Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | INVESTMENT ADVISORY | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $23K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIXED ACCOUNT PLUS FBRIC *** N/A | — | — | — | $1.4M | 14.8% | |
| PRINCIPAL LIFETIME HYBRID 2025 FUND Mutual fund N/A | — | — | — | $1.0M | 10.9% | |
| PRINCIPAL LIFETIME HYBRID 2030 FUND Mutual fund N/A | — | — |
| Indirect comp |
|---|
| VARIABLE ANNUITY LIFE INS. COMPANY | 74-1625348 | — | NONE | $0 | — |
| — |
| $917K |
| 9.6% |
| PRINCIPAL LIFETIME HYBRID 2040 FUND Mutual fund N/A | — | — | — | $877K | 9.2% |
| PRINCIPAL LIFETIME HYBRID 2035 FUND Mutual fund N/A | — | — | — | $578K | 6.1% |
| PRINCIPAL LIFETIME HYBRID 2045 FUND Mutual fund N/A | — | — | — | $498K | 5.2% |
| VANGUARD WELLINGTON FUND INC Mutual fund N/A | — | — | — | $485K | 5.1% |
| PRINCIPAL LIFETIME HYBRID 2020 FUND Mutual fund N/A | — | — | — | $335K | 3.5% |
| SHORT TERM FIXED ACCOUNT FBRIC *** N/A | — | — | — | $330K | 3.5% |
| NASDAQ-100(R) INDEX FUND Mutual fund N/A | — | — | — | $322K | 3.4% |
| PRINCIPAL LIFETIME HYBRID 2050 FUND Mutual fund N/A | — | — | — | $303K | 3.2% |
| SCIENCE & TECHNOLOGY FUND Mutual fund N/A | — | — | — | $277K | 2.9% |
| ISHARES S&P 500 INDEX FUND Mutual fund N/A | — | — | — | $197K | 2.1% |
| AGGRESSIVE GROWTH LIFESTYLE Mutual fund N/A | — | — | — | $186K | 2.0% |
| STOCK INDEX FUND Mutual fund N/A | — | — | — | $181K | 1.9% |
| PRINCIPAL LIFETIME HYBRID 2055 FUND Mutual fund N/A | — | — | — | $175K | 1.8% |
| SYSTEMATIC GROWTH FUND Mutual fund N/A | — | — | — | $134K | 1.4% |
| MID CAP INDEX FUND Mutual fund N/A | — | — | — | $109K | 1.1% |
| PARTICIPANT LOANS 2.50% - 9.50% -0- | Participant loans | — | — | $96K | 1.0% |
| PRINCIPAL LIFETIME HYBRID 2060 FUND Mutual fund N/A | — | — | — | $84K | 0.9% |
| GROWTH FUND Mutual fund N/A | — | — | — | $77K | 0.8% |
| SMALL CAP INDEX FUND Mutual fund N/A | — | — | — | $69K | 0.7% |
| SYSTEMATIC VALUE Mutual fund N/A | — | — | — | $66K | 0.7% |
| VANGUARD WINDSOR II Mutual fund N/A | — | — | — | $56K | 0.6% |
| US SOCIALLY RESPONSIBLE FUND Mutual fund N/A | — | — | — | $49K | 0.5% |
| SYSTEMATIC CORE FUND Mutual fund N/A | — | — | — | $49K | 0.5% |
| GS VIT GOV MONEY MKT FD Mutual fund N/A | — | — | — | $43K | 0.4% |
| PRINCIPAL LIFETIME HYBRID 2065 FUND Mutual fund N/A | — | — | — | $40K | 0.4% |
| VC I CONSERV GROWTH LIFESTYLE Mutual fund N/A | — | — | — | $38K | 0.4% |
| MID CAP STRATEGIC GROWTH Mutual fund N/A | — | — | — | $36K | 0.4% |
| INVESCO SMALL CAP VALUE FUND Mutual fund N/A | — | — | — | $29K | 0.3% |
| VANGUARD LIFESTRATEGY MODERATE Mutual fund N/A | — | — | — | $28K | 0.3% |
| DIVIDEND VALUE Mutual fund N/A | — | — | — | $28K | 0.3% |
| MODERATE GROWTH LIFESTYLE Mutual fund N/A | — | — | — | $25K | 0.3% |
| AMER BEACON LRG CAP GROWTH Mutual fund N/A | — | — | — | $24K | 0.2% |
| ISHARES RUSSELL MID-CAP INDEX FUND Mutual fund N/A | — | — | — | $23K | 0.2% |
