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Original filing (PDF)20251014095702NAL0003587184001
FINASTRA USA CORPORATION
Form 5500
FILING_RECEIVED
FINASTRA USA SALARY SAVINGS 401(K) PLAN
401(k) retirement plan
Active participants
1,006
Accounts w/ balance
1,820
Plan assets (EOY)
$428.4M
Net assets (EOY)
$428.4M
How this plan invests
This plan
40 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FINASTRA USA CORPORATION.
Plan sponsor
Name
FINASTRA USA CORPORATION
EIN
59-3760087
Address
744 PRIMERA BOULEVARD · SUITE 2000 · LAKE MARY, FL · 32746
Phone
(407) 804-6600
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PERKINS & CO
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $114K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPTRUST FINANCIAL PARTNERS, LLC | 26-0058143 | — | CONSULTANT | $123K | — |
Investments
9 direct securities · 40 pooled funds· $428.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$340.6M
40 holdings
Uncategorized
$87.8M
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NT COLLECTIVE SP 500 INDEX NORTHERN TRUST · EIN 45-6138589 / PN 002 | Common Collective Trust | — | — | $57.9M | 13.5% | |
| T.ROWE PRICE RETIREMENT HYBRID 2040 T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $39.3M | 9.2% | |
| HARBOR CAPITAL APPRC CIT CL R HARBOR CAPITAL · EIN 84-4022934 / PN 001 | Common Collective Trust | — | — | $37.9M | 8.8% | |
| T.ROWE PRICE RETIREMENT HYBRID 2030 T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $29.9M | 7.0% | |
| NEW YORK LIFE ANCHOR CLASS 45 NEW YORK LIFE · EIN 13-5582869 / PN 125 | Common Collective Trust | — | — | $26.3M | 6.1% | |
| Dodge & Cox Stock CL X Mutual Fund a | — | — | — | $26.2M | 6.1% | |
| Macquarie Small Cap Core R6 Mutual Fund a | — | — | — | $18.7M | 4.4% | |
| T.ROWE PRICE RETIREMENT HYBRID 2035 T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $15.7M | 3.7% | |
| GREAT GRAY TRUST EUROPACIFIC GROWTH WILMINGTON TRUST · EIN 38-7289843 / PN 001 | Common Collective Trust | — | — | $15.6M | 3.6% | |
| T.ROWE PRICE RETIREMENT HYBRID 2050 T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $15.3M | 3.6% | |
| MIDCAP GROWTH EQUITY FUND CLASS T BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 86-1246908 / PN 001 | Common Collective Trust | — | — | $14.3M | 3.3% | |
| Self-directed Brokerage Accounts Various a | — | — | — | $12.8M | 3.0% | |
| BLACKROCK TOTAL RETURN BOND FUND CL BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 47-1246942 / PN 001 | Common Collective Trust | — | — | $12.6M | 2.9% | |
| MFS MID CAP VALUE FUND CLASS CT WILMINGTON TRUST · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $12.6M | 2.9% | |
| NT COLLECTIVE AGGREGATE BOND INDEX NORTHERN TRUST · EIN 45-6138589 / PN 088 | Common Collective Trust | — | — | $11.7M | 2.7% | |
| Virtus Zevenbergen Tech Instl Mutual Fund a | — | — | — | $11.6M | 2.7% | |
| T.ROWE PRICE RETIREMENT HYBRID 2045 T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $11.2M | 2.6% | |
| NT COLLECTIVE EXT EQUITY MARKET IND NORTHERN TRUST · EIN 45-6138589 / PN 110 | Common Collective Trust | — | — | $10.2M | 2.4% | |
| T.ROWE PRICE RETIREMENT HYBRID 2020 T. ROWE PRICE TRUST COMPANYT. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $8.5M | 2.0% | |
| MFS Intrntl Intrinsic VL FD R6 Mutual Fund a | — | — | — | $8.2M | 1.9% | |
| NT ALL COUNTRY WORLD EX-US NORTHERN TRUST · EIN 45-6138589 / PN 223 | Common Collective Trust | — | — | $5.5M | 1.3% | |
| T.ROWE PRICE RETIREMENT HYBRID 2025 T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $5.0M | 1.2% | |
| T.ROWE PRICE RETIREMENT HYBRID 2055 T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $4.9M | 1.1% | |
| Vanguard FTSE Social INDX ADM Mutual Fund a | — | — | — | $4.5M | 1.1% | |
| NYLI MacKay High YLD Corp R6 Mutual Fund a | — | — | — | $3.8M | 0.9% | |
| T.ROWE PRICE RETIREMENT HYBRID 2060 T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $2.6M | 0.6% | |
| through February 2034 - | — | — | — | $1.9M | 0.5% | |
| US REIT FUND CL TIER I PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 82-2725212 / PN 001 | Common Collective Trust | — | — | $1.8M | 0.4% | |
| T.ROWE PRICE RETIREMENT HYBRID 2065 T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $713K | 0.2% | |
| T.ROWE PRICE RETIREMENT HYBRID 2010 T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $518K | 0.1% | |
| T.ROWE PRICE RETIREMENT HYBRID 2015 T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $403K | <0.1% | |
| T.ROWE PRICE RETIREMENT HYBRID 2005 T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $137K | <0.1% | |
| Interest-bearing Cash Interest-bearing cash a | — | — | — | $90K | <0.1% | |
| T. ROWE PRICE 2035 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T. ROWE PRICE 2040 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T. ROWE PRICE 2045 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T. ROWE PRICE 2050 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T. ROWE PRICE 2055 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T. ROWE PRICE 2060 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| NORTHERN TRUST SP 500 INDEX TIER 3 NORTHERN TRUST · EIN 45-6138589 / PN 002 | Common Collective Trust | — | — | $0 | <0.1% | |
| T. ROWE PRICE 2025 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T. ROWE PRICE 2020 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T. ROWE PRICE 2015 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T. ROWE PRICE 2010 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| T. ROWE PRICE 2005 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| NT COLLECTIVE EXTENDED EQUITY MARKE NORTHERN TRUST · EIN 45-6138589 / PN 110 | Common Collective Trust | — | — | $0 | <0.1% | |
| NT COLLECTIVE ACWI EX-US MARKET IND NORTHERN TRUST · EIN 45-6138589 / PN 223 | Common Collective Trust | — | — | $0 | <0.1% | |
| NORTHERN TRUST AGGREGATE BOND INDEX NORTHERN TRUST · EIN 45-6138589 / PN 088 | Common Collective Trust | — | — | $0 | <0.1% | |
| T. ROWE PRICE 2030 RETIREMENT TRUST T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |