Original filing (PDF)20251014122045NAL0003913776001

BARFIELD, INC.

Name: BARFIELD, INC. — BARFIELD, INC. 401(K) SAVINGS PLAN, Form 5500 (2024)
Creator: BARFIELD, INC.

Form 5500

FILING_RECEIVED

BARFIELD, INC. 401(K) SAVINGS PLAN

401(k) retirement plan

Signals · 1

~76 bps in Sched C fees

Active participants

421

Accounts w/ balance

451

Plan assets (EOY)

$20.0M

Net assets (EOY)

$20.0M

How this plan invests

This plan

15 pooled trusts

Schedule D

39 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

100

Participation health

100

Knocking points off

76 bps in Schedule C fees — 161% above peer band of 29 bps.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BARFIELD, INC..

Plan sponsor

Name

BARFIELD, INC.

EIN

59-0556588

Address

4101 N.W. 29TH STREET · MIAMI, FL · 33142

Phone

(305) 894-5318

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

ASSURANCE DIMENSIONS

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

5 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$74K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
UBS FINANCIAL SERVICES, INC	13-2638166	—	INVESTMENT ADVISOR	$46K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
RETIREMENT SOLUTIONS SPECIALISTS	27-0293282	—	THIRD PARTY ADMINISTRATO	$20K	—

Accountant / Auditor

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASSURANCE DIMENSIONS	—	TAMPA, FL	AUDITOR	$8K	—

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ADVISORY GROUP, LLC	—	GREENWOOD VILLAGE, CO	INVESTMENT MGMT	$3K	—

Investments

29 direct securities · 15 pooled funds· $20.0M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Common Collective Trust

$11.0M

15 holdings

Uncategorized

$9.0M

29 holdings

Investment	Type	Shares / units	Cost	Current value	% of plan
INDEXSELECT MODERATE 2035 FUND CL R GREAT GRAY · EIN 81-4457845 / PN 307	Common Collective Trust	—	—	$4.7M	23.5%
INDEXSELECT MODERATE RETIRE FUND CL GREAT GRAY · EIN 81-4430771 / PN 305	Common Collective Trust	—	—	$3.6M	18.2%
SAGIC DIVERSIFIED BOND II	—	—	—	$2.8M	14.2%
ISHARES S&P 500 INDEX K	—	—	—	$1.3M	6.5%
INDEXSELECT MODERATE 2045 FUND CL R GREAT GRAY · EIN 81-4470950 / PN 308	Common Collective Trust	—	—	$1.2M	6.0%
INDEXSELECT MODERATE 2055 FUND CL R GREAT GRAY · EIN 81-4484368 / PN 309	Common Collective Trust	—	—	$943K	4.7%
AMERICAN CENTURY ULTRA R6	—	—	—	$891K	4.5%
JPMORGAN US EQUITY R6	—	—	—	$662K	3.3%
Notes receivable from participants (4.25%-9.50%)	—	—	—	$492K	2.5%
MASSMUTUAL INF-PROT AND INC I	—	—	—	$295K	1.5%
ISHARES RUSSELL MID-CAP INDEX K	—	—	—	$294K	1.5%
ISHARES RUSSELL 2000 SMALL-CAP INDEX K	—	—	—	$267K	1.3%
COHEN & STEERS REAL ESTATE SECURITIES Z	—	—	—	$266K	1.3%
VANGUARD LIFESTRATEGY GROWTH INV	—	—	—	$266K	1.3%
INDEXSELECT AGGRESSIVE 2035 FUND CL GREAT GRAY · EIN 81-4393238 / PN 302	Common Collective Trust	—	—	$245K	1.2%
JPMORGAN MID CAP GROWTH R6	—	—	—	$233K	1.2%
AMERICAN FUNDS SMALLCAP WORLD R6	—	—	—	$193K	1.0%
MFS INTERNATIONAL GROWTH R6	—	—	—	$188K	0.9%
INDEXSELECT AGGRESSIVE RETIRE FUND GREAT GRAY · EIN 81-4374798 / PN 300	Common Collective Trust	—	—	$112K	0.6%
ISHARES U.S. AGGREGATE BOND INDEX K	—	—	—	$101K	0.5%
AMERICAN CENTURY SMALL CAP GROWTH R6	—	—	—	$98K	0.5%
ISHARES MSCI TOTAL INTERNATIONAL INDEX K	—	—	—	$97K	0.5%
INDEXSELECT CONSERVATIVE 2035 FUND GREAT GRAY · EIN 81-4515825 / PN 312	Common Collective Trust	—	—	$96K	0.5%
VANGUARD LIFESTRATEGY MODERATE GROWTH	—	—	—	$91K	0.5%
COLUMBIA SMALL CAP VALUE I INSTL 3	—	—	—	$89K	0.4%
AMERICAN FUNDS NEW WORLD R6	—	—	—	$79K	0.4%
BLACKROCK MID-CAP VALUE CLASS K	—	—	—	$60K	0.3%
PGIM TOTAL RETURN BOND R6	—	—	—	$45K	0.2%
AMERICAN FUNDS NEW PERSPECTIVE R6	—	—	—	$37K	0.2%
INVESCO GOLD & SPECIAL MINERALS R6	—	—	—	$30K	0.1%
MassMutual US Government Mny Mkt Fd	—	—	—	$26K	0.1%
INDEXSELECT AGGRESSIVE 2055 FUND CL GREAT GRAY · EIN 81-4418048 / PN 304	Common Collective Trust	—	—	$25K	0.1%
VANGUARD WINDSOR ADM	—	—	—	$23K	0.1%
LORD ABBETT BOND DEBENTURE R6	—	—	—	$20K	0.1%
VANGUARD LIFESTRATEGY INCOME INV	—	—	—	$20K	<0.1%
AMERICAN FUNDS AMERICAN BALANCED R6	—	—	—	$11K	<0.1%
INDEXSELECT CONSERVATIVE 2055 FUND GREAT GRAY · EIN 81-4543855 / PN 314	Common Collective Trust	—	—	$11K	<0.1%
INDEXSELECT CONSERVATIVE RET FUND C GREAT GRAY · EIN 81-4499160 / PN 310	Common Collective Trust	—	—	$10K	<0.1%
VANGUARD INTERNATIONAL GROWTH FUND INV	—	—	—	$6K	<0.1%
INDEXSELECT CONSERVATIVE 2045 FUND GREAT GRAY · EIN 81-4532033 / PN 313	Common Collective Trust	—	—	$393	<0.1%
INDEXSELECT MODERATE 2025 FUND CL R GREAT GRAY · EIN 81-4447624 / PN 306	Common Collective Trust	—	—	$0	<0.1%
INDEXSELECT AGGRESSIVE 2045 FUND CL GREAT GRAY · EIN 81-4403657 / PN 303	Common Collective Trust	—	—	$0	<0.1%
INDEXSELECT AGGRESSIVE 2025 FUND CL GREAT GRAY · EIN 81-4386547 / PN 301	Common Collective Trust	—	—	$0	<0.1%
INDEXSELECT CONSERVATIVE 2025 FUND GREAT GRAY · EIN 81-4509619 / PN 311	Common Collective Trust	—	—	$0	<0.1%