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Original filing (PDF)20250926075247NAL0003886275001
STEP UP SUNCOAST, INC.
Form 5500
FILING_RECEIVED
STEP UP SUNCOAST, INC. 403(B) PLAN
403(b) retirement plan
Active participants
205
Accounts w/ balance
236
Plan assets (EOY)
$7.5M
Net assets (EOY)
$7.5M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STEP UP SUNCOAST, INC..
Plan sponsor
Name
STEP UP SUNCOAST, INC.
EIN
59-6208766
Address
6428 PARKLAND DR · SARASOTA, FL · 342434038
Phone
(941) 827-2887
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2F · ERISA section 404(c)
2L · 403(b)(1) annuity
2T · Default investment account (QDIA)
2M · 403(b)(7) custodial accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
THOMAS HOWELL FERGUSON, P.A.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | RECORDKEEPER | $27K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | PENNINGTON, NJ | INVESTMENT ADVISORY | $11K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KB PENSION SERVICES, INC | 65-0721164 | LAKEWOOD RANCH, FL | TPA | $8K | — |
Investments
34 direct securities· $7.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal Fixed Income Guaranteed Option | — | — | — | $1.9M | 24.8% | |
| Fidelity US Bond Index | — | — | — | $1.5M | 20.5% | |
| Neuberger Berman Large Cap Value Fund | — | — | — | $726K | 9.7% | |
| JPMorgan Large Cap Growth Fund | — | — | — | $629K | 8.4% | |
| New World Fund Inc | — | — | — | $500K | 6.7% | |
| Fidelity International Index Fund | — | — | — | $496K | 6.6% | |
| Notes receivable from participants | — | — | — | $464K | 6.2% | |
| Fidelity 500 Index Fund | — | — | — | $356K | 4.8% | |
| Invesco Small Cap Value Fund | — | — | — | $329K | 4.4% | |
| PGIM Jennison Small Comp Fund | — | — | — | $216K | 2.9% | |
| Fidelity Mid Cap Index Fund | — | — | — | $160K | 2.1% | |
| Fidelity Small Cap Index Fund | — | — | — | $160K | 2.1% | |
| Voya Large Cap Growth Portfolio | — | — | — | $8K | 0.1% | |
| Voya Solution Aggressive Portfolio I | — | — | — | $8K | 0.1% | |
| Fidelity Freedom Index 2040 Fund | — | — | — | $8K | 0.1% | |
| Voya Solution 2035 Portfolio | — | — | — | $5K | <0.1% | |
| Voya Solution Balanced Portfolio I | — | — | — | $5K | <0.1% | |
| Voya Growth and Income Portfolio Class I | — | — | — | $5K | <0.1% | |
| VY T. Rowe Price Diversified Mid Cap Growth Portfolio | — | — | — | $5K | <0.1% | |
| Voya Global Insights Portfolio | — | — | — | $5K | <0.1% | |
| Voya Retirement Insurance and Annuity Company Fixed Account | — | — | — | $4K | <0.1% | |
| Voya Solution 2045 Portfolio | — | — | — | $3K | <0.1% | |
| American Balanced Fund | — | — | — | $2K | <0.1% | |
| Fidelity Advisor High Income Advantage Fund | — | — | — | $1K | <0.1% | |
| American Funds Washington Mutual Investors Class R4 | — | — | — | $292 | <0.1% | |
| Fidelity VIP Growth Portfolio | — | — | — | $228 | <0.1% | |
| Voya Russell Large Cap Value Index Portfolio Class S | — | — | — | $223 | <0.1% | |
| VY JPMorgan Mid Cap Value Portfolio | — | — | — | $212 | <0.1% | |
| Voya Global High Dividend Low Volatility Portfolio Class I | — | — | — | $180 | <0.1% | |
| American Funds The Growth Fund of America Class R4 | — | — | — | $174 | <0.1% | |
| American Funds The Bond Fund of America Class R4 | — | — | — | $117 | <0.1% | |
| Loomis Sayles Small Cap Value Retail | — | — | — | $105 | <0.1% | |
| VY JPMorgan Emerging Markets Equity Portfolio | — | — | — | $78 | <0.1% | |
| Voya High Yield Portfolio Class S | — | — | — | $77 | <0.1% |