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Original filing (PDF)20251013133245NAL0000657619001
FROST BROWN TODD LLP
Form 5500
FILING_RECEIVED
FROST BROWN TODD LLP RETIREMENT SAVINGS PLAN FOR ASSOCIATED LAWYERS
401(k) retirement plan
Signals · 2
No recordkeeper disclosed10 service providers
Active participants
436
Accounts w/ balance
456
Plan assets (EOY)
$179.0M
Net assets (EOY)
$179.0M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FROST BROWN TODD LLP.
Plan sponsor
Name
FROST BROWN TODD LLP
EIN
61-0722001
Address
400 WEST MARKET STREET · SUITE 3200 · LOUISVILLE, KY · 40202
Phone
(502) 779-8413
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HARDING, SHYMANSKI & COMPANY, P.S.C
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
10 rowsOther
10| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL MGMT SERVICES INC | 43-1410129 | — | NONE | $26K | — |
| BARTLETT & CO WEALTH MANAGEMENT | 82-3939580 | — | NONE | $24K | — |
| HARDING SHYMANSKI AND COMPANY P.S.C | — | EVANSVILLE, IN | NONE | $22K | — |
| T ROWE PRICE RPS INC | — | BALTIMORE, MD | NONE | $18K | — |
| FORT WASHINGTON INVESTMENT ADV | 31-1301863 | — | NONE | $12K | — |
| MJ RETIREMENT | — | CARMEL, IN | NONE | $9K | — |
| PROCOURSE FIDUCIARY ADVISORS, LLC | — | CARMEL, IN | NONE | $8K | — |
| OPUS CAPITAL GROUP LLC | 20-4857214 | — | NONE | $7K | — |
| SAVANT CAPITAL LLC | 45-3812777 | — | NONE | $7K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $500 | — |
Investments
28 direct securities · 1 pooled fund· $356.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Master Trust
$178.2M
1 holding
Uncategorized
$178.2M
28 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FROST BROWN TODD LLP MASTER TRUST FROST BROWN TODD LLP · EIN 61-0722001 / PN 006 | Master Trust | — | — | $178.2M | 99.5% | |
| FIDELITY 500 INDEX FUND MUTUAL FUNDS | — | — | — | $28.1M | 15.7% | |
| CHARLES SCHWAB SELF-DIRECTED BROKERAGE ACCT | — | — | — | $22.2M | 12.4% | |
| FIDELITY LARGE CAP GR IDX MUTUAL FUNDS | — | — | — | $17.7M | 9.9% | |
| VANGUARD EQUITY INCOME ADM MUTUAL FUNDS | — | — | — | $11.0M | 6.1% | |
| FIDELITY SMALL CAP GROWTH K6 MUTUAL FUNDS | — | — | — | $10.3M | 5.7% | |
| FIDELITY ADVISORY TOTAL BOND I MUTUAL FUNDS | — | — | — | $9.5M | 5.3% | |
| FIDELITY DIVERSIFIED INTL K6 MUTUAL FUNDS | — | — | — | $9.0M | 5.0% | |
| AM FUNDS 2030 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $7.8M | 4.4% | |
| TRP MID-CAP GROWTH MUTUAL FUNDS | — | — | — | $7.6M | 4.2% | |
| AM FUNDS 2035 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $7.2M | 4.0% | |
| AM FUNDS 2025 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $6.3M | 3.5% | |
| TRP STABLE VALUE FUND - N COMMON TRUST FUND | — | — | — | $6.0M | 3.3% | |
| AM FUNDS 2050 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $5.9M | 3.3% | |
| VANGUARD SMCAP VAL INDEX, INST MUTUAL FUNDS | — | — | — | $5.4M | 3.0% | |
| AMERICAN CENT MID CAP VALUE R6 MUTUAL FUNDS | — | — | — | $4.8M | 2.7% | |
| AM FUNDS 2045 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $4.3M | 2.4% | |
| AM FUNDS 2040 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $4.2M | 2.3% | |
| AM FUNDS 2055 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $3.0M | 1.7% | |
| AB GLOBAL BOND ADVISOR MUTUAL FUNDS | — | — | — | $2.1M | 1.2% | |
| FIDELITY ADVSR EMERGING MKTS I MUTUAL FUNDS | — | — | — | $1.5M | 0.8% | |
| AM FUNDS 2020 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $1.3M | 0.7% | |
| AM FUNDS 2060 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $1.2M | 0.7% | |
| AM FUNDS 2015 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $891K | 0.5% | |
| T ROWE PRICE GOVERNMENT MONEY MARKET FUND | — | — | — | $498K | 0.3% | |
| AM FUNDS 2065 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $243K | 0.1% | |
| FIDELITY MID CAP INDEX FUND MUTUAL FUNDS | — | — | — | $178K | <0.1% | |
| AM FUNDS 2010 TARGET RETIRE R6 MUTUAL FUNDS | — | — | — | $143K | <0.1% | |
| VANGUARD SMALL CAP INDEX, ADM MUTUAL FUNDS | — | — | — | $62K | <0.1% |