Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AXA EQUITABLE LIFE INSURANCE COMPAN | 13-5570651 | — | RECORDKEEPER | — | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $19K | — |
| PENSIONMARK FIN GROUP LLC | 61-1758632 | — | NONE | $0 | — |
| INDEPENDENT FIDUCIARY CONSULTANT | 61-1758632 |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AUL AMERICAN UNIT TRUST AMERICAN UNITED LIFE INSURANCE COMPANY · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $11.8M | 88.4% |
| JACKSONVILLE, FL |
| NONE |
| — |
| — |
| AUL NUVEEN LIFECYCLE IDX 2035 RET | — | — | — | $1.8M | 13.5% |
| AUL NUVEEN LIFECYCLE IDX 2040 RET | — | — | — | $1.8M | 13.4% |
| Nuveen Lifecycle Index 2035 Retirement Fund " | — | — | — | $1.8M | 13.4% |
| Nuveen Lifecycle Index 2040 Retirement Fund " | — | — | — | $1.8M | 13.3% |
| AUL NUVEEN LIFECYCLE IDX 2045 RET | — | — | — | $1.8M | 13.3% |
| Nuveen Lifecycle Index 2045 Retirement Fund " | — | — | — | $1.7M | 12.9% |
| AUL NUVEEN LIFECYCLE IDX 2030 RET | — | — | — | $1.1M | 8.1% |
| Nuveen Lifecycle Index 2030 Retirement Fund " | — | — | — | $1.1M | 8.0% |
| AUL NUVEEN LIFECYCLE IDX 2050 RET | — | — | — | $944K | 7.1% |
| AUL STABLE VALUE ACCOUNT 0 | — | — | — | $929K | 6.9% |
| Nuveen Lifecycle Index 2050 Retirement Fund " | — | — | — | $905K | 6.8% |
| AUL Stable Value Account Guaranteed account | — | — | — | $817K | 6.1% |
| AUL NUVEEN LIFECYCLE IDX 2025 RET | — | — | — | $660K | 4.9% |
| Nuveen Lifecycle Index 2025 Retirement Fund " | — | — | — | $638K | 4.8% |
| Nuveen Lifecycle Index 2055 Retirement Fund " | — | — | — | $514K | 3.8% |
| AUL AMERFDS AMERICAN BALANCED R4 | — | — | — | $503K | 3.8% |
| American Funds American Balanced R4 Fund " | — | — | — | $462K | 3.5% |
| VALIC VC I CAPITAL APPRECIATION 791 PARTICIPANT LOANS VARIOUS 4-10.5% | Participant loans | — | — | $461K | 3.4% |
| AUL NUVEEN LIFECYCLE IDX INC RET 664 AUL NUVEEN CORE EQUITY RETIRE | — | — | — | $452K | 3.4% |
| Participant Loans (5.25%-10.50%) - | Participant loans | — | — | $435K | 3.3% |
| Nuveen Lifecycle Index Retirement Fund " ** 664 * Nuveen Core Equity Retirement Fund " | — | — | — | $398K | 3.0% |
| State Street Equty 500 Index Adm Fund " | — | — | — | $327K | 2.4% |
| AUL NUVEEN LARGE CAP GR IDX RET | — | — | — | $279K | 2.1% |
| Nuveen Lifecycle Index 2060 Retirement Fund " | — | — | — | $267K | 2.0% |
| Nuveen Large Cap Growth Index Retirement Fund " | — | — | — | $262K | 2.0% |
| Nuveen Lifecycle Index 2020 Retirement Fund " | — | — | — | $206K | 1.5% |
| AUL INVESCO DISC MID CAP GR R5 | — | — | — | $159K | 1.2% |
| AUL PIONEER STRATEGIC INCOME Y | — | — | — | $153K | 1.1% |
| AUL VANGUARD VIF SMALLCOMPGRTH INS | — | — | — | $146K | 1.1% |
| Vanguard Variable Insurance Fund Small Company Growth Fund " | — | — | — | $146K | 1.1% |
| Invesco Discovery Mid Cap Growth R5 Fund " | — | — | — | $143K | 1.1% |
| Columbia Smallcap Index A Fund " | — | — | — | $140K | 1.0% |
| AUL COLUMBIA SMCAP INDX A | — | — | — | $140K | 1.0% |
| Nuveen Large Cap Value Index Retirement Fund " | — | — | — | $134K | 1.0% |
| Pioneer Strategic Income Y Fund Pooled separate account | — | — | — | $131K | 1.0% |
| PIMCO Income Adm Fund " | — | — | — | $93K | 0.7% |
| Columbia Selig Tech & Info I Fund " | — | — | — | $85K | 0.6% |
| Thornburg Limited Term Income R3 Fund " | — | — | — | $65K | 0.5% |
| American Funds Capital World Grth&Inc R4 Fund " | — | — | — | $64K | 0.5% |
| AXA Moderate-Plus Allocation 0 | — | — | — | $63K | 0.5% |
| EQ/Conserv Allocation " ** 602 * EQ/Moderate-Plus Allocation " | — | — | — | $63K | 0.5% |
