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Original filing (PDF)20251006090906NAL0008520498001
CENGAGE LEARNING, INC.
Form 5500
FILING_RECEIVED
THE CENGAGE LEARNING, INC. 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
3,059
Accounts w/ balance
4,985
Plan assets (EOY)
$660.1M
Net assets (EOY)
$660.1M
How this plan invests
This plan
14 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CENGAGE LEARNING, INC..
Plan sponsor
Name
CENGAGE LEARNING, INC.
EIN
59-2124491
Address
10650 TOEBBEN DRIVE · SUITE A · INDEPENDENCE, KY · 41051
Phone
(859) 525-2230
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
COHNREZNICK LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $163K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $125K | — |
| CAPFINANCIAL PARTNERS, LLC. | 26-0058143 | — | INVESTMENT ADVISOR | $115K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COHNREZNICK LLP | 33-4144829 | — | ACCOUNTANT/AUDITOR | $30K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
15 direct securities · 14 pooled funds· $700.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$478.4M
14 holdings
Uncategorized
$222.0M
15 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TARGET 2035 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $81.9M | 12.4% | |
| VANGUARD TARGET 2040 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $72.1M | 10.9% | |
| VANGUARD TARGET 2030 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $67.3M | 10.2% | |
| VANGUARD TARGET 2045 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $64.2M | 9.7% | |
| Fidelity 500 Index Fund Mutual fund | — | — | — | $62.9M | 9.5% | |
| VANGUARD TARGET 2050 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $48.4M | 7.3% | |
| Harbor Capital Appreciation CIT Common/collective trust | — | — | — | $40.8M | 6.2% | |
| HARBOR CAP APPR R HARBOR TRUST COMPANY · EIN 84-4022934 / PN 001 | Common Collective Trust | — | — | $40.8M | 6.2% | |
| VANGUARD TARGET 2025 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $30.9M | 4.7% | |
| VANGUARD TARGET 2055 VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $29.9M | 4.5% | |
| Fidelity Extended Market Index Fund Mutual fund | — | — | — | $17.7M | 2.7% | |
| American Beacon Large Cap Value Mutual fund | — | — | — | $14.0M | 2.1% | |
| Dodge & Cox International Fund Mutual fund | — | — | — | $12.7M | 1.9% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $12.6M | 1.9% | |
| Fidelity International Index Fund Mutual fund | — | — | — | $11.3M | 1.7% | |
| VANGUARD TARGET 2060 VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $10.7M | 1.6% | |
| VANGUARD TARGET 2020 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $10.7M | 1.6% | |
| Federated U.S. Treasury Cash Reserves Institutional Shares Mutual fund | — | — | — | $10.5M | 1.6% | |
| Dodge & Cox Income X Mutual fund | — | — | — | $9.2M | 1.4% | |
| CRLN E Mid Cap Gr R6 Mutual fund | — | — | — | $8.5M | 1.3% | |
| JPMorgan Mid Cap Value L Mutual fund | — | — | — | $7.7M | 1.2% | |
| Victory S Smco Op R6 Mutual fund | — | — | — | $6.9M | 1.0% | |
| Vanguard Explorer Fund Admiral Mutual fund | — | — | — | $6.9M | 1.0% | |
| VANGUARD TARGET INC VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $6.4M | 1.0% | |
| maturing at various dates, secured by participant account balance | — | — | — | $5.0M | 0.8% | |
| Fidelity US Bond Index Fund Mutual fund | — | — | — | $4.7M | 0.7% | |
| PIMCO Real Return Fund Mutual fund | — | — | — | $3.4M | 0.5% | |
| VANGUARD TARGET 2065 VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $2.2M | 0.3% | |
| VANGUARD TARGET 2070 VANGUARD FIDUCIARY TRUST COMPANY · EIN 88-6095930 / PN 001 | Common Collective Trust | — | — | $352K | <0.1% |