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Original filing (PDF)20251003101824NAL0000782243001
ZOELLER COMPANY
Form 5500
FILING_RECEIVED
ZOELLER COMPANY RETIREMENT SAVINGS PLAN AND TRUST
401(k) retirement plan
Signals · 3
36% in single holding20% employer stockNo recordkeeper disclosed
Active participants
715
Accounts w/ balance
779
Plan assets (EOY)
$117.9M
Net assets (EOY)
$117.9M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
57
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard Institutional Index I Mutual Fund" is 36% of plan.
- 20% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (5 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ZOELLER COMPANY.
Plan sponsor
Name
ZOELLER COMPANY
EIN
61-0495071
Address
3649 CANE RUN ROAD · LOUISVILLE, KY · 402111961
Phone
(502) 778-2731
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HARDING SHYMANSKI & COMPANY, P.S.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES, LLC | 46-5378846 | — | NONE | $42K | — |
| MORGAN STANLEY WEALTH MANAGEMENT | — | LOUISVILLE, KY | NONE | $12K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
Investments
24 direct securities · 1 pooled fund· $112.6M(95% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$104.9M
24 holdings
Common Collective Trust
$7.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index I Mutual Fund | — | — | — | $38.7M | 32.8% | |
| Zoeller Company Common Stock shares | — | — | — | $21.3M | 18.1% | |
| Bnym Insight Core Plus Mutual Fund | — | — | — | $8.2M | 6.9% | |
| INVESCO STABLE VALUE FUND INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $7.7M | 6.5% | |
| Harbor Capital Appreciation Mutual Fund | — | — | — | $7.2M | 6.1% | |
| Vanguard Target Retirement 2050 Mutual Fund | — | — | — | $6.1M | 5.2% | |
| T Rowe Price QM U.S. Small-Cap Growth Equity Fund Mutual Fund | — | — | — | $2.5M | 2.1% | |
| Vanguard Target Retirement Income Mutual Fund | — | — | — | $2.2M | 1.9% | |
| Primecap Odyssey Aggressive Growth Fund Mutual Fund | — | — | — | $2.1M | 1.8% | |
| Vanguard Target Retirement 2040 Mutual Fund | — | — | — | $2.1M | 1.7% | |
| Vanguard Target Retirement 2030 Mutual Fund | — | — | — | $1.7M | 1.5% | |
| Vanguard Target Retirement 2035 Mutual Fund | — | — | — | $1.7M | 1.4% | |
| Vanguard Target Retirement 2045 Mutual Fund | — | — | — | $1.6M | 1.3% | |
| MFS International Diversification Fund - R6 Mutual Fund | — | — | — | $1.5M | 1.3% | |
| Vanguard Target Retirement 2025 Mutual Fund | — | — | — | $1.2M | 1.0% | |
| JP Morgan Equity Income Fund R6 Mutual Fund | — | — | — | $1.1M | 0.9% | |
| Vanguard Target Retirement 2055 Mutual Fund | — | — | — | $946K | 0.8% | |
| American Beacon Small Cap Mutual Fund | — | — | — | $911K | 0.8% | |
| Vanguard Target Retirement 2060 Mutual Fund | — | — | — | $767K | 0.7% | |
| Fidelity Emerging Markets Index Instl Prm Mutual Fund | — | — | — | $739K | 0.6% | |
| Vanguard Mid Cap Value Index Admiral Mutual Fund | — | — | — | $677K | 0.6% | |
| Vanguard Target Retirement 2065 Mutual Fund | — | — | — | $622K | 0.5% | |
| Pimco Real Return Fund Mutual Fund | — | — | — | $412K | 0.3% | |
| Investments at Fair Value Employer Common Stock | — | — | — | $324K | 0.3% | |
| Vanguard Total International Stock Index Admiral Mutual Fund | — | — | — | $267K | 0.2% |