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Original filing (PDF)20251208134651NAL0002110177001
DUPLICATOR SALES & SERVICE, INC.
Form 5500
FILING_RECEIVED
DUPLICATOR SALES & SERVICE, INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
~79 bps in Sched C feesNo recordkeeper disclosed
Active participants
110
Accounts w/ balance
100
Plan assets (EOY)
$11.1M
Net assets (EOY)
$11.1M
How this plan invests
This plan
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 79 bps in Schedule C fees — 172% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUPLICATOR SALES & SERVICE, INC..
Plan sponsor
Name
DUPLICATOR SALES & SERVICE, INC.
EIN
61-0572958
Address
831 EAST BROADWAY · LOUISVILLE, KY · 40204
Phone
(502) 560-0761
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2025-12-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HIGHLAND CAPITAL ADVISORS, LLC | — | LOUISVILLE, KY | INVESTMENT ADVISOR | $56K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROFESSIONAL CAPITAL SERVICES, LLC | 46-4091337 | — | CONTRACT ADMINISTRATOR | $32K | — |
Investments
38 direct securities· $11.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab US Dividend Equity Fund | — | — | — | $934K | 8.4% | |
| Professional Capital ServicesVanguard Wellesley Income Admiral Fund | — | — | — | $782K | 7.0% | |
| iShares Russell Top 200 Growth Fund | — | — | — | $664K | 6.0% | |
| Professional Capital ServicesVanguard Short-Term Corporate Bond Index Fund | — | — | — | $653K | 5.9% | |
| Professional Capital ServicesiShares Edge MSCI International Quality Factor Fund | — | — | — | $648K | 5.8% | |
| Professional Capital ServicesVanguard Target Retirement 2025 Fund | — | — | — | $579K | 5.2% | |
| Professional Capital ServicesVanguard Target Retirement 2030 Fund | — | — | — | $534K | 4.8% | |
| iShares Russell Top 200 Fund | — | — | — | $532K | 4.8% | |
| Professional Capital ServicesiShares Edge MSCI USA Qualify Factor Index Fund | — | — | — | $532K | 4.8% | |
| Professional Capital ServicesVanguard Intermediate Term Treasury Fund | — | — | — | $482K | 4.3% | |
| Schwab US TIPS Fund | — | — | — | $479K | 4.3% | |
| Professional Capital ServicesVanguard Target Retirement 2035 Fund | — | — | — | $452K | 4.1% | |
| State Street SPDR Dow Jones Industrial Average ETF Trust Fund | — | — | — | $378K | 3.4% | |
| Vanguard Intermediate Term Bond Fund | — | — | — | $364K | 3.3% | |
| Schwab US Large Cap Growth Fund | — | — | — | $276K | 2.5% | |
| Professional Capital ServicesVanguard S&P 500 Index Fund | — | — | — | $268K | 2.4% | |
| Professional Capital ServicesVanguard Target Retirement 2020 Fund | — | — | — | $240K | 2.2% | |
| Professional Capital ServicesAmerican Funds New World Fund | — | — | — | $236K | 2.1% | |
| Invesco Oppenheimer International Small Cap Fund | — | — | — | $221K | 2.0% | |
| Professional Capital ServicesVanguard Mid Cap Fund | — | — | — | $220K | 2.0% | |
| Invesco QQQ Trust Fund | — | — | — | $182K | 1.6% | |
| Professional Capital ServicesVanguard Small Cap Fund | — | — | — | $169K | 1.5% | |
| American Funds Balanced Fund | — | — | — | $159K | 1.4% | |
| Professional Capital ServicesVanguard Small Cap Value Index Fund | — | — | — | $152K | 1.4% | |
| Dodge & Cox Global Bond Fund | — | — | — | $147K | 1.3% | |
| Professional Capital ServicesVanguard S&P 500 Growth Fund | — | — | — | $138K | 1.2% | |
| VanEck Investment Grade Floating Rate Fund 1 Vanguard High-Yield Corporate Fund | — | — | — | $125K | 1.1% | |
| Professional Capital ServicesVanguard Target Retirement 2040 Fund | — | — | — | $122K | 1.1% | |
| Professional Capital ServicesState Street Real Estate Select Sector SPDR Fund | — | — | — | $76K | 0.7% | |
| Professional Capital ServicesVanguard Utilities Index Fund | — | — | — | $75K | 0.7% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $62K | 0.6% | |
| SPDR Portfolio S&P 500 Value Fund | — | — | — | $58K | 0.5% | |
| Professional Capital ServicesVanguard Target Retirement 2045 Fund | — | — | — | $42K | 0.4% | |
| Vanguard US Quality Factor Fund | — | — | — | $37K | 0.3% | |
| Professional Capital ServicesVanguard Target Retirement 2055 Fund | — | — | — | $35K | 0.3% | |
| Professional Capital ServicesVanguard Target Retirement 2050 Fund | — | — | — | $30K | 0.3% | |
| DFA Dimensional International Core Equity Market Fund | — | — | — | $21K | 0.2% | |
| iShares Currency Hdgd MSCI EAFE Small Cap Fund | — | — | — | $16K | 0.1% |