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Original filing (PDF)20251013134731NAL0000670899001
REVOLUTION LIGHTING TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
REVOLUTION LIGHTING TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Active participants
135
Accounts w/ balance
117
Plan assets (EOY)
$9.5M
Net assets (EOY)
$9.5M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (36 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for REVOLUTION LIGHTING TECHNOLOGIES, INC..
Plan sponsor
Name
REVOLUTION LIGHTING TECHNOLOGIES, INC.
EIN
59-3046866
Address
263 TRESSER BOULEVARD, SUITE 1602 · STAMFORD, CT · 06901
Phone
(917) 842-1697
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PKF O'CONNOR DAVIES, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $9K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $25K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $392 | — |
Investments
35 direct securities· $9.4M(99% of reported assets)
Uncategorized
$8.3M
34 holdings
Mutual Funds
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| S American Funds 2030 Target Date Retire R6 | Mutual Funds | — | $62K | $1.1M | 11.3% | |
| American Funds 2035 Target Date Retire R6 | — | — | $56K | $1.1M | 11.2% | |
| American Funds 2055 Target Date Retire R6 | — | — | $36K | $949K | 10.0% | |
| American Funds 2050 Target Date Retire R6 | — | — | $45K | $933K | 9.8% | |
| American Funds 2040 Target Date Retire R6 | — | — | $39K | $799K | 8.4% | |
| Fidelity 500 Index | — | — | $4K | $718K | 7.5% | |
| American Funds 2045 Target Date Retire R6 | — | — | $31K | $647K | 6.8% | |
| American Funds 2025 Target Date Retire R6 | — | — | $35K | $529K | 5.6% | |
| GROUP ANNUITY CONTRACT SHARES / UNITS * Empower Investments Fixed Account - Series Class I | — | — | — | $438K | 4.6% | |
| T. Rowe Price Blue Chiop Growth I | — | — | $2K | $376K | 3.9% | |
| American Funds 2010 Target Date Retire R6 | — | — | $30K | $349K | 3.7% | |
| PGIM Jennison Growth R6 | — | — | $3K | $245K | 2.6% | |
| American Funds New Perspective R6 | — | — | $3K | $200K | 2.1% | |
| American Funds 2060 Target Date Retire R6 | — | — | $10K | $184K | 1.9% | |
| Janus Henderson Triton N | — | — | $5K | $149K | 1.6% | |
| American Funds 2020 Target Date Retire R6 | — | — | $11K | $144K | 1.5% | |
| Vanguard Mid Cap Index Fund Admiral 328 | — | — | — | $107K | 1.1% | |
| Principal Smallcap S&P 600 Index Inst | — | — | $4K | $97K | 1.0% | |
| JPMorgan Us Equity R6 | — | — | $4K | $92K | 1.0% | |
| JHancock Disciplined Value Mid Cap R6 | — | — | $3K | $71K | 0.7% | |
| MFS Intl Diversification R6 | — | — | $3K | $66K | 0.7% | |
| Eaton Vance Atlanata Capital Smid-Cap R6 | — | — | $1K | $48K | 0.5% | |
| Fidelity Advisor Capital & Income Z | — | — | $2K | $25K | 0.3% | |
| MFS Value R6 464 | — | — | — | $22K | 0.2% | |
| Hartford Core Equity R6 359 | — | — | — | $19K | 0.2% | |
| MacQuarie Emerging Markets R6 806 | — | — | — | $16K | 0.2% | |
| American Funds 2015 Target Date Retire R6 | — | — | $1K | $13K | 0.1% | |
| American Funds 2065 Target Date Retire R6 532 | — | — | — | $9K | <0.1% | |
| Macquarie Value R6 52 | — | — | — | $9K | <0.1% | |
| Cohen & Steers Real Estate Securities Z 475 | — | — | — | $8K | <0.1% | |
| Fidelity US Bond Index 742 | — | — | — | $8K | <0.1% | |
| MacQuarie Small Cap Value R6 624 | — | — | — | $4K | <0.1% | |
| Lord Abbett Total Return R6 342 | — | — | — | $3K | <0.1% | |
| American Funds Capital Inc Bldr R6 38 | — | — | — | $3K | <0.1% | |
| Fidelity Advisor Total Bond Z 117 | — | — | — | $1K | <0.1% |
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