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Original filing (PDF)20251015113224NAL0002331347001
AESCULAPIAN MANAGEMENT COMPANY, LLC
Form 5500
FILING_RECEIVED
AESCULAPIAN MANAGEMENT COMPANY, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
738
Accounts w/ balance
945
Plan assets (EOY)
$69.0M
Net assets (EOY)
$69.0M
How this plan invests
This plan
15 pooled trusts
Schedule D
15 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 25 bps in Schedule C fees — 58% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AESCULAPIAN MANAGEMENT COMPANY, LLC.
Plan sponsor
Name
AESCULAPIAN MANAGEMENT COMPANY, LLC
EIN
59-3744992
Address
943 S BENEVA RD STE 306 · SARASOTA, FL · 342322473
Phone
(941) 955-1108
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SUPLEE,SHEA,CRAMER & MILLER P.A.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | 31-4156830 | COLUMBUS, OH | RECORDKEEPER | $100K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROACCOUNT | 73-0988442 | COLUMBUS, OH | INVESTMENT ADVISORY | $23K | — |
| AMERIPRISE FINANCIAL SERVICES | 41-0973005 | MINNEAPOLIS, MN | INVESTMENT ADVISORY | $0 | — |
| AMERIPRISE FINANCIAL SERVICES | 51-6041053 | MINNEAPOLIS, MN | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $33K | — |
| KB PENSION SERVICES, INC. | 65-0721164 | LAKEWOOD RANCH, FL | TPA | $19K | — |
Investments
11 direct securities · 15 pooled funds· $102.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$52.9M
12 holdings
Uncategorized
$47.3M
11 holdings
Pooled Separate Account
$2.2M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| [DFE: RETIREPILOT AMERICAN FUNDS 2035 FUND (extraction pending)] | — | — | — | $9.3M | 13.5% | |
| RETPILOT AMERI FDS 2035 CL R1 GREATY GRAY TRUST COMPANY · EIN 38-7304143 / PN 001 | Common Collective Trust | — | — | $9.3M | 13.5% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2025 FUND (extraction pending)] | — | — | — | $8.8M | 12.8% | |
| RETPILOT AMERI FDS 2025 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304141 / PN 001 | Common Collective Trust | — | — | $8.8M | 12.8% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2040 FUND (extraction pending)] | — | — | — | $8.5M | 12.3% | |
| RETPILOT AMERI FDS 2040 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304144 / PN 001 | Common Collective Trust | — | — | $8.5M | 12.3% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2030 FUND (extraction pending)] | — | — | — | $8.4M | 12.2% | |
| RETPILOT AMERI FDS 2030 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304142 / PN 001 | Common Collective Trust | — | — | $8.4M | 12.2% | |
| RETPILOT AMERI FDS 2050 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7204146 / PN 001 | Common Collective Trust | — | — | $5.6M | 8.1% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2045 FUND (extraction pending)] | — | — | — | $3.6M | 5.2% | |
| RETPILOT AMERI FDS 2045 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304145 / PN 001 | Common Collective Trust | — | — | $3.6M | 5.2% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2010 FUND (extraction pending)] | — | — | — | $2.1M | 3.1% | |
| RETPILOT AMERI FDS 2010 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304138 / PN 001 | Common Collective Trust | — | — | $2.1M | 3.1% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2020 FUND (extraction pending)] | — | — | — | $1.7M | 2.5% | |
| RETPILOT AMERI FDS 2020 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304140 / PN 001 | Common Collective Trust | — | — | $1.7M | 2.5% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $1.6M | 2.3% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2055 FUND (extraction pending)] | — | — | — | $1.5M | 2.2% | |
| RETPILOT AMERI FDS 2055 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304147 / PN 001 | Common Collective Trust | — | — | $1.5M | 2.2% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2065 FUND (extraction pending)] | — | — | — | $1.5M | 2.2% | |
| RETPILOT AMERI FDS 2065 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304149 / PN 001 | Common Collective Trust | — | — | $1.5M | 2.2% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2015 FUND (extraction pending)] | — | — | — | $1.1M | 1.6% | |
| RETPILOT AMERI FDS 2015 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304139 / PN 001 | Common Collective Trust | — | — | $1.1M | 1.6% | |
| [DFE: RETIREPILOT AMERICAN FUNDS 2060 FUND (extraction pending)] | — | — | — | $737K | 1.1% | |
| RETPILOT AMERI FDS 2060 CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7304148 / PN 001 | Common Collective Trust | — | — | $737K | 1.1% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $469K | 0.7% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $197K | 0.3% |