Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EQUITABLE FINANCIAL LIFE INS CO | 13-5570651 | — | RECORDKEEPER | — | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | 11-3600438 | — | INVESTMENT ADVISORY | $0 | — |
| OSAIC WEALTH | 93-0987232 | — | INVESTMENT ADVISORY | $0 | — |
| WILSHIRE ADVISORS, LLC | 95-2755361 |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Prin LifeTime 2030 R5 Fund | — | — | — | $1.8M | 14.5% | |
| Prin LifeTime 2040 R5 Fund | — | — |
| — |
| INVESTMENT ADVISORY |
| — |
| — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $4K | — |
| BATES & COMPANY, INC. | 59-3465757 | — | CONTRACT ADMINISTRATOR | $1K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RELIASTAR LIFE INSURANCE COMPANY | 41-0451140 | — | SERVICE PROVIDER | — | — |
| — |
| $1.1M |
| 8.8% |
| FIXED | — | — | — | $1.0M | 8.6% |
| Prin LifeTime 2045 R5 Fund | — | — | — | $1.0M | 8.3% |
| Prin LifeTime 2055 R5 Fund | — | — | — | $956K | 7.8% |
| Prin LifeTime 2035 R5 Fund | — | — | — | $849K | 7.0% |
| Prin LifeTime 2050 R5 Fund | — | — | — | $738K | 6.1% |
| LargeCap S&P 500 Index R5 Fund+ | — | — | — | $688K | 5.6% |
| Prin LifeTime 2025 R5 Fund | — | — | — | $600K | 4.9% |
| EQ/Equity 500 Index | — | — | — | $389K | 3.2% |
| Guaranteed Interest Account | — | — | — | $313K | 2.6% |
| Hartford Core Equity R4 Fund | — | — | — | $253K | 2.1% |
| Prin LifeTime 2060 R5 Fund++ | — | — | — | $166K | 1.4% |
| Capital Appreciation R5 Fund++ | — | — | — | $153K | 1.3% |
| EQ/Capital Group Research | — | — | — | $139K | 1.1% |
| Victory Fund For Income R Fund | — | — | — | $117K | 1.0% |
| Prin LifeTime 2020 R5 Fund | — | — | — | $113K | 0.9% |
| Notes receivable from participants (4.25% - 9.50%) | — | — | — | $107K | 0.9% |
| EQ/AB Small Cap Growth | — | — | — | $100K | 0.8% |
| EQ/Mid Cap Val Managed Vol | — | — | — | $94K | 0.8% |
| Prin Fixed Inc Guar Option | — | — | — | $92K | 0.8% |
| FIDELITY VIP CONTRAFUND PORTFOLIO | — | — | — | $88K | 0.7% |
| VY T. ROWE PRICE GROWTH EQUITY PORTFOLIO | — | — | — | $83K | 0.7% |
| EQ/Value Equity | — | — | — | $83K | 0.7% |
| MidCap S&P 400 Index R5 Fund++ | — | — | — | $78K | 0.6% |
| AB Large Cap Growth A Fund | — | — | — | $70K | 0.6% |
| Hartford Bal Income R4 Fund | — | — | — | $69K | 0.6% |
| JP Morgan Mid Cap Growth R2 Fd | — | — | — | $67K | 0.5% |
| Putnam Large Cap Value R5 Fund | — | — | — | $66K | 0.5% |
| EQ/Conserv Allocation | — | — | — | $62K | 0.5% |
| Amer Funds New World R3 Fund | — | — | — | $59K | 0.5% |
| Prin LifeTime 2065 R5 Fund++ | — | — | — | $59K | 0.5% |
| EQ/Moderate Allocation | — | — | — | $55K | 0.5% |
| VY BARON GROWTH PORTFOLIO | — | — | — | $53K | 0.4% |
| VOYA SOLUTION 2045 PORTFOLIO | — | — | — | $52K | 0.4% |
