Back to filter
Original filing (PDF)20260115153412NAL0017198977001
AUDIO TECHNICA U.S., INC
Form 5500
FILING_RECEIVED
AUDIO TECHNICA U.S., INC. PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
124
Accounts w/ balance
155
Plan assets (EOY)
$18.6M
Net assets (EOY)
$18.6M
How this plan invests
This plan
13 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUDIO TECHNICA U.S., INC.
Plan sponsor
Name
AUDIO TECHNICA U.S., INC
EIN
59-1954653
Address
1221 COMMERCE DRIVE · STOW, OH · 44224
Phone
(330) 686-2600
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-04-01
Tax period
2025-03-31
Filed
2026-01-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GRANT THORNTON, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK RETIREMENT PLAN SERVIC | 01-0233346 | — | RETAINED BY PLAN SPONSOR | $52K | — |
| MORGAN STANLEY | — | PURCHASE, NY | RETAINED BY PLAN SPONSOR | $12K | — |
| DEFINITI LLC | 47-4066865 | — | RETAINED BY PLAN | $9K | — |
Investments
19 direct securities · 13 pooled funds· $18.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.4M
19 holdings
Common Collective Trust
$9.2M
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JOHN HANCOCK CORE PLUS FIXED JOHN HANCOCK TRUST COMPANY CCT I · EIN 45-2395022 / PN 002 | Common Collective Trust | — | — | $3.6M | 19.4% | |
| Janus Henderson Research Fund Mutual fund | — | — | — | $2.1M | 11.2% | |
| Delaware Value Fund Mutual fund | — | — | — | $1.9M | 10.2% | |
| JOHN HANCOCK STABLE VALUE FUND R6 GLOBAL TRUST COMPANY · EIN 80-6136981 / PN 001 | Common Collective Trust | — | — | $1.6M | 8.7% | |
| JOHN HANCOCK LT BL 2035 TR R3 JOHN HANCOCK TRUST COMPANY CCT · EIN 85-6153745 / PN 020 | Common Collective Trust | — | — | $1.5M | 7.8% | |
| Tweedy, Browne International Value Fund Mutual fund | — | — | — | $1.2M | 6.5% | |
| Invesco Oppenheimer International Growth Fund Mutual fund | — | — | — | $1.2M | 6.5% | |
| JOHN HANCOCK LT BL 2050 TR R3 JOHN HANCOCK TRUST COMPANY CCT · EIN 85-6153745 / PN 023 | Common Collective Trust | — | — | $1.0M | 5.4% | |
| Invesco EQV Emerging Markets All Cap Fund Mutual fund | — | — | — | $826K | 4.4% | |
| JOHN HANCOCK LT BL 2045 TR R3 JOHN HANCOCK TRUST COMPANY CCT · EIN 85-6153745 / PN 022 | Common Collective Trust | — | — | $553K | 3.0% | |
| Victory Integrity Small-Cap Value Fund Mutual fund | — | — | — | $336K | 1.8% | |
| Alliance Bernstein High Income Fund Mutual fund | — | — | — | $309K | 1.7% | |
| JOHN HANCOCK LT BL 2040 TR R3 JOHN HANCOCK TRUST COMPANY CCT · EIN 85-6153745 / PN 021 | Common Collective Trust | — | — | $290K | 1.6% | |
| BNY Mellon Opportunity Midcap Value Fund Mutual fund | — | — | — | $252K | 1.4% | |
| BLACKROCK MC EQUITY INDEX 1 GREAT GRAY TRUST COMPANY · EIN 20-3802327 / PN 003 | Common Collective Trust | — | — | $234K | 1.3% | |
| William Blair Small Cap Growth Fund Mutual fund | — | — | — | $223K | 1.2% | |
| Participant loans Notes receivable from participants (4.25% - 9.50%) | — | — | — | $208K | 1.1% | |
| JOHN HANCOCK LT BL 2030 TR R3 JOHN HANCOCK TRUST COMPANY CCT · EIN 85-6153745 / PN 019 | Common Collective Trust | — | — | $199K | 1.1% | |
| JOHN HANCOCK LT BL 2060 TR R3 JOHN HANCOCK TRUST COMPANY CCT · EIN 85-6153745 / PN 025 | Common Collective Trust | — | — | $197K | 1.1% | |
| John Hancock Multimanager Lifestyle Aggressive Portfolio Mutual fund | — | — | — | $145K | 0.8% | |