| AXA Moderate Allocation 0 | — | — | — | $57K | 0.4% |
| Nuveen Lifecycle Index 2065 Retirement Fund " | — | — | — | $56K | 0.4% |
| EQ/Moderate Allocation " | — | — | — | $56K | 0.4% |
| PGIM High Yield Z Fund " | — | — | — | $56K | 0.4% |
| AUL NUVEEN INTL EQ IDX RETIRE | — | — | — | $54K | 0.4% |
| AUL GOLDMANSACHS MIDCAP VAL INST | — | — | — | $53K | 0.4% |
| Goldman Sachs Mid Cap Value Fund Institutional Class Fund " | — | — | — | $53K | 0.4% |
| Nuveen Lifecycle Index 2010 Retirement Fund " | — | — | — | $53K | 0.4% |
| Nuveen International Equity Index Retirement Fund " | — | — | — | $48K | 0.4% |
| Nuveen Bond Index Retirement Fund " | — | — | — | $47K | 0.4% |
| VALIC Company I Capital Appreciation Fund " ** 791 * EQ/Equity 500 Index " | — | — | — | $45K | 0.3% |
| EQ/500 Managed Vol " | — | — | — | $45K | 0.3% |
| Russell Inv Lifepoints Moderate R1 Fund " | — | — | — | $43K | 0.3% |
| AUL RUSSELL LP MOD R1 | — | — | — | $43K | 0.3% |
| AXA Equity 500 Index | — | — | — | $43K | 0.3% |
| AXA 500 Managed Vol 0 | — | — | — | $43K | 0.3% |
| Bny Natural Res I Fund " | — | — | — | $41K | 0.3% |
| The Variable Annuity Life Insurance Co. Fixed Account Plus " | — | — | — | $32K | 0.2% |
| Columbia Midcap Index A Fund " | — | — | — | $30K | 0.2% |
| AUL AMERCENT STRAT ALLOCCON INV | — | — | — | $18K | 0.1% |
| American Century Strategic Allocation Investor Fund " | — | — | — | $18K | 0.1% |
| DFA U.S. Targeted Value I Fund " | — | — | — | $10K | <0.1% |
| EQ/Aggressive Allocation " | — | — | — | $10K | <0.1% |
| AXA Conserv Allocation 0 608 AXA Aggressive Allocation 0 | — | — | — | $10K | <0.1% |
| Small Cap Index Fund " ** 612 * Small Cap Value Fund " ** 775 * Stock Index Fund " | — | — | — | $7K | <0.1% |
| MFS Utilities R3 Fund " | — | — | — | $7K | <0.1% |
| Global Real Estate Fund " ** 748 * Global Strategy Fund " ** 11 * Government Securities Fund " ** 9 * Goldman Sachs VIT Government Money Market Fund " | — | — | — | $5K | <0.1% |
| Vanguard Windsor II Fund " | — | — | — | $5K | <0.1% |
| VALIC FIXED ACCOUNT PLUS | — | — | — | $5K | <0.1% |
| The Variable Annuity Life Insurance Co. Short Term Fixed Account " ** 123 * AXA Equitable Life Insurance Company Guaranteed Interest Account " | — | — | — | $5K | <0.1% |
| AXA Guaranteed Interest Account | — | — | — | $5K | <0.1% |
| International Equities Index Fund " | — | — | — | $4K | <0.1% |
| Vanguard Long-Term Treasury Fund " ** 638 * Vanguard Wellington Fund Inc " | — | — | — | $3K | <0.1% |
| AUL PGIM JENN NATURAL RECS Z | — | — | — | $3K | <0.1% |
| International Socially Responsible Fund " ** 662 * Mid Cap Index Fund " | — | — | — | $3K | <0.1% |
| Core Bond Fund " ** 6 * Emerging Economies Fund " | — | — | — | $2K | <0.1% |
| Systematic Core Fund " ** 46 * Systematic Growth Fund " ** 81 * Systematic Value Fund " ** 46 * US Socially Responsible Fund " | — | — | — | $2K | <0.1% |
| International Value Fund " | — | — | — | $2K | <0.1% |
| American Century Strategic Allocation Aggressive Fund " | — | — | — | $2K | <0.1% |
| AUL AMERCENT STRAT ALLOC AGRSV INV | — | — | — | $2K | <0.1% |
| Ariel Fund " | — | — | — | $2K | <0.1% |
| Ariel Appreciation Fund " | — | — | — | $2K | <0.1% |
| Mid Cap Value Fund " | — | — | — | $1K | <0.1% |
| AUL RUSSELL LP CONSV R1 | — | — | — | $1K | <0.1% |
| Russell Investments Lifepoints Conservative R1 Fund " | — | — | — | $1K | <0.1% |
| International Opportunities Fund " | — | — | — | $1K | <0.1% |
| Mid Cap Strategic Gwth " | — | — | — | $1K | <0.1% |
