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Original filing (PDF)20250630160122NAL0011376769003
RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION
Form 5500
FILING_RECEIVED
RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN
401(k) retirement plan
Active participants
173
Accounts w/ balance
265
Plan assets (EOY)
$92.3M
Net assets (EOY)
$92.3M
How this plan invests
This plan
4 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION.
Plan sponsor
Name
RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION
EIN
59-2089901
Address
300 SOUTH ORANGE AVENUE, SUITE 1400 · ORLANDO, FL · 32801
Phone
(407) 872-7300
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
026
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-30
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
REHMANN ROBSON LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $67K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CERITY PARTNERS RETIREMENT PLAN | 35-2467663 | — | ADVISOR | $48K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| REHMANN LLC | 38-3567911 | — | AUDITOR | $16K | — |
Investments
28 direct securities · 4 pooled funds· $97.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$72.4M
27 holdings
Common Collective Trust
$21.0M
4 holdings
Mutual Funds
$4.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity ContraFund | — | — | — | $17.7M | 19.1% | |
| WILMINGTONBLACKROCK EQUITY INDEX R INVESCO · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $8.4M | 9.1% | |
| MFS Val R6 | — | — | — | $6.7M | 7.3% | |
| PIMCO STABLE INCOME CLASS I JP MORGAN · EIN 45-4313627 / PN 001 | Common Collective Trust | — | — | $6.2M | 6.7% | |
| PIMCO RealPath Blend 2025 | — | — | — | $6.1M | 6.6% | |
| Fidelity Mid Cap Index | — | — | — | $6.0M | 6.5% | |
| WILMINGTONBLACKROCK EAFE EQUITY IN VANGUARD · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $5.2M | 5.6% | |
| PIMCO RealPath Blend Income | — | — | — | $4.8M | 5.2% | |
| BlackRock Global Allocation | Mutual Funds | — | — | $4.3M | 4.7% | |
| Blackrock Glbl Alloc K | — | — | — | $4.3M | 4.7% | |
| PIMCO RealPath Blend 2030 | — | — | — | $4.2M | 4.6% | |
| PIMCO RealPath Blend 2040 | — | — | — | $3.3M | 3.5% | |
| John Hancock John Hancock Bond | — | — | — | $3.1M | 3.4% | |
| PIMCO RealPath Blend 2035 | — | — | — | $2.6M | 2.8% | |
| PIMCO RealPath Blend 2045 | — | — | — | $2.2M | 2.3% | |
| Invesco Small Cap Growth | — | — | — | $1.8M | 1.9% | |
| DFA US Small Cap Value | — | — | — | $1.6M | 1.7% | |
| PIMCO RealPath Blend 2050 | — | — | — | $1.6M | 1.7% | |
| Fidelity US Bond Index | — | — | — | $1.4M | 1.6% | |
| WILMINGTONBLACKROCK RUSSELL 2000 I AMERICAN FUNDS · EIN 20-3802587 / PN 004 | Common Collective Trust | — | — | $1.3M | 1.4% | |
| PIMCO RealPath Blend 2055 | — | — | — | $945K | 1.0% | |
| PIMCO International Bond | — | — | — | $791K | 0.9% | |
| PIMCO Intl Bd (USD-Hdg) Instl | — | — | — | $791K | 0.9% | |
| DFA Emerging Markets Core Equity | — | — | — | $758K | 0.8% | |
| Fidelity Advisor Intl Small Cap | — | — | — | $519K | 0.6% | |
| PIMCO RealPath Blend 2060 | — | — | — | $317K | 0.3% | |
| Principal Diversified Real Asset | — | — | — | $293K | 0.3% | |
| Notes receivable from participants Interest rates ranging from 4.25% to 9.50% | — | — | — | $290K | 0.3% | |
| Participants Notes Receivable with interest rates of 4.25% to 6.50% | — | — | — | $289K | 0.3% | |
| PIMCO RealPath Blend 2065 | — | — | — | $57K | <0.1% | |
| Transamerica Interest-bearing cash | — | — | — | $27K | <0.1% | |
| State Street Bank & Trust Co. Cash Reserve Account | — | — | — | $27K | <0.1% |