Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $11K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CODE WAECHTER LLC | — | TAMPA, FL | INVESTMENT ADVISOR | $16K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Common Collective Trust | — | — | $10.6M | 85.3% |
| Indirect comp |
|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
| Empower Annuity Insurance Co of America General Account | — | — | — | $1.5M | 12.3% |
| Empower Annuity Insurance Co of America Alger Capital Appreciation Instl I | — | — | — | $1.3M | 10.4% |
| Empower Annuity Insurance Co of America Fidelity Advisor Total Bond M | — | — | — | $1.2M | 9.7% |
| Empower Annuity Insurance Co of America MM Select T. Rowe Price Retire 2025 M3 | — | — | — | $867K | 7.0% |
| Empower Annuity Insurance Co of America MM Select T. Rowe Price Retire 2030 M3 | — | — | — | $865K | 6.9% |
| Empower Annuity Insurance Co of America Empower International Index Inv | — | — | — | $862K | 6.9% |
| Empower Annuity Insurance Co of America JPM US Equity A | — | — | — | $839K | 6.7% |
| Empower Annuity Insurance Co of America MM S&P 500 Index R4 | — | — | — | $814K | 6.5% |
| Empower Annuity Insurance Co of America MFS Value R3 | — | — | — | $614K | 4.9% |
| Empower Annuity Insurance Co of America PGIM Jennison Mid-Cap Growth A | — | — | — | $420K | 3.4% |
| Empower Annuity Insurance Co of America Empower S&P Small Cap 600 Index Inv | — | — | — | $378K | 3.0% |
| Empower Annuity Insurance Co of America MM Select T. Rowe Price Retire 2020 M3 | — | — | — | $342K | 2.7% |
| Empower Annuity Insurance Co of America Janus Henderson Balanced S | — | — | — | $281K | 2.3% |
| Various Maturities, Interest Rates Participant loans from 3.50% - 8.50% | Participant loans | — | — | $279K | 2.2% |
| Empower Annuity Insurance Co of America MM Select T. Rowe Price Retire 2045 M3 | — | — | — | $265K | 2.1% |
| Empower Annuity Insurance Co of America MM Select T. Rowe Price Retire 2040 M3 | — | — | — | $217K | 1.7% |
| Empower Annuity Insurance Co of America Empower S&P Mid Cap 400 Index Inv | — | — | — | $202K | 1.6% |
| Empower Annuity Insurance Co of America MM Select T. Rowe Price Retire 2055 M3 | — | — | — | $145K | 1.2% |
| Empower Annuity Insurance Co of America MM Inflation Protection and Income R4 | — | — | — | $141K | 1.1% |
| Empower Annuity Insurance Co of America MM Select T. Rowe Price Retire 2050 M3 | — | — | — | $127K | 1.0% |
| Empower Annuity Insurance Co of America PIMCO Income A | — | — | — | $122K | 1.0% |
| Empower Annuity Insurance Co of America Victory Sycamore Established Value A | — | — | — | $118K | 1.0% |
| Empower Annuity Insurance Co of America MM Select T. Rowe Price Retire 2035 M3 | — | — | — | $92K | 0.7% |
| Empower Annuity Insurance Co of America MM Select T. Rowe Price Retire 2015 M3 | — | — | — | $84K | 0.7% |
| Empower Annuity Insurance Co of America PIMCO High-Yield A | — | — | — | $75K | 0.6% |
| Empower Annuity Insurance Co of America Invesco Developing Markets A | — | — | — | $57K | 0.5% |
| Empower Annuity Insurance Co of America Invesco Real Estate A | — | — | — | $52K | 0.4% |
| Empower Annuity Insurance Co of America MM Select T. Rowe Price Retire Bal M3 | — | — | — | $49K | 0.4% |
| Empower Annuity Insurance Co of America MM Select T. Rowe Price Retire 2060 M3 | — | — | — | $40K | 0.3% |
| Empower Annuity Insurance Co of America Blackrock Global Allocation A | — | — | — | $38K | 0.3% |
| Forfeiture Holding Account General Forfeiture Account | — | — | — | $21K | 0.2% |
| Empower Annuity Insurance Co of America MFS International Value R3 | — | — | — | $21K | 0.2% |
