Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $182K | — |
| VALIC | 74-1625348 | — | RECORDKEEPER | $707 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP RETIREMENT INC | — | NEW YORK, NY | ADVISOR | $58K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral | — | — | — | $13.7M | 11.1% | |
| Vanguard Target Retirement 2050 Inv | — | — | — | $11.2M | 9.1% |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO, INC. | 94-1737782 | — | SECURITIES BROKER | $100 | — |
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
| Vanguard Target Retirement 2045 Inv | — | — | — | $8.9M | 7.2% |
| Vanguard Target Retirement 2055 Inv | — | — | — | $7.5M | 6.1% |
| Vanguard Target Retirement 2025 Inv | — | — | — | $6.9M | 5.6% |
| Vanguard Target Retirement 2035 Inv | — | — | — | $6.8M | 5.5% |
| Alliance Bernstein Large Capital Growth Z | — | — | — | $6.4M | 5.2% |
| Vanguard Target Retirement 2040 Inv | — | — | — | $6.4M | 5.2% |
| Vanguard Target Retirement 2030 Inv | — | — | — | $6.3M | 5.1% |
| Self-directed Brokerage Account Charles Schwab Personal Choice Retirement Account | — | — | — | $5.5M | 4.5% |
| Transamerica Guaranteed Investment Option | — | — | — | $3.5M | 2.8% |
| Vanguard Target Retirement 2060 Inv | — | — | — | $3.4M | 2.7% |
| American Funds American Funds EuroPacific Gr R6 | — | — | — | $3.3M | 2.7% |
| Vanguard Mid Cap Index Adm | — | — | — | $3.1M | 2.5% |
| Vanguard Target Retirement 2020 Inv | — | — | — | $2.5M | 2.0% |
| John Hancock John Hancock Disciplined Value Mid Cap R6 | — | — | — | $2.5M | 2.0% |
| Vanguard Small Cap Index Adm | — | — | — | $2.5M | 2.0% |
| MFS Value R6 | — | — | — | $2.3M | 1.9% |
| Janus Henderson Janus Henderson Enterprise N | — | — | — | $2.2M | 1.8% |
| s * VALIC Fixed Account Plus | Guaranteed Income / GIC | — | — | $2.0M | 1.6% |
| maturing through December 2029 | — | — | — | $1.6M | 1.3% |
| Vanguard Total Bond Market Index Adm | — | — | — | $1.4M | 1.2% |
| Vanguard Total International Stock Index Adm | — | — | — | $1.3M | 1.1% |
| Metropolitan West Funds Metropolitan West Total Return | — | — | — | $1.3M | 1.0% |
| Cohen & Steers Cohen & Steers Instl Realty Shares | — | — | — | $1.0M | 0.8% |
| Vanguard Target Retirement Income | — | — | — | $932K | 0.8% |
| Vanguard Principal SmallCAP Growth R6 | — | — | — | $853K | 0.7% |
| VALIC Growth Fund | — | — | — | $826K | 0.7% |
| MFS International Value R6 | — | — | — | $759K | 0.6% |
| VALIC Short Term Fixed Account | — | — | — | $747K | 0.6% |
| Vanguard Windsor II Fund | — | — | — | $686K | 0.6% |
| VALIC Science & Technology Fund | — | — | — | $660K | 0.5% |
| MFS New Discovery Value R6 | — | — | — | $599K | 0.5% |
| State Street State Street Instl Govt Money Market Premier | — | — | — | $581K | 0.5% |
| VALIC Small Cap Value Fund 429 * VALIC Stock Index Fund | — | — | — | $548K | 0.4% |
| Vanguard Target Retirement 2065 Inv | — | — | — | $443K | 0.4% |
| VALIC Large Capital Growth | — | — | — | $329K | 0.3% |
| Vanguard Wellington Fund Inc | — | — | — | $217K | 0.2% |
| Money Market Fund * VALIC Money Market Fund Inst | — | — | — | $169K | 0.1% |
| VALIC Interest-bearing at 3.0% to 4.5%, | — | — | — | $145K | 0.1% |
| VALIC Mid Cap Strategic Gwth | — | — | — | $122K | <0.1% |
| VALIC Systematic Core Fund | — | — | — | $117K | <0.1% |
| Ariel Appreciation Fund | — | — | — | $108K | <0.1% |
| VALIC Systematic Value | — | — | — | $99K | <0.1% |
| VALIC Systematic Growth Fund | — | — | — | $84K | <0.1% |
| Ariel Fund | — | — | — | $64K | <0.1% |
| VALIC Small Cap Special Value Fund | — | — | — | $64K | <0.1% |
| VALIC Mid Cap Index Fund | — | — | — | $50K | <0.1% |
| VALIC Dividend Value | — | — | — | $48K | <0.1% |
| VALIC Intl Socially Responsible Fund | — | — | — | $41K | <0.1% |
| VALIC Mid Cap Value Fund | — | — | — | $28K | <0.1% |
| VALIC Nasdaq-100(R) Index Fund | — | — | — | $25K | <0.1% |
| VALIC International Value Fund | — | — | — | $22K | <0.1% |
| VALIC Internatl Equities Index Fund | — | — | — | $22K | <0.1% |
| VALIC Intl Opportunities | — | — | — | $20K | <0.1% |
| VALIC Global Strategy | — | — | — | $20K | <0.1% |
| Vanguard Long-Term Treasury | — | — | — | $20K | <0.1% |
| VALIC International Growth Fund | — | — | — | $18K | <0.1% |
| VALIC Small Cap Index Fund | — | — | — | $17K | <0.1% |
| Vanguard Lt Inv-Grade Fund | — | — | — | $16K | <0.1% |
| VALIC Capital Appreciation | — | — | — | $14K | <0.1% |
| VALIC Core Bond Fund | — | — | — | $13K | <0.1% |
| VALIC Emerging Economies | — | — | — | $13K | <0.1% |
| VALIC Government Securities Fund | — | — | — | $11K | <0.1% |
| VALIC Small Cap Growth Fund | — | — | — | $8K | <0.1% |
| American Beacon Man Large Cap Growth Fund R5 | — | — | — | $7K | <0.1% |
| VALIC Us Socially Responsible Fund | — | — | — | $7K | <0.1% |
| Vanguard Lifestrategy Growth | — | — | — | $5K | <0.1% |
| s * VALIC Aggressive Growth Lifestyle | Mutual Funds | — | — | $5K | <0.1% |
| VALIC Moderate Growth Lifestyle | — | — | — | $4K | <0.1% |
| Vanguard Lifestrategy Modera | — | — | — | $4K | <0.1% |
| Vanguard High Yield Bond Fund 835 Vanguard Lifestrategy Conser | — | — | — | $3K | <0.1% |
| VALIC Conserv Growth Lifestyle | — | — | — | $3K | <0.1% |
| VALIC International Government Bond | — | — | — | $2K | <0.1% |