| VY INVESCO COMSTOCK PORTFOLIO | — | — | — | $50K | 0.4% |
| VOYA LARGE CAP VALUE PORTFOLIO (CLASS I) | — | — | — | $45K | 0.4% |
| LORD ABBETT SERIES FUND MID-CAP STOCK PORTFOLIO | — | — | — | $33K | 0.3% |
| MFS Global Equity R2 Fund | — | — | — | $29K | 0.2% |
| VY T. ROWE PRICE EQUITY INCOME PORTFOLIO | — | — | — | $28K | 0.2% |
| JP Morgan US Sm Company R2 Fd | — | — | — | $25K | 0.2% |
| VY TEMPLETON FOREIGN EQUITY PORTFOLIO | — | — | — | $22K | 0.2% |
| MFS Aggr Growth Alloc R2 Fund | — | — | — | $18K | 0.1% |
| Invesco Int Sm-Md Comp R Fund | — | — | — | $15K | 0.1% |
| Securities R5 Fund++ | Real Estate | — | — | $13K | 0.1% |
| VOYA INDEX PLUS SMALL CAP | — | — | — | $13K | 0.1% |
| Multimanager Aggressive Equity | — | — | — | $12K | <0.1% |
| VY OPPENHEIMER GLOBAL PORTFOLIO | — | — | — | $12K | <0.1% |
| PIMCO Income R Fund | — | — | — | $12K | <0.1% |
| S&P 500 index 1yr - 10% Buffer | — | — | — | $9K | <0.1% |
| PIMCO VIT REAL RETURN PORTFOLIO-ADMIN CLASS | — | — | — | $9K | <0.1% |
| Am Fnds Bnd Fnd of Am R3 Fnd | — | — | — | $8K | <0.1% |
| Prin LifeTime 2015 R5 Fund | — | — | — | $8K | <0.1% |
| Fidelity Adv Int'l Disc A Fd | — | — | — | $8K | <0.1% |
| EQ/Lg Cap Val Managed Vol | — | — | — | $7K | <0.1% |
| Amer Funds US Govt Secs R3 Fd | — | — | — | $7K | <0.1% |
| BlackRock HY Portfolio A Fund | — | — | — | $7K | <0.1% |
| Fed Hrmes Kaufmann Sm Cap A Fd | — | — | — | $7K | <0.1% |
| VOYA INTERMEDIATE BOND PORTFOLIO | — | — | — | $7K | <0.1% |
| VY CLARION GLOBAL REAL ESTATE PORTFOLIO | — | — | — | $4K | <0.1% |
| EQ/Com Stck Index | — | — | — | $4K | <0.1% |
| EQ/International Equity Index | — | — | — | $4K | <0.1% |
| VY JP MORGAN MID CAP VALUE PORTFOLIO | — | — | — | $4K | <0.1% |
| Undisc Mgrs Behav Value R4 Fd | — | — | — | $4K | <0.1% |
| FIDELITY VIP INVESTMENT GRADE BOND PORTFOLIO | — | — | — | $3K | <0.1% |
| MidCap Value I R5 Fund++ | — | — | — | $3K | <0.1% |
| VOYA GOVERNMENT LIQUID ASSETS PORTFOLIO | — | — | — | $2K | <0.1% |
| VY JPMORGAN EMERGING MARKETS EQUITY PORTFOLIO | — | — | — | $2K | <0.1% |
| VOYA INDEX PLUS LARGE CAP PORTFOLIO | — | — | — | $2K | <0.1% |
| Prin LifeTime 2070 R5 Fund++ | — | — | — | $2K | <0.1% |
| EQ/Int Val Managed Vol | — | — | — | $2K | <0.1% |
| VOYA GLOBAL EQUITY PORTFOLIO | — | — | — | $2K | <0.1% |
| EQ/Quality Bond PLUS | — | — | — | $1K | <0.1% |
| EQ/Core Plus Bond | — | — | — | $1K | <0.1% |
| FIDELITY VIP GOV MONEY MARKET PORTFOLIO | — | — | — | $1K | <0.1% |
| POOLED SEPARATE ACCOUNT AXA EQUITABLE LIFE INSURANCE COMPANY · EIN 13-5570651 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
| POOLED SEPARATE ACCOUNT RELIASTAR LIFE INSURANCE COMPANY · EIN 41-0451140 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
