Back to filter
Original filing (PDF)20251014141720NAL0004200528001
BATES ELECTRIC, INC.
Form 5500
FILING_RECEIVED
BATES ELECTRIC, INC. RETIREMENT PLAN
401(k) retirement plan
Signals · 3
No auditor on file31% in single holding~85 bps in Sched C fees
Active participants
150
Accounts w/ balance
140
Plan assets (EOY)
$6.5M
Net assets (EOY)
$6.5M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
76
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
60
Concentration risk
84
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- No independent qualified public accountant (IQPA) named.
- Top holding "Fidelity Fidelity 500 Index" is 31% of plan.
- 85 bps in Schedule C fees — 64% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BATES ELECTRIC, INC..
Plan sponsor
Name
BATES ELECTRIC, INC.
EIN
59-2514390
Address
7901 HOPI PL · TAMPA, FL · 33634
Phone
(813) 449-6150
Industry
Electrical Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $25K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $28K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
27 direct securities · 1 pooled fund· $6.4M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.7M
27 holdings
Common Collective Trust
$705K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $2.0M | 30.7% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $705K | 10.8% | |
| Vanguard Extended Market Index Adm | — | — | — | $605K | 9.2% | |
| Vanguard Total World Stock Index Admiral | — | — | — | $390K | 6.0% | |
| BlackRock Lifepath Index 2030 K | — | — | — | $374K | 5.7% | |
| Vanguard High-Yield Corporate Adm | — | — | — | $351K | 5.4% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $292K | 4.5% | |
| Vanguard Total Intl Stock Index Admiral | — | — | — | $271K | 4.1% | |
| BlackRock Lifepath Index 2040 K | — | — | — | $219K | 3.3% | |
| BlackRock Lifepath Index 2055 K | — | — | — | $133K | 2.0% | |
| BlackRock Lifepath Index 2045 K | — | — | — | $121K | 1.8% | |
| Vanguard Developed Markets Index Admiral | — | — | — | $109K | 1.7% | |
| Vanguard Total Stock Mkt Index Adm | — | — | — | $104K | 1.6% | |
| BlackRock Lifepath Index 2050 K | — | — | — | $103K | 1.6% | |
| BlackRock Lifepath Index Retirement K | — | — | — | $102K | 1.6% | |
| Vanguard Balanced Index Adm | — | — | — | $87K | 1.3% | |
| BlackRock Lifepath Index 2060 K | — | — | — | $72K | 1.1% | |
| Vanguard Interim-Term Bond Index Adm | — | — | — | $71K | 1.1% | |
| BlackRock Lifepath Index 2035 K | — | — | — | $66K | 1.0% | |
| Vanguard Short-Term Bond Index Adm | — | — | — | $51K | 0.8% | |
| Vanguard Emerging Mkts Stock Index Adm | — | — | — | $48K | 0.7% | |
| BlackRock Lifepath Index 2065 K | — | — | — | $31K | 0.5% | |
| DFA Real Estate Securities I | — | — | — | $30K | 0.5% | |
| Vanguard Commodity Strategy Admiral | — | — | — | $29K | 0.4% | |
| Vanguard Federal Money Market Inv | — | — | — | $25K | 0.4% | |
| DFA Global Real Estate Securities Port | — | — | — | $14K | 0.2% | |
| Vanguard Ftse All-Wld Ex-Us Smcp Idx Adm | — | — | — | $13K | 0.2% | |
| Vanguard Total Intl Bd Index Admiral | — | — | — | $5K | <0.1% |
Related plans
Other plans using WORLD INVESTMENT ADVISORS LLC
CARPENTERS PENSION TRUST FUND FOR NORTHERN CALIFORNIA
CARPENTERS PENSION TRUST FUND FOR NORTHERN CALIFORNIA
$6.0B · 19,919 participants
BOARD OF TRUSTEES SCREEN ACTORS GUILD - PRODUCERS
SCREEN ACTORS GUILD - PRODUCERS PENSION PLAN
$5.3B · 31,218 participants
CARPENTERS ANNUITY TRUST FUND FOR NORTHERN CALIFORNIA
CARPENTERS ANNUITY TRUST FUND FOR NORTHERN CALIFORNIA
$3.3B · 24,741 participants
CAESARS ENTERTAINMENT INC.
CAESARS ENTERTAINMENT, INC 401(K) PLAN
$1.9B · 34,759 participants
KNIGHT HEALTH HOLDINGS LLC D/B/A SCIONHEALTH
SCIONHEALTH 401(K) PLAN
$1.3B · 22,685 participants
AVERITT EXPRESS, INC.
AVERITT EXPRESS, INC. PROFIT SHARING AND 401(K) PLAN
$775.2M · 8,187 participants
Similar-size Electrical Contractors plans
MARK ONE ELECTRIC COMPANY, INC.
MARK ONE ELECTRIC CO., INC. CASH BALANCE PLAN & TRUST
$6.6M · 46 participants
GERSTNER ELECTRIC, INC.
GERSTNER ELECTRIC, INC. 401K PROFIT SHARING PLAN
$6.5M · 17 participants
TEXSUN ELECTRICAL CONTRACTORS, INC.
TEXSUN ELECTRICAL CONTRACTORS, INC. RETIREMENT SAVINGS PLAN
$6.6M · 48 participants
DESIGN ELECTRIC, INC.
DESIGN ELECTRIC, INC. EMPLOYEES' RETIREMENT PLAN
$6.6M · 123 participants
FREY ELECTRIC, INC.
FREY ELECTRIC, INC. 401(K) PROFIT SHARING PLAN
$6.6M · 42 participants
BOARD OF TRUSTEES, I.B.E.W. LOCAL UNION NO. 595
I.B.E.W. LOCAL UNION NO. 595 VACATION PLAN
$6.6M · 1,500 participants
Large plans in Florida
L3HARRIS TECHNOLOGIES, INC.
L3HARRIS RETIREMENT SAVINGS PLAN
$16.3B · 41,945 participants
L3HARRIS TECHNOLOGIES, INC.
L3HARRIS RETIREMENT SAVINGS PLAN MASTER TRUST
$16.2B
PUBLIX SUPER MARKETS, INC.
PUBLIX SUPER MARKETS, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST
$14.3B · 156,344 participants
PWC US GROUP LLP
SAVINGS PLAN FOR EMPLOYEES AND PARTNERS OF PWC
$13.2B · 49,697 participants
ADP TOTALSOURCE GROUP, INC.
ADP TOTALSOURCE RETIREMENT SAVINGS PLAN
$9.2B · 299,514 participants
PRICEWATERHOUSECOOPERS LLP
SAVINGS PLAN FOR EMPLOYEES AND PARTNERS OF PRICEWATERCOOPERS LLP
$9.1B · 50,893 participants