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Original filing (PDF)20251014085330NAL0005121474001
KAUFMAN, ROSSIN & CO., P.A.
Form 5500
FILING_RECEIVED
KAUFMAN ROSSIN 401(K) PLAN
401(k) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
570
Accounts w/ balance
663
Plan assets (EOY)
$91.8M
Net assets (EOY)
$91.8M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Participant-Directed Brokerage Account * Securities held by Charles Schwab & Co. Various" is 26% of plan.
- 22 bps in Schedule C fees — modestly above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KAUFMAN, ROSSIN & CO., P.A..
Plan sponsor
Name
KAUFMAN, ROSSIN & CO., P.A.
EIN
59-1818353
Address
3310 MARY STREET, SUITE #501 · MIAMI, FL · 33133
Phone
(305) 858-5600
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
JAMES MOORE & COMPANY, P.L.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BUCKINGHAM STRATEGIC PARTNERS | 26-8307105 | — | NONE | $111K | — |
| ONEAMERICA RETIREMENT SERVICES LLC | 46-5378846 | — | NONE | $92K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
Investments
30 direct securities· $90.1M(98% of reported assets)
Uncategorized
$89.9M
29 holdings
Mutual Funds
$211K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Participant-Directed Brokerage Account * Securities held by Charles Schwab & Co. Various | — | — | — | $23.7M | 25.8% | |
| T. Rowe Price Instl Large Cap Growth Registered investment companies | — | — | — | $10.4M | 11.3% | |
| Vanguard Institutional Index I Registered investment companies | — | — | — | $7.4M | 8.1% | |
| Lessor or Similar Party Par, or Maturity Value ** Value Interest-bearing cash Vanguard Federal Money Market Investor Money market funds | — | — | — | $5.6M | 6.1% | |
| Vanguard Target Retirement 2050 Inv Registered investment companies | — | — | — | $4.6M | 5.1% | |
| Vanguard Target Retirement 2035 Inv Registered investment companies | — | — | — | $4.1M | 4.4% | |
| Vanguard Target Retirement 2040 Inv Registered investment companies | — | — | — | $3.8M | 4.1% | |
| Vanguard Mid Cap Index Admiral Registered investment companies | — | — | — | $3.7M | 4.0% | |
| Vanguard Target Retirement 2045 Inv Registered investment companies | — | — | — | $3.4M | 3.7% | |
| Vanguard Developed Markets Index Admiral Registered investment companies | — | — | — | $3.3M | 3.5% | |
| Vanguard Target Retirement 2055 Inv Registered investment companies | — | — | — | $2.8M | 3.1% | |
| Vanguard Total Bond Market Index Adm Registered investment companies | — | — | — | $2.7M | 2.9% | |
| Putnam Large Cap Value Fd Cl R6 Registered investment companies | — | — | — | $2.0M | 2.2% | |
| Vanguard Target Retirement 2060 Inv Registered investment companies | — | — | — | $1.7M | 1.9% | |
| Goldman Sachs Mid Cap Growth R6 Registered investment companies | — | — | — | $1.7M | 1.9% | |
| Vanguard Target Retirement 2025 Inv Registered investment companies | — | — | — | $1.7M | 1.9% | |
| Vanguard Target Retirement 2030 Inv Registered investment companies | — | — | — | $1.6M | 1.8% | |
| Vanguard Small Cap Index Adm Registered investment companies | — | — | — | $1.3M | 1.4% | |
| Vanguard Target Retirement 2065 Inv Registered investment companies | — | — | — | $861K | 0.9% | |
| Vanguard Real Estate Index Admiral Registered investment companies | — | — | — | $579K | 0.6% | |
| Vanguard Short-Term Bond Index Adm Registered investment companies | — | — | — | $507K | 0.6% | |
| Vanguard Target Retirement Income Inv Registered investment companies | — | — | — | $456K | 0.5% | |
| Vanguard Emerging Mkts Stock Idx Adm Registered investment companies | — | — | — | $359K | 0.4% | |
| American Century Small Cap Value R6 Registered investment companies | — | — | — | $336K | 0.4% | |
| Vanguard Target Retirement 2020 Inv Registered investment companies | — | — | — | $308K | 0.3% | |
| Dodge & Cox Income Fund X Registered investment companies | — | — | — | $263K | 0.3% | |
| MFS® Mid Cap Value R6 Registered investment companies | — | — | — | $230K | 0.3% | |
| AB Small Cap Growth Portfolio Fund Z Registered investment companies | Mutual Funds | — | — | $211K | 0.2% | |
| American Funds Europacific Growth R6 Registered investment companies | — | — | — | $176K | 0.2% | |
| PGIM High Yield R6 Registered investment companies | — | — | — | $160K | 0.2% |