Original filing (PDF)20251015160301NAL0005369313001

SOUTHEASTERN ARCHAEOLOGICAL RESEARCH, INC.

Name: SOUTHEASTERN ARCHAEOLOGICAL RESEARCH, INC. — SOUTHEASTERN ARCHAEOLOGICAL RESEARCH, INC. 401(K) PLAN, Form 5500 (2024)
Creator: SOUTHEASTERN ARCHAEOLOGICAL RESEARCH, INC.

Form 5500

FILING_RECEIVED

SOUTHEASTERN ARCHAEOLOGICAL RESEARCH, INC. 401(K) PLAN

401(k) retirement plan

Active participants

194

Accounts w/ balance

361

Plan assets (EOY)

$13.8M

Net assets (EOY)

$13.8M

How this plan invests

This plan

10 pooled trusts

Schedule D

33 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

100

Participation health

100

Knocking points off

73 bps in Schedule C fees — 153% above peer band of 29 bps.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHEASTERN ARCHAEOLOGICAL RESEARCH, INC..

Plan sponsor

Name

SOUTHEASTERN ARCHAEOLOGICAL RESEARCH, INC.

EIN

59-3215370

Address

3117 EDGEWATER DRIVE · ORLANDO, FL · 32804

Phone

(407) 236-7711

Industry

Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

CROWE, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

5 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY O	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$75K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
ENVESTNET RETIREMENT SOLUTIONS, LLC	—	DENVER, CO	INVESTMENT ADVISOR	$7K	—

Broker

Name	EIN	Location	Relation	Direct comp	Indirect comp
MADISON AVENUE SECURITIES	—	SAN DIEGO, CA	BROKER ADVISER	$0	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
CRI TPA SERVICES, LLC	—	TALLAHASSEE, FL	TPA	$10K	—

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ADVISORY GROUP LLC	—	GREENWOOD VILLAGE, CO	INVESTMENT MGMT	$8K	—

Investments

23 direct securities · 10 pooled funds· $13.5M(98% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Common Collective Trust

$9.6M

10 holdings

Uncategorized

$3.9M

22 holdings

Mutual Funds

$10K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
PUTNAM RETIREMENT ADVANTAGE 2025 PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268	Common Collective Trust	—	—	$3.1M	22.3%
PUTNAM RETIREMENT ADVANTAGE 2040 PUTNAM INVESTMENTS CIT · EIN 26-1384398 / PN 260	Common Collective Trust	—	—	$1.9M	13.9%
PUTNAM RETIREMENT ADVANTAGE 2050 PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 258	Common Collective Trust	—	—	$1.6M	11.6%
PUTNAM RETIREMENT ADVANTAGE 2035 PUTNAM INVESTMENTS CIT · EIN 26-0787945 / PN 261	Common Collective Trust	—	—	$1.4M	10.2%
Fidelity 500 Index	—	—	—	$1.4M	9.8%
PUTNAM RETIREMENT ADVANTAGE 2055 PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 272	Common Collective Trust	—	—	$638K	4.6%
Fidelity Large Cap Growth Index	—	—	—	$469K	3.4%
Fidelity Us Bond Index	—	—	—	$407K	3.0%
Fidelity International Index	—	—	—	$364K	2.6%
PUTNAM RETIREMENT ADVANTAGE 2045 PUTNAM INVESTMENTS CIT · EIN 26-1208510 / PN 259	Common Collective Trust	—	—	$354K	2.6%
PUTNAM RETIREMENT ADVANTAGE TRST MA PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268	Common Collective Trust	—	—	$211K	1.5%
Fidelity Mid Cap Index	—	—	—	$205K	1.5%
Fidelity Small Cap Index	—	—	—	$204K	1.5%
PUTNAM RETIREMENT ADVANTAGE 2030 PUTNAM INVESTMENTS CIT · EIN 26-0788040 / PN 262	Common Collective Trust	—	—	$188K	1.4%
Fidelity Large Cap Value Index	—	—	—	$170K	1.2%
PUTNAM RETIREMENT ADVANTAGE 2060 PUTNAM INVESTMENTS CIT · EIN 27-3616920 / PN 273	Common Collective Trust	—	—	$160K	1.2%
Fidelity Emerging Markets Index	—	—	—	$156K	1.1%
Fully benefit-responsive investment contract with an insurance company * Empower Annuity Insurance Company of America Fixed Account, interest rate of 1.23%	—	—	—	$115K	0.8%
MFS Massachusetts Investors Growth Stock	—	—	—	$103K	0.7%
T. Rowe Price T. Rowe Price Global Stock	—	—	—	$99K	0.7%
Fidelity Nasdaq Composite Index	—	—	—	$52K	0.4%
PUTNAM RETIREMENT ADVANTAGE 2065 STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 223	Common Collective Trust	—	—	$49K	0.4%
T. Rowe Price T. Rowe Price Mid Cap Growth Institutional	—	—	—	$41K	0.3%
Fidelity Small Cap Value Index	—	—	—	$41K	0.3%
PIMCO Real Estate Real Return Strategy	—	—	—	$26K	0.2%
American Funds American Funds Europacific Growth	—	—	—	$17K	0.1%
Janus Henderson Janus Henderson Triton	—	—	—	$15K	0.1%
Putnam Large Vap Value Index	—	—	—	$10K	<0.1%
American Century American Century Mid Cap Value	Mutual Funds	—	—	$10K	<0.1%
Invesco Core Plus Bond	—	—	—	$8K	<0.1%
MFS Global Opportunistic Bond	—	—	—	$3K	<0.1%
PGIM High-Yield	—	—	—	$3K	<0.1%
American Funds American Funds Emerging Markets Bond	—	—	—	$2K	<0.1%