Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS, LLC | 02-0488491 | — | SERVICE PROVIDER | $14K | — |
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $3K | — |
| FERNANDEZ LISSETTE | 26-6935521 | — | SERVICE PROVIDER | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VARIABLE ANNUITY ACCOUNT D VOYA RETIREMENT & INSURANCE ANNUITY CO · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $19.9M | 96.5% |
| Vangrd LifeStrat Grw Fd Inv Registered Investment Company | — | — | — | $3.7M | 18.0% |
| Vangrd 500 Index Fund Adm Registered Investment Company | — | — | — | $2.5M | 11.9% |
| Voya Large Cap Growth Fund 8 Common Collective Trust | — | — | — | $1.8M | 8.5% |
| (Held at End of Year) LATAM AIRLINES GROUP, S.A., INC. 401(K) PLAN EIN#59-2605885 Plan# 001 Vangrd LifeStrat Md Grw Fd Inv Registered Investment Company | — | — | — | $1.7M | 8.3% |
| Pioneer Fundamental Growth F K Registered Investment Company | — | — | — | $1.2M | 5.8% |
| Eaton Vance Atl Cp SMIDCp F R6 Registered Investment Company | — | — | — | $926K | 4.5% |
| Vangrd Tot Int Stk In F Adm Registered Investment Company | — | — | — | $676K | 3.3% |
| Vangrd Small-Cap Index Fnd Adm Registered Investment Company | — | — | — | $624K | 3.0% |
| Victory Sycmr Est Vl Fd R6 Registered Investment Company | — | — | — | $621K | 3.0% |
| Voya Fixed Account (4062) Insurance Company General Account | — | — | — | $586K | 2.8% |
| Voya Index Solution 2040 P Z Registered Investment Company | — | — | — | $520K | 2.5% |
| DFA Infl-Prot Sec Port Ins Registered Investment Company | — | — | — | $465K | 2.3% |
| Voya Intermediate Bond Fund R6 Registered Investment Company | — | — | — | $460K | 2.2% |
| American Funds Nw Prspctv R6 Registered Investment Company | — | — | — | $450K | 2.2% |
| American Funds Fdmntl Inv R6 Registered Investment Company | — | — | — | $409K | 2.0% |
| Voya Index Solution 2035 P Z Registered Investment Company | — | — | — | $360K | 1.7% |
| Voya Index Solution 2050 P Z Registered Investment Company | — | — | — | $353K | 1.7% |
| American Funds Wash Mutual R6 Registered Investment Company | — | — | — | $334K | 1.6% |
| American Funds Am Balanced R6 Registered Investment Company | — | — | — | $332K | 1.6% |
| Invesco Divrsd Dividend Fd R6 Registered Investment Company | — | — | — | $251K | 1.2% |
| American Funds New World R6 Registered Investment Company | — | — | — | $249K | 1.2% |
| Vangrd Mid-Cap Index Fund Adm Registered Investment Company | — | — | — | $241K | 1.2% |
| ClrBrg SmCp Grw Fd IS Registered Investment Company | — | — | — | $228K | 1.1% |
| American Funds Cap Inc Bld R6 Registered Investment Company | — | — | — | $218K | 1.1% |
| Voya Index Solution 2055 P Z Registered Investment Company | — | — | — | $214K | 1.0% |
| Voya Index Solution 2045 P Z Registered Investment Company | — | — | — | $212K | 1.0% |
| DFA Real Estate Secs Port Ins Registered Investment Company | — | — | — | $185K | 0.9% |
| LOAN FUND Participant Loans - Rates 4.25% to 9.50% | Participant loans | — | — | $137K | 0.7% |
| Inv Opp Intl Growth R6 Registered Investment Company | — | — | — | $125K | 0.6% |
| Vangrd LifeStrat Inc Fd Inv Registered Investment Company | — | — | — | $97K | 0.5% |
| PGIM High Yield Fund R6 Registered Investment Company | — | — | — | $97K | 0.5% |
| DFA Commodity Strategy Prt Ins Registered Investment Company | — | — | — | $90K | 0.4% |
| PIMCO Income Fund Ins Registered Investment Company | — | — | — | $85K | 0.4% |
| DFA US Targeted Vl Port Ins Registered Investment Company | — | — | — | $78K | 0.4% |
| party date,rate of interest, collateral, par, or maturity date AB Global Bond Fund Z Registered Investment Company | — | — | — | $66K | 0.3% |
| Vangrd LifeStrat Cns Gr Fd Inv Registered Investment Company | — | — | — | $34K | 0.2% |
| Voya Index Solution 2060 P Z Registered Investment Company | — | — | — | $32K | 0.2% |
| Voya Index Solution 2030 P Z Registered Investment Company | — | — | — | $18K | <0.1% |
| Voya Index Solution Inc P Z Registered Investment Company | — | — | — | $18K | <0.1% |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $10K | <0.1% |
| Voya Index Solution 2065 P Z Registered Investment Company | — | — | — | $5K | <0.1% |
