Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $2K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AUL AMERICAN UNIT TRUST AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $10.2M | 71.9% |
| VARIABLE ANNUITY ACCOUNT C VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $2.1M | 14.8% |
| Group Annuity Contracts * VY Voya Fixed Account | — | — | — | $1.1M | 7.7% |
| AULIC AmCent Strategic Alloc Mod A | — | — | — | $891K | 6.3% |
| AULIC Amerfds 2010 Trgt Date Ret R3 | — | — | — | $814K | 5.8% |
| AULIC Amerfds 2035 Trgt Date Ret R3 | — | — | — | $741K | 5.2% |
| AULIC Amerfds 2040 Trgt Date Ret R3 | — | — | — | $654K | 4.6% |
| AULIC Amerfds 2030 Trgt Date Ret R3 | — | — | — | $637K | 4.5% |
| AULIC Putnam Large Cap Value A | — | — | — | $630K | 4.5% |
| Stable Value Fund * AULIC AUL Stable Value Account | — | — | — | $594K | 4.2% |
| AULIC Amerfds 2055 Trgt Date Ret R3 | — | — | — | $538K | 3.8% |
| AULIC Amerfds 2045 Trgt Date Ret R3 | — | — | — | $433K | 3.1% |
| AULIC Amerfds 2020 Trgt Date Ret R3 | — | — | — | $430K | 3.0% |
| AULIC Fidelity Adv Eqty Grth M | — | — | — | $398K | 2.8% |
| AULIC Amerfds 2050 Trgt Date Ret R3 | — | — | — | $353K | 2.5% |
| AULIC Putnam Large Cap Growth A | — | — | — | $347K | 2.5% |
| STATE STREET STATE STREET EQUTY 500 INDX R MUTUAL FUND SHARES 0 | — | — | — | $335K | 2.4% |
| PIONEER A MUTUAL FUND SHARES 0 | — | — | — | $332K | 2.4% |
| VY Fidelity VIP Equity Income Port I ** 989 * VY Fidelity VIP Growth Portfolio I | — | — | — | $257K | 1.8% |
| AULIC AmCent Strategic Alloc Agrsv A | — | — | — | $255K | 1.8% |
| AULIC Victory Sycam Establish Val R | — | — | — | $250K | 1.8% |
| VY JP Morgan Emerging Markets Equity ** 801 * VY T. Rowe Price Capital Appreciation Portfolio | — | — | — | $240K | 1.7% |
| VOYA VY JPM Emrg Mkts Eq Port Srv 0 801 VOYA VY TRwPr Cap Apprec Port Srv 0 | — | — | — | $240K | 1.7% |
| VY American Funds Growth Fnd R4 | — | — | — | $239K | 1.7% |
| AULIC Goldmansachs Money Mkt Gvt Res | — | — | — | $219K | 1.6% |
| VY Fidelity VIP Contrafund Port I | — | — | — | $216K | 1.5% |
| AULIC PGIM Jenn Midcap GR R2 | — | — | — | $187K | 1.3% |
| AULIC PGIM High-Yield A | — | — | — | $178K | 1.3% |
| AULIC Principal Mid Cap S&P 400 Index R3 | — | — | — | $164K | 1.2% |
| AULIC Amerfds 2025 Trgt Date Ret R3 | — | — | — | $161K | 1.1% |
| AULIC Fidelity Adv Stocksel Midcap M | — | — | — | $135K | 1.0% |
| VY Invesco Equity and Income Portfolio | — | — | — | $134K | 1.0% |
| VOYA VY Invesco Eqty & Inc Pt I 0 | — | — | — | $134K | 1.0% |
| Notes receivable from participants, interest rates of 4.25% to 4.50%. Notes mature through August 2029. | Participant loans | — | — | $128K | 0.9% |
| VY American Funds Nw Prspctv R4 | — | — | — | $128K | 0.9% |
| AULIC AmCent Small Cap Value A | — | — | — | $123K | 0.9% |
| AMERICAN CENTURY AMERCENT SMCAP VAL A MUTUAL FUND SHARES 0 | — | — | — | $123K | 0.9% |
| VY Voya Global Insights Portfolio I | — | — | — | $122K | 0.9% |
| AULIC Amer Fds Europacific Growth | — | — | — | $121K | 0.9% |
| AMERICAN FUNDS AMERFDS EUROPAC GRTH R3 MUTUAL FUND SHARES 0 | — | — | — | $121K | 0.9% |
| AULIC Goldmansachs Grth Strat S | — | — | — | $119K | 0.8% |
| AULIC AmCent Strategic Alloc Conser A | — | — | — | $118K | 0.8% |
| AMERICAN CENTURY AMERCENT STRAT ALLOC: CONSV A MUTUAL FUND SHARES 0 | — | — | — | $118K | 0.8% |
| VY T. Rowe Price Diversified Mid Cap Growth | — | — | — | $114K | 0.8% |
| VOYA VY TRwPr Divr MdCp Gr Pt I 0 | — | — | — | $114K | 0.8% |
| AULIC Amerfds New World R3 | — | — | — | $112K | 0.8% |