| PIMCO International Bond Fund (U.S. Hedged) Mutual fund | — | — | — | $133K | 0.7% | |
| BlackRock Inflation Protected Bond Fund Mutual fund | — | — | — | $123K | 0.7% | |
| John Hancock Multimanager Lifestyle Growth Portfolio Mutual fund | — | — | — | $119K | 0.6% | |
| John Hancock Multimanager Lifestyle Moderate Portfolio Mutual fund | — | — | — | $114K | 0.6% | |
| Oakmark Fund Investor Mutual fund | — | — | — | $96K | 0.5% | |
| John Hancock Multimanager Lifestyle Balanced Portfolio Mutual fund | — | — | — | $66K | 0.4% | |
| JOHN HANCOCK LT BL 2055 TR R3 JOHN HANCOCK TRUST COMPANY CCT · EIN 85-6153745 / PN 024 | Common Collective Trust | — | — | $16K | <0.1% | |
| JOHN HANCOCK LT BL 2015 TR R3 JOHN HANCOCK TRUST COMPANY CCT · EIN 85-6153745 / PN 016 | Common Collective Trust | — | — | $15K | <0.1% | |
| JOHN HANCOCK LT BL 2065 TR R3 JOHN HANCOCK TRUST COMPANY CCT · EIN 85-6153745 / PN 026 | Common Collective Trust | — | — | $13K | <0.1% | |
| BlackRock Low Duration Bond Portfolio Mutual fund | — | — | — | $12K | <0.1% | |
| PIMCO Short-Term Fund Mutual fund | — | — | — | $4K | <0.1% | |
| JOHN HANCOCK LT BL 2025 TR R3 JOHN HANCOCK TRUST COMPANY CCT · EIN 85-6153745 / PN 018 | Common Collective Trust | — | — | $3K | <0.1% |
Related plans
Other plans using JOHN HANCOCK RETIREMENT PLAN SERVIC
BOARD OF TRUSTEES OF ECA CHICAGO AND LOCAL UNION 134 IBEW PENSION PLAN
ELECTRICAL CONTRACTORS ASSOC. OF THE CITY OF CHGO UNION 134, IBEW JOINT PENSION TRUST OF CHGO PLAN 5
$3.5B · 25,412 participants
SPRINKLER INDUSTRY SUPPLEMENTAL PENSION FUND JOINT BOARD OF TRUSTEES
SPRINKLER INDUSTRY SUPPLEMENTAL PENSION FUND
$3.3B · 28,099 participants
BOARD OF TRUSTEES OF MID-AMERICA CARP REG COUNCIL SUPPLEMENTAL RETIREM
MID-AMERICA CARPENTERS REGIONAL COUNCIL SUPPLEMENTAL RETIREMENT PLAN
$2.0B · 16,383 participants
BD OF TRUSTEES ANNUITY FUND OF THE IUOE LCL UNION 94, 94A, 94B AFL-CIO
ANNUITY FD OF THE IUOE LOCAL UNION 94, 94A, 94B AFL-CIO
$1.8B · 5,885 participants
BOARD OF TRUSTEES I.A.M. 401(K) FUND
I.A.M. NATIONAL PLAN
$972.2M · 33,654 participants
BOARD OF TRUSTEES
NYSA-ILA MONEY PURCHASE PENSION FUND AND PLAN
$936.2M · 4,643 participants
Similar-size Manufacturing plans
RADIO ENGINEERING INDUSTRIES, INC.
RADIO ENGINEERING INDUSTRIES, INC. 401(K) SAVINGS PLAN
$18.6M · 181 participants
VBRICK SYSTEMS, INC.
VBRICK SYSTEMS, INC. 401(K) RETIREMENT PLAN
$19.0M · 88 participants
I.D. SYSTEMS, INC.
I.D. SYSTEMS, INC. 401K PLAN
$18.1M · 144 participants
EPIQ DESIGN SOLUTIONS LLC
EPIQ DESIGN SOLUTIONS LLC 401(K) P/S PLAN
$19.3M · 158 participants
WAVESTREAM CORPORATION
WAVESTREAM CORPORATION 401(K) PLAN
$19.4M · 139 participants
ICOM AMERICA, INC.
ICOM AMERICA, INC. PROFIT SHARING AND 401(K) PLAN AND TRUST
$17.8M · 92 participants
Large plans in Ohio
GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE
GENERAL ELECTRIC PENSION TRUST
$24.9B
THE PROCTER & GAMBLE COMPANY
PROCTER & GAMBLE PROFIT SHARING TRUST & EMPLOYEE STOCK OWNERSHIP PLAN
$22.0B · 35,178 participants
GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE
GE AEROSPACE PENSION TRUST
$19.1B
GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE
GE AEROSPACE PENSION PLAN
$19.0B · 8,887 participants
GENERAL ELECTRIC COMPANY
GE AEROSPACE RETIREMENT SAVINGS PLAN
$14.7B · 29,163 participants
THE KROGER CO.
THE KROGER CO. 401(K) RETIREMENT SAVINGS ACCOUNT PLAN
$11.8B · 380,891 participants