| SMALL CAP GROWTH FUND Mutual fund N/A | — | — | — | $23K | 0.2% |
| MID CAP VALUE FUND Mutual fund N/A | — | — | — | $21K | 0.2% |
| PRINCIPAL LIFETIME HYBRID INCOME FUND Mutual fund N/A | — | — | — | $21K | 0.2% |
| INTERNATIONAL EQUITIES INDEX FUND Mutual fund N/A | — | — | — | $20K | 0.2% |
| AMERICAN CENTURY ULTRA FUND Mutual fund N/A | — | — | — | $19K | 0.2% |
| ARIEL APPRECIATION FUND Mutual fund N/A | — | — | — | $16K | 0.2% |
| INTL SOCIALLY RESPONSIBLE FUND Mutual fund N/A | — | — | — | $14K | 0.1% |
| PRINCIPAL LIFETIME HYBRID 2015 FUND Mutual fund N/A | — | — | — | $13K | 0.1% |
| GOVERNMENT SECURITIES FUND Mutual fund N/A | — | — | — | $12K | 0.1% |
| VANGUARD LIFESTRATEGY GROWTH Mutual fund N/A | — | — | — | $12K | 0.1% |
| JPMORGAN MID CAP GROWTH FUND Mutual fund N/A | — | — | — | $11K | 0.1% |
| INTERNATIONAL VALUE FUND Mutual fund N/A | — | — | — | $9K | <0.1% |
| PRINCIPAL FIXED INCOME FBRIC *** N/A | — | — | — | $9K | <0.1% |
| INTERNATIONAL GROWTH FUND Mutual fund N/A | — | — | — | $8K | <0.1% |
| AMERICAN MUTUAL FUND Mutual fund N/A | — | — | — | $8K | <0.1% |
| MFS MID CAP VALUE FUND Mutual fund N/A | — | — | — | $8K | <0.1% |
| ARIEL FUND Mutual fund N/A | — | — | — | $8K | <0.1% |
| VANGUARD LIFESTRATEGY CONSERV Mutual fund N/A | — | — | — | $7K | <0.1% |
| EMERGING ECONOMIES Mutual fund N/A | — | — | — | $7K | <0.1% |
| ISHARES RUSSELL 2000 SMALL-CAP INDEX FUND Mutual fund N/A | — | — | — | $7K | <0.1% |
| BLACKROCK 80/20 TARGET ALLOCATION FUND Mutual fund N/A | — | — | — | $6K | <0.1% |
| VC I CAPITAL APPRECIATION Mutual fund N/A | — | — | — | $6K | <0.1% |
| MFS INTERNATIONAL GROWTH FUND Mutual fund N/A | — | — | — | $5K | <0.1% |
| GLOBAL REAL ESTATE FUND Mutual fund N/A | — | — | — | $4K | <0.1% |
| ASSET ALLOCATION FUND Mutual fund N/A | — | — | — | $4K | <0.1% |
| INFLATION PROTECTED FUND Mutual fund N/A | — | — | — | $4K | <0.1% |
| HIGH YIELD BOND FUND Mutual fund N/A | — | — | — | $3K | <0.1% |
| INTL OPPORTUNITIES Mutual fund N/A | — | — | — | $3K | <0.1% |
| NEW WORLD FUND INC Mutual fund N/A | — | — | — | $3K | <0.1% |
| CORE BOND FUND Mutual fund N/A | — | — | — | $3K | <0.1% |
| BOND FUND OF AMERICA/THE Mutual fund N/A | — | — | — | $3K | <0.1% |
| VANGUARD LT INV-GRADE FUND Mutual fund N/A | — | — | — | $2K | <0.1% |
| SMALL CAP VALUE FUND Mutual fund N/A | — | — | — | $2K | <0.1% |
| ISHARES MSCI EAFE INTERNATIONAL INDEX FUND Mutual fund N/A | — | — | — | $2K | <0.1% |
| DFA INTERNATIONAL VALUE PORTFOLIO Mutual fund N/A | — | — | — | $2K | <0.1% |
| PRINCIPAL LIFETIME HYBRID 2070 Mutual fund N/A | — | — | — | $2K | <0.1% |
| AMERICAN CENTURY SMALL CAP GROWTH FUND Mutual fund N/A | — | — | — | $2K | <0.1% |
| LARGE CAPITAL GROWTH Mutual fund N/A | — | — | — | $2K | <0.1% |
| PIMCO INCOME FUND Mutual fund N/A | — | — | — | $2K | <0.1% |
| PIMCO REAL RETURN FUND Mutual fund N/A | — | — | — | $2K | <0.1% |
| ISHARES US AGGREGATE BOND INDEX FUND Mutual fund N/A | — | — | — | $2K | <0.1% |
