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Original filing (PDF)20251015081239NAL0002009155001
STITES & HARBISON
Form 5500
FILING_RECEIVED
STITES & HARBISON, PLLC RESTATED SECURITY PLAN I
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
323
Accounts w/ balance
487
Plan assets (EOY)
$183.6M
Net assets (EOY)
$183.6M
How this plan invests
This plan
7 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STITES & HARBISON.
Plan sponsor
Name
STITES & HARBISON
EIN
61-0680249
Address
400 WEST MARKET STREET, SUITE 1800 · LOUISVILLE, KY · 402023352
Phone
(502) 587-3400
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CROWE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC | — | RALEIGH, NC | NONE | $55K | — |
| T. ROWE PRICE RPS INC. | — | BALTIMORE, MD | NONE | $53K | — |
| CROWE LLP | 35-0921680 | CHICAGO, IL | NONE | $31K | — |
| RETIREMENT MANAGEMENT SERVICES, LLC | — | LOUISVILLE, KY | NONE | $8K | — |
Investments
31 direct securities · 7 pooled funds· $194.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$147.1M
30 holdings
Common Collective Trust
$44.0M
7 holdings
Mutual Funds
$3.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Brokerage Accounts * T. Rowe Price Charles Schwab Self-Directed Brokerage Accounts - | — | — | — | $21.0M | 11.5% | |
| Dodge & Cox Stock Fund - | — | — | — | $16.5M | 9.0% | |
| STABLE VALUE COMMON TRUST FUND TRP STABLE VALUE FUND - N · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $14.1M | 7.7% | |
| Northern Funds Northern Stock Index - | — | — | — | $13.4M | 7.3% | |
| NORTHERN TRUST S&P 500 IDX FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138596 / PN 001 | Common Collective Trust | — | — | $13.4M | 7.3% | |
| Harbor Capital Appreciation Fund - | — | — | — | $11.7M | 6.4% | |
| T. Rowe Price Retirement 2025 Fund - | — | — | — | $11.0M | 6.0% | |
| T. Rowe Price Retirement 2040 Fund - | — | — | — | $10.6M | 5.8% | |
| T. Rowe Price Retirement 2045 Fund - | — | — | — | $10.3M | 5.6% | |
| US MID-CAP GROWTH EQUITY TRUST FUND T.ROWE PRICE TRUST COMPANY · EIN 35-2425738 / PN 001 | Common Collective Trust | — | — | $9.6M | 5.2% | |
| T. Rowe Price Retirement 2030 Fund - | — | — | — | $8.8M | 4.8% | |
| T. Rowe Price Retirement 2035 Fund - | — | — | — | $8.2M | 4.5% | |
| FIAM CORE PLUS CIT CL I FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY · EIN 20-4659714 / PN 052 | Common Collective Trust | — | — | $6.7M | 3.7% | |
| T. Rowe Price Retirement 2020 Fund - | — | — | — | $5.3M | 2.9% | |
| Wasatch Core Growth Instl . - | — | — | — | $5.2M | 2.8% | |
| T. Rowe Price Retirement 2050 Fund - | — | — | — | $4.1M | 2.2% | |
| T. Rowe Price Spectrum Moderate Growth Allocation Fund - | — | — | — | $3.6M | 2.0% | |
| s * T. Rowe Price Spectrum Moderate Allocation Fund - | Mutual Funds | — | — | $3.5M | 1.9% | |
| American Funds EuroPacific Growth Fund - | — | — | — | $3.5M | 1.9% | |
| Northern Small Cap Value Fund - | — | — | — | $3.2M | 1.7% | |
| T. Rowe Price Retirement 2055 Fund - | — | — | — | $2.8M | 1.5% | |
| T. Rowe Price Retirement 2015 Fund - | — | — | — | $2.6M | 1.4% | |
| T. Rowe Price Retirement 2060 Fund - | — | — | — | $1.6M | 0.9% | |
| Dreihaus Emerging Markets Fund - | — | — | — | $1.2M | 0.6% | |
| T. Rowe Price High Yield Fund - | — | — | — | $1.1M | 0.6% | |
| various maturity dates through 2031 - | — | — | — | $642K | 0.3% | |
| Manning & Napier Rainier International Discovery Series - | — | — | — | $555K | 0.3% | |
| MFS MID CAP VALUE FUND CT MFS HERITAGE TRUST COMPANY · EIN 57-1187281 / PN 024 | Common Collective Trust | — | — | $217K | 0.1% | |
| T. Rowe Price Retirement Balanced - | — | — | — | $177K | <0.1% | |
| T. Rowe Price Spectrum Conservative Allocation Fund - | — | — | — | $164K | <0.1% | |
| T. Rowe Price Retirement 2065 Fund - | — | — | — | $72K | <0.1% | |
| Northern Funds Northern International Equity Index - | — | — | — | $12K | <0.1% | |
| NORTHERN TRUST EXT EQ MKT IDX FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 100 | Common Collective Trust | — | — | $12K | <0.1% | |
| Vanguard Federal Money Market Fund - | — | — | — | $7K | <0.1% | |
| Northern Funds Aggregate Bond Index - | — | — | — | $7K | <0.1% | |
| T. Rowe Price Retirement 2010 Fund - | — | — | — | $6K | <0.1% | |
| Northern Funds All Country World ex-US Index - | — | — | — | $5K | <0.1% | |
| NT ACWI EX-US IMI FD DC NL -T4 NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 223 | Common Collective Trust | — | — | $5K | <0.1% |
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