - Fidelity Large Cap Value Index | — | — | — | $1.7M | 3.2% | |
| Fidelity Mutual Fund - Fidelity Freedom Index 2055 Instl Prem | — | — | — | $1.7M | 3.1% | |
| Notes receivable from participants, interest rates at 4.25% - 9.50% with maturities through July 2034 | — | — | — | $1.1M | 2.0% | |
| American Funds Mutual Fund - American Funds US Govt SEC R6 | — | — | — | $763K | 1.4% | |
| Fidelity Mutual Fund - Fidelity Freedom Index 2020 Instl Prem | — | — | — | $655K | 1.2% | |
| Fidelity Mutual Fund - Fidelity Freedom Index 2060 Instl Prem | — | — | — | $454K | 0.9% | |
| Fidelity Mutual Fund - Fidelity Total International Index | — | — | — | $444K | 0.8% | |
| Fidelity Mutual Fund - Fidelity Real Estate Index International | — | — | — | $399K | 0.7% | |
| Fidelity Mutual Fund - Fidelity Emerging Markets Index | — | — | — | $388K | 0.7% | |
| PGIM Mutual Fund - PGIM High-Yield R6 | — | — | — | $343K | 0.6% | |
| Fidelity Mutual Fund - Fidelity Freedom Index Inc Instl Prem | — | — | — | $111K | 0.2% | |
| Fidelity Mutual Fund - Fidelity Freedom Index 2015 Instl Prem | — | — | — | $7K | <0.1% |