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Original filing (PDF)20250731135940NAL0010654562002
LLOYD & MCDANIEL PLLC
Form 5500
FILING_RECEIVED
LLOYD & MCDANIEL 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
220
Accounts w/ balance
238
Plan assets (EOY)
$9.2M
Net assets (EOY)
$9.2M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LLOYD & MCDANIEL PLLC.
Plan sponsor
Name
LLOYD & MCDANIEL PLLC
EIN
61-0861142
Address
700 N HURSTBOURNE PARKWAY SUITE 200 · LOUISVILLE, KY · 40222
Phone
(502) 736-4504
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-31
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MONROE SHINE & CO., INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EPIC RETIREMENT PLAN SERIVCES | 16-1450952 | — | NONE | $23K | — |
| PINNACLE BANK | 62-1829917 | — | NONE | $22K | — |
| PRONVEST | 62-1823351 | — | NONE | $10K | — |
Investments
27 direct securities· $9.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Growth Advantage Fund Mutual fund | — | — | — | $1.1M | 12.5% | |
| Vanguard Target Retirement 2035 Fund Mutual fund 671 Vanguard Target Retirement 2040 Fund Mutual fund | — | — | — | $758K | 8.2% | |
| Fidelity 500 Index Fund Mutual fund | — | — | — | $734K | 8.0% | |
| Vanguard Total Stock Market Index Fund Mutual fund | — | — | — | $729K | 7.9% | |
| Hartford Dividend And Growth Fund Mutual fund | — | — | — | $629K | 6.8% | |
| Metro West Total Return Bond Fund Mutual fund | — | — | — | $532K | 5.8% | |
| BlackRock Mid Cap Growth Equity Fund Mutual fund | — | — | — | $447K | 4.8% | |
| Vanguard Total International Stock Index Fund Mutual fund | — | — | — | $446K | 4.8% | |
| MFS Mid Cap Value Fund Mutual fund | — | — | — | $388K | 4.2% | |
| DFA Real Estate Securities Fund Mutual fund | — | — | — | $386K | 4.2% | |
| MFS Moderate Allocation Fund Mutual fund | — | — | — | $385K | 4.2% | |
| Fidelity Advisor Emerging Markets Equity Fund Mutual fund | — | — | — | $383K | 4.1% | |
| Vanguard Target Retirement 2050 Fund Mutual fund | — | — | — | $371K | 4.0% | |
| Columbia Small Cap Growth Fund Mutual fund | — | — | — | $337K | 3.7% | |
| BNY Mellon International Stock Fund Mutual fund | — | — | — | $290K | 3.1% | |
| Vanguard Inflation-Protected Securities Fund Mutual fund | — | — | — | $279K | 3.0% | |
| Vanguard Target Retirement 2055 Fund Mutual fund | — | — | — | $237K | 2.6% | |
| Vanguard Mid Cap Index Fund Mutual fund | — | — | — | $153K | 1.7% | |
| Federated Hermes Govt Obligations Fund Mutual fund | — | — | — | $152K | 1.6% | |
| Vanguard High Yield Corporate Fund Mutual fund | — | — | — | $118K | 1.3% | |
| Notes receivable from participants Interest rates - 4.25% to 9.50% | — | — | — | $108K | 1.2% | |
| Vanguard Intermediate-Term Bond Index Fund Mutual fund | — | — | — | $73K | 0.8% | |
| American Century Small Cap Value Fund Mutual fund | — | — | — | $60K | 0.6% | |
| MFS Aggressive Growth Allocation R6 Fund Mutual fund | — | — | — | $37K | 0.4% | |
| Vanguard Target Retirement 2045 Fund Mutual fund | — | — | — | $16K | 0.2% | |
| Vanguard Small Cap Index Fund Mutual fund | — | — | — | $13K | 0.1% | |
| Vanguard Target Retirement Income Fund Mutual fund 249 Vanguard Target Retirement 2020 Fund Mutual fund 249 Vanguard Target Retirement 2025 Fund Mutual fund 41 Vanguard Target Retirement 2030 Fund Mutual fund | — | — | — | $9K | <0.1% |
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