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Original filing (PDF)20251013153902NAL0000776483001
BAPTIST HEALTHCARE SYSTEM
Form 5500
FILING_RECEIVED
BAPTIST HEALTH 401(K) PLAN
401(k) retirement plan
Active participants
18,334
Accounts w/ balance
20,475
Plan assets (EOY)
$852.1M
Net assets (EOY)
$852.1M
How this plan invests
This plan
15 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 14 bps in Schedule C fees — 141% above peer band of 6 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BAPTIST HEALTHCARE SYSTEM.
Plan sponsor
Name
BAPTIST HEALTHCARE SYSTEM
EIN
61-0444707
Address
1901 CAMPUS PLACE · LOUISVILLE, KY · 40299
Phone
(502) 896-5050
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
DELOITTE & TOUCHE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $887K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $249K | — |
| CAPTRUST FINANCIAL ADVISORS | 26-0058143 | — | CONSULTANT | $71K | — |
| DELOITTE & TOUCHE LLP | 13-3891517 | — | CONSULTANT | $25K | — |
Investments
11 direct securities · 15 pooled funds· $849.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$733.9M
15 holdings
Uncategorized
$115.1M
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SP 500 INDEX PL CL C GEODE CAPITAL MANAGEMENT TRUST · EIN 82-6293122 / PN 001 | Common Collective Trust | — | — | $123.2M | 14.5% | |
| VANGUARD TARGET 2035 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-0735965 / PN 001 | Common Collective Trust | — | — | $90.9M | 10.7% | |
| VANGUARD TARGET 2030 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-0735964 / PN 001 | Common Collective Trust | — | — | $90.3M | 10.6% | |
| VANGUARD TARGET 2040 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-0735971 / PN 001 | Common Collective Trust | — | — | $84.6M | 9.9% | |
| VANGUARD TARGET 2045 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-0735972 / PN 001 | Common Collective Trust | — | — | $69.7M | 8.2% | |
| VANGUARD TARGET 2050 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-0735976 / PN 001 | Common Collective Trust | — | — | $64.0M | 7.5% | |
| VANGUARD TARGET 2025 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-0735963 / PN 001 | Common Collective Trust | — | — | $61.6M | 7.2% | |
| VANGUARD TARGET 2055 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-0735978 / PN 001 | Common Collective Trust | — | — | $52.2M | 6.1% | |
| Lincoln Investment contract—Lincoln Stable Value Account #6087 | — | — | — | $33.8M | 4.0% | |
| VANGUARD TARGET 2060 VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799736 / PN 001 | Common Collective Trust | — | — | $30.3M | 3.6% | |
| VANGUARD TARGET 2020 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-0735899 / PN 001 | Common Collective Trust | — | — | $22.5M | 2.6% | |
| Vanguard Total International Stock IS | — | — | — | $17.1M | 2.0% | |
| VANGUARD TARGET 2065 VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6204383 / PN 001 | Common Collective Trust | — | — | $17.0M | 2.0% | |
| Vanguard Small Cap Index Inst | — | — | — | $13.8M | 1.6% | |
| BROKERAGELINK-IDF Self directed accounts | — | — | — | $13.3M | 1.6% | |
| FIAM CORE PLUS CL I FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 052 | Common Collective Trust | — | — | $11.9M | 1.4% | |
| Vanguard Midcap Index Inst | — | — | — | $11.5M | 1.3% | |
| VANGUARD TARGET INC VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-0735883 / PN 001 | Common Collective Trust | — | — | $9.7M | 1.1% | |
| maturities through January 2035 | — | — | — | $9.0M | 1.1% | |
| Fidelity U.S. Bond Index | — | — | — | $8.2M | 1.0% | |
| The BROKERAGELINK includes $5,728,354 of party-in-interest investments with Fidelity. | — | — | — | $5.7M | 0.7% | |
| GG EUROPAC GROWTH CT GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289843 / PN 001 | Common Collective Trust | — | — | $4.3M | 0.5% | |
| VANGUARD TARGET 2070 VANGUARD FIDUCIARY TRUST COMPANY · EIN 88-6095930 / PN 001 | Common Collective Trust | — | — | $1.8M | 0.2% | |
| Fidelity Government Money Market | — | — | — | $1.2M | 0.1% | |
| Vanguard Total International Bond Index Ad | — | — | — | $913K | 0.1% | |
| Vanguard Total International Small Cap | — | — | — | $716K | <0.1% |