Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KOVACK ADVISORS INC | 20-0981614 | — | NONE | $12K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $3K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $1.2M | 22.5% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $850K | 16.4% | |
| Vanguard Target Retirement 2030 Fund Mutual Fund | — | — |
| — |
| $409K |
| 7.9% |
| Vanguard Target Retirement 2050 Fund Mutual Fund | — | — | — | $265K | 5.1% |
| Vanguard Total Stock Market Index Adm Mutual Fund | — | — | — | $243K | 4.7% |
| Vanguard Target Retirement 2055 Fund Mutual Fund | — | — | — | $227K | 4.4% |
| Vanguard Target Retirement 2020 Fund Mutual Fund | — | — | — | $219K | 4.2% |
| Fidelity Advisor Technology I Mutual Fund | — | — | — | $207K | 4.0% |
| Vanguard Federal Money Market Inv Mutual Fund | — | — | — | $184K | 3.6% |
| Vanguard Target Retirement 2045 Fund Mutual Fund | — | — | — | $153K | 3.0% |
| Vanguard Small-Cap Value Index Adm Mutual Fund | — | — | — | $126K | 2.4% |
| Vanguard Mid-Cap Value Index Adm Mutual Fund | — | — | — | $120K | 2.3% |
| Vanguard Growth Index Adm Mutual Fund | — | — | — | $119K | 2.3% |
| Vanguard Target Retirement 2060 Fund Mutual Fund | — | — | — | $113K | 2.2% |
| Vanguard Balanced Index Adm Mutual Fund | — | — | — | $92K | 1.8% |
| Vanguard Target Retirement Income Fund Mutual Fund | — | — | — | $77K | 1.5% |
| Vanguard Target Retirement 2040 Fund Mutual Fund | — | — | — | $76K | 1.5% |
| Vanguard Interm-Term Treasury Adm Mutual Fund | — | — | — | $71K | 1.4% |
| Vanguard Energy Adm Mutual Fund | — | — | — | $59K | 1.1% |
| Vanguard Target Retirement 2065 Fund Mutual Fund | — | — | — | $58K | 1.1% |
| Vanguard Target Retirement 2035 Fund Mutual Fund | — | — | — | $40K | 0.8% |
| Vanguard Total Bond Market Index Adm Mutual Fund | — | — | — | $38K | 0.7% |
| Vanguard Emerging Mkts Stock Idx Adm Mutual Fund | — | — | — | $33K | 0.6% |
| Vanguard Value Index Adm Mutual Fund | — | — | — | $29K | 0.6% |
| Vanguard Total Intl Stock Index Adm Mutual Fund | — | — | — | $29K | 0.6% |
| Vanguard Health Care Adm Mutual Fund | — | — | — | $27K | 0.5% |
| PGIM Total Return Bond R6 Mutual Fund | — | — | — | $25K | 0.5% |
| Vanguard Mid-Cap Growth Index Adm Mutual Fund | — | — | — | $24K | 0.5% |
| Vanguard Small-Cap Growth Index Adm Mutual Fund | — | — | — | $21K | 0.4% |
| Vanguard S-T Infl-Prot Sec Idx Adm Mutual Fund | — | — | — | $17K | 0.3% |
| Vanguard Real Estate Index Adm Mutual Fund | — | — | — | $10K | 0.2% |
| Various Rates and Maturities Participant's Loan Account 0 | Participant loans | — | — | $9K | 0.2% |
| Notes receivable from participants Bearing interest at 5.50%-8.50% - | — | — | — | $9K | 0.2% |
| Vanguard Mid Cap Index Adm Mutual Fund | — | — | — | $8K | 0.2% |
| Vanguard Small-Cap Index Adm Mutual Fund | — | — | — | $7K | 0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| (1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d). | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