| AULIC Amerfds American Balanced R3 | — | — | — | $101K | 0.7% |
| VY Voya Large Cap Value Portfolio | — | — | — | $93K | 0.7% |
| AULIC Thornburg Ltd- Term Inc R3 | — | — | — | $77K | 0.5% |
| AULIC Thornburg Inv Inc Builder R3 | — | — | — | $72K | 0.5% |
| VY Voya Index Plus MidCap Portfolio | — | — | — | $71K | 0.5% |
| party collateral, par or maturity value (d) Cost (e) Current value AMERICAN CENTURY AMERCENT SMCAP GRTH A MUTUAL FUND SHARES 0 | — | — | — | $69K | 0.5% |
| VY Voya Fixed Plus Account | — | — | — | $62K | 0.4% |
| VY Voya Growth and Income Portfolio | — | — | — | $59K | 0.4% |
| VOYA Allspg Spec SmCp Vl Fd A 0 | — | — | — | $54K | 0.4% |
| Sub-Account of VY Separate Account D * VY**** Allspring Special Small Cap Value Fund - A | — | — | — | $54K | 0.4% |
| AULIC Jan Hen Triton S | — | — | — | $50K | 0.4% |
| AULIC Brandywineglobal Opp Bond R | — | — | — | $39K | 0.3% |
| VOYA Small Company Port I 0 | — | — | — | $37K | 0.3% |
| VY Voya Index Plus SmallCap Portfolio | — | — | — | $32K | 0.2% |
| VY Lord Abbett Series Fd MC St Prt VC | — | — | — | $31K | 0.2% |
| AULIC Amerfds 2060 Trgt Date Ret R3 | — | — | — | $26K | 0.2% |
| VY Voya Large Cap Growth Portfolio | — | — | — | $25K | 0.2% |
| VOYA Inv Dev Mrkts Fd A 0 | — | — | — | $24K | 0.2% |
| VY Invesco Developing Mkts Fund A | — | — | — | $24K | 0.2% |
| AULIC Amerfds 2065 Trgt Date Ret R3 | — | — | — | $21K | 0.1% |
| VY Voya MidCap Opportunities Portfolio | — | — | — | $21K | 0.1% |
| VOYA Mid Cap Opport Port I 0 | — | — | — | $21K | 0.1% |
| VY American Funds Wash Mutual R4 | — | — | — | $21K | 0.1% |
| VY Voya Intermediate Bond Portfolio | — | — | — | $19K | 0.1% |
| VY Columbia Contrarian Core | — | — | — | $19K | 0.1% |
| VOYA VY Col Contr Core Port Srv 0 | — | — | — | $19K | 0.1% |
| VOYA Templeton Global Bond Fund A 0 676 VOYA VY Baron Growth Port Srv 0 | — | — | — | $17K | 0.1% |
| VOYA Invesco VI Core Eqty Fund SI 0 | — | — | — | $17K | 0.1% |
| AULIC Pioneer Bond A | — | — | — | $16K | 0.1% |
| VY Impax Sust Alloc Fund Inv | — | — | — | $14K | 0.1% |
| VY Voya Russell Large Cap Gr Ind Portfolio I | — | — | — | $12K | <0.1% |
| AULIC Invesco Core Bond A | — | — | — | $9K | <0.1% |
| VY Invesco Grw & Inc Prt Serv | — | — | — | $8K | <0.1% |
| VY Voya Intl High Dividend Low Volatility Portfolio | — | — | — | $8K | <0.1% |
| VOYA VoyIntlHiDivLow Vol Port-In 0 | — | — | — | $8K | <0.1% |
| VY Invesco V.I. American Franchise Fund - Series I | — | — | — | $8K | <0.1% |
| VY Calvert VP Ser Balanced Portfolio | — | — | — | $7K | <0.1% |
| VY Templeton Global Bond Fund A ** 676 * VY Victory Precious Metals and Minerals Fd A | — | — | — | $6K | <0.1% |
| VY Voya High Yield Port Ins | — | — | — | $4K | <0.1% |
| VY Voya Solution 2035 Portfolio | — | — | — | $4K | <0.1% |
| VOYA Russell LgCp Indx Prt I 0 | — | — | — | $4K | <0.1% |
| VY Voya Govt Money Market Portfolio | — | — | — | $4K | <0.1% |
| VY Cohen&Steers Realty Shares | — | — | — | $4K | <0.1% |
| AULIC DWS Rreef Real Estate Secs A | — | — | — | $3K | <0.1% |
| VY Fidelity VIP Overseas Portfolio I ** 250 * VY Franklin Small Cap Value Fund 2 | — | — | — | $3K | <0.1% |
| VY Clarion Global Real Estate Prt | — | — | — | $2K | <0.1% |
| VY Pioneer High Yield VCT Port I | — | — | — | $2K | <0.1% |
| VY T. Rowe Price Equity Income Portfolio ** 60 * VY Wanger Acorn | — | — | — | $2K | <0.1% |
| VOYA Glo Hi Div Low Vol Prtf I 0 | — | — | — | $1K | <0.1% |
| VY Voya Solution 2045 Portfolio ** 585 * VY Voya Solution Balanced Pt I | — | — | — | $1K | <0.1% |
| AULIC Amerfds 2015 Trgt Date Ret R3 | — | — | — | $1K | <0.1% |
