Back to filter
Original filing (PDF)20251001084243NAL0020712674001
CAUDILL SEED AND WAREHOUSE CO., INC
Form 5500
FILING_RECEIVED
CSC PROFIT SHARING & 401(K) PLAN
401(k) retirement plan
Active participants
99
Accounts w/ balance
123
Plan assets (EOY)
$11.8M
Net assets (EOY)
$11.8M
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (12 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAUDILL SEED AND WAREHOUSE CO., INC.
Plan sponsor
Name
CAUDILL SEED AND WAREHOUSE CO., INC
EIN
61-0489227
Address
1402 W MAIN STREET · LOUISVILLE, KY · 402031328
Phone
(502) 583-4402
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
2F · ERISA section 404(c)
Audit & trust (Schedule H)
Auditor
DEMING, MALONE, LIVESAY & OSTROFF
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NWPS | 91-1526584 | MILL CREEK, WA | TPA & RECORDKEEPER | $15K | — |
Investments
38 direct securities · 1 pooled fund· $11.6M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$8.8M
37 holdings
Real Estate
$2.5M
1 holding
Common Collective Trust
$303K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Two parcels of land | Real Estate | — | $1.3M | $2.5M | 21.2% | |
| Fidelity Blue Chip Growth K6 Mutual Fund | — | — | — | $1.6M | 13.4% | |
| Churchill Management Premier Wealth Tactical Core Mutual Fund | — | — | — | $1.4M | 11.7% | |
| Churchill Management Dividend Strategy Mutual Fund | — | — | — | $501K | 4.2% | |
| T Rowe Price Large Cap Growth Mutual Fund | — | — | — | $376K | 3.2% | |
| Fidelity NASDAQ Composite Index Mutual Fund | — | — | — | $343K | 2.9% | |
| American Funds 2035 Target Date Retirement Mutual Fund | — | — | — | $333K | 2.8% | |
| WF STABLE RETURN FUND C WELLS FARGO BANK, N.A. · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $303K | 2.6% | |
| Fidelity Total Market Index Instl Prem Mutual Fund | — | — | — | $299K | 2.5% | |
| American Funds American Balanced R3 Mutual Fund | — | — | — | $297K | 2.5% | |
| American Funds 2025 Target Date Retirement Mutual Fund | — | — | — | $253K | 2.1% | |
| Vanguard Mid Cap Index Admiral Mutual Fund | — | — | — | $232K | 2.0% | |
| Vanguard Small Cap Index Mutual Fund | — | — | — | $226K | 1.9% | |
| Invesco Diversified Dividend Mutual Fund | — | — | — | $223K | 1.9% | |
| American Funds 2040 Target Date Retirement Mutual Fund | — | — | — | $220K | 1.9% | |
| American Funds 2045 Target Date Retirement Mutual Fund | — | — | — | $219K | 1.9% | |
| Allspring Precious Metals Fund Institutional Mutual Fund | — | — | — | $202K | 1.7% | |
| JPMorgan Mid Cap Growth Mutual Fund | — | — | — | $195K | 1.7% | |
| Victory Sycamore Established Value Mutual Fund | — | — | — | $181K | 1.5% | |
| Oakmark International Mutual Fund | — | — | — | $176K | 1.5% | |
| Loomis Sayles Growth Y Mutual Fund | — | — | — | $174K | 1.5% | |
| Fidelity Capital & Income Mutual Fund | — | — | — | $167K | 1.4% | |
| First Eagle Gold Mutual Fund | — | — | — | $166K | 1.4% | |
| Blackrock Balanced Capital Mutual Fund | — | — | — | $132K | 1.1% | |
| Churchill Management Sector Rotation Mutual Fund | — | — | — | $126K | 1.1% | |
| Invesco Oppenheimer International Growth Y Mutual Fund | — | — | — | $99K | 0.8% | |
| Federated Hermes Govt Oblig Mutual Fund | — | — | — | $97K | 0.8% | |
| American Funds 2050 Target Date Retirement Mutual Fund | — | — | — | $90K | 0.8% | |
| American Funds 2030 Target Date Retirement Mutual Fund | — | — | — | $84K | 0.7% | |
| American Funds 2060 Target Date Retirement Mutual Fund | — | — | — | $72K | 0.6% | |
| Fidelity Telecom and Utilities Mutual Fund | — | — | — | $65K | 0.5% | |
| Fidelity Select Customer Staples Mutual Fund | — | — | — | $60K | 0.5% | |
| American Funds 2055 Target Date Retirement Mutual Fund | — | — | — | $58K | 0.5% | |
| American Beacon Small Cap Mutual Fund | — | — | — | $57K | 0.5% | |
| Fidelity Contrafund Mutual Fund | — | — | — | $21K | 0.2% | |
| PIMCO Total Return Mutual Fund | — | — | — | $17K | 0.1% | |
| American Funds 2020 Target Date Retirement Mutual Fund | — | — | — | $15K | 0.1% | |
| Western Asset Core Plus Bond Mutual Fund | — | — | — | $14K | 0.1% | |
| PIMCO Low Duration Income Instl Mutual Fund | — | — | — | $2K | <0.1% |