Original filing (PDF)20230726095149NAL0020608098001

RILEY & COMPANY INC.

Name: RILEY & COMPANY INC. — RILEY & COMPANY INC. 401(K) PLAN, Form 5500 (2022)
Creator: RILEY & COMPANY INC.

Form 5500-SF

FILING_RECEIVED

RILEY & COMPANY INC. 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$15K

Net assets (EOY)

$15K

Plan health score

/ 100

Grade B

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RILEY & COMPANY INC..

Plan sponsor

Name

RILEY & COMPANY INC.

EIN

59-3643072

Address

5491 BENCHMARK LN · SANFORD, FL · 327736433

Phone

(407) 265-9963

Industry

All Other Professional Services· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2022

Plan year begin

2022-01-01

Tax period

2022-12-31

Filed

2023-07-26

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

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