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Original filing (PDF)20251015170143NAL0002673315001
SOUTHEAST ORTHOPEDIC SPECIALISTS, LLC
Form 5500
FILING_RECEIVED
SOUTHEAST ORTHOPEDIC SPECIALISTS 401(K) PLAN AND TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
148
Accounts w/ balance
198
Plan assets (EOY)
$25.4M
Net assets (EOY)
$25.4M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHEAST ORTHOPEDIC SPECIALISTS, LLC.
Plan sponsor
Name
SOUTHEAST ORTHOPEDIC SPECIALISTS, LLC
EIN
59-3696338
Address
6800 SOUTHPOINT PARKWAY · SUITE 300 · JACKSONVILLE, FL · 32216
Phone
(904) 634-0640
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PIVOT CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENT SOLUTIONS SPECIALISTS | — | JACKSONVILLE, FL | THIRD PARTY ADMINISTRATO | $3K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS | 82-1434504 | — | INVESTMENT PROVIDER | $46K | — |
| SOUTHEAST ORTHOPEDIC SPECIALISTS | 59-3696338 | — | SERVICE PROVIDER | $17K | — |
| VOYA RETIREMENT INSURANCE AND ANNUI | 71-0294708 | — | SERVICE PROVIDER | $3K | — |
Investments
32 direct securities · 1 pooled fund· $48.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$23.8M
31 holdings
Pooled Separate Account
$23.7M
1 holding
Guaranteed Income / GIC
$947K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE AND ANNUI VOYA RETIREMENT INSURANCE AND AUNNITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $23.7M | 93.5% | |
| Vangrd 500 Index Fund Adm Pooled Separate Accounts | — | — | — | $3.5M | 14.0% | |
| Vangrd Tot St Mkt Indx Fd Adm Pooled Separate Accounts | — | — | — | $3.2M | 12.5% | |
| Vangrd Trgt Retire 2050 Fd Pooled Separate Accounts | — | — | — | $3.0M | 11.8% | |
| Vangrd Trgt Retire 2045 Fd Pooled Separate Accounts | — | — | — | $2.3M | 8.9% | |
| Vangrd Trgt Retire 2035 Fd Pooled Separate Accounts | — | — | — | $2.1M | 8.3% | |
| Vangrd Trgt Retire 2040 Fd Pooled Separate Accounts | — | — | — | $1.5M | 5.7% | |
| Vangrd Tot Int Stk In F Adm Pooled Separate Accounts | — | — | — | $1.4M | 5.4% | |
| (1) Guaranteed investment contract | Guaranteed Income / GIC | — | — | $947K | 3.7% | |
| American Funds Growth Fnd R6 Pooled Separate Accounts | — | — | — | $796K | 3.1% | |
| Vangrd Trgt Retire 2055 Fd Pooled Separate Accounts | — | — | — | $747K | 2.9% | |
| Vangrd Trgt Retire 2030 Fd Pooled Separate Accounts | — | — | — | $656K | 2.6% | |
| Vangrd Mid-Cap Index Fund Adm Pooled Separate Accounts | — | — | — | $606K | 2.4% | |
| Vangrd Tot Bd Mkt Ind Fd Adm Pooled Separate Accounts | — | — | — | $563K | 2.2% | |
| DFA Emerging Markets Pt Ins Pooled Separate Accounts | — | — | — | $468K | 1.8% | |
| DFA Infl-Prot Sec Port Ins Pooled Separate Accounts | — | — | — | $402K | 1.6% | |
| Vangrd Trgt Retire 2060 Fd Pooled Separate Accounts | — | — | — | $399K | 1.6% | |
| Vangrd Trgt Retire 2020 Fd Pooled Separate Accounts | — | — | — | $318K | 1.3% | |
| American Funds Wash Mutual R6 Pooled Separate Accounts | — | — | — | $304K | 1.2% | |
| Vangrd Trgt Retire 2025 Fd Pooled Separate Accounts | — | — | — | $268K | 1.1% | |
| ClrBrg SmCp Grw Fd IS Pooled Separate Accounts | — | — | — | $251K | 1.0% | |
| Vangrd Small-Cap Index Fnd Adm Pooled Separate Accounts | — | — | — | $243K | 1.0% | |
| DFA Real Estate Secs Port Ins Pooled Separate Accounts | — | — | — | $161K | 0.6% | |
| DFA US Targeted Vl Port Ins Pooled Separate Accounts | — | — | — | $156K | 0.6% | |
| Inv Global Fd R6 Pooled Separate Accounts | — | — | — | $138K | 0.5% | |
| AmCen Mid Cap Value Fund R6 Pooled Separate Accounts | — | — | — | $129K | 0.5% | |
| Eaton Vance Inc Fd of Bstn R6 Pooled Separate Accounts | — | — | — | $87K | 0.3% | |
| Vangrd Balanced Index Fnd Adm Pooled Separate Accounts | — | — | — | $55K | 0.2% | |
| Participant loans receivable Interest rates at 9.5% | — | — | — | $44K | 0.2% | |
| Inv Opp Intl Growth R6 Pooled Separate Accounts | — | — | — | $31K | 0.1% | |
| Eaton Vance Atl Cp SMIDCp F R6 Pooled Separate Accounts | — | — | — | $23K | <0.1% | |
| Voya Gv Mny Mkt F A (Hld Acct) Money Market | — | — | — | $7K | <0.1% | |
| Vangrd Trgt Retire 2065 Fd Pooled Separate Accounts | — | — | — | $4K | <0.1% |