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Original filing (PDF)20251003152925NAL0001566353001
PUBLIX SUPER MARKETS, INC.
Form 5500
FILING_RECEIVED
PUBLIX SUPER MARKETS, INC. 401(K) SMART PLAN
401(k) retirement plan
Signals · 2
70% in single holding70% employer stock
Active participants
209,120
Accounts w/ balance
135,699
Plan assets (EOY)
$8.1B
Net assets (EOY)
$8.1B
How this plan invests
This plan
8 pooled trusts
Schedule D
14 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
50
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- Top holding "of Publix Super Markets, Inc." is 70% of plan.
- 70% of plan in employer / sponsor stock.
- 65% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PUBLIX SUPER MARKETS, INC..
Plan sponsor
Name
PUBLIX SUPER MARKETS, INC.
EIN
59-0324412
Address
3300 PUBLIX CORPORATE PARKWAY · LAKELAND, FL · 338113311
Phone
(863) 688-1188
Industry
Supermarkets & Other Grocery Stores· Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
KPMG, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA INSTITUTIONAL PLAN SERVICES | 04-3516284 | — | RECORDKEEPER | $2.5M | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STATE STREET GLOBAL ADVISORS TRUST | 81-4017137 | — | INVESTMENT MANAGER | $436K | — |
Investments
9 direct securities · 8 pooled funds· $8.8B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Stocks
$5.6B
1 holding
Common Collective Trust
$2.0B
8 holdings
Uncategorized
$1.2B
8 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Publix Super Markets, Inc. | Common Stocks | 293,174,521 | — | $5.6B | 69.8% | |
| T ROWE PRICE LARGE-CAP GROWTH TRUST T. ROWE PRICE · EIN 32-6528532 / PN 001 | Common Collective Trust | 22,596,985 | — | $525.4M | 6.5% | |
| Moderate Strategic Balanced Fund (Class I) | — | 12,938,355 | — | $522.8M | 6.5% | |
| STATE STREET MODERATE STRAT BAL FD STATE STREET GLOBAL ADVISORS TRUST · EIN 04-0025081 / PN 111 | Common Collective Trust | — | — | $522.8M | 6.5% | |
| STATE STREET S & P 500 INDEX STATE STREET GLOBAL ADVISORS TRUST · EIN 04-0025081 / PN 078 | Common Collective Trust | 14,604,221 | — | $378.0M | 4.7% | |
| Notes receivable from participants with interest rates ranging from 3.25% - 8.50% | — | — | — | $159.6M | 2.0% | |
| Aggressive Strategic Balanced Fund (Class I) | — | 3,132,790 | — | $155.5M | 1.9% | |
| STATE STREET AGGRESSIVE STRAT BAL F STATE STREET GLOBAL ADVISORS TRUST · EIN 04-0025081 / PN 112 | Common Collective Trust | — | — | $155.5M | 1.9% | |
| INVESCO STABLE VALUE TRUST FUND INVESCO NATIONAL TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | 47,072,413 | — | $124.6M | 1.5% | |
| T ROWE PRICE US VALUE EQUITY TRUST T. ROWE PRICE · EIN 38-7010951 / PN 001 | Common Collective Trust | 2,736,307 | — | $122.2M | 1.5% | |
| Conservative Strategic Balanced Fund (Class I) | — | 3,887,838 | — | $114.3M | 1.4% | |
| STATE STREET CONSERVATIVE STRAT BAL STATE STREET GLOBAL ADVISORS TRUST · EIN 04-0025081 / PN 110 | Common Collective Trust | — | — | $114.3M | 1.4% | |
| STATE STREET MIDCAP INDEX FUND STATE STREET GLOBAL ADVISORS TRUST · EIN 90-0337987 / PN 459 | Common Collective Trust | 3,479,895 | — | $88.6M | 1.1% | |
| Dimensional Fund Advisors U.S. Small Cap Portfolio (I) Fund | — | 1,228,892 | — | $60.1M | 0.7% | |
| American Funds EuroPacific Growth Fund (Class R-6) | — | 991,197 | — | $53.2M | 0.7% | |
| State Street Institutional U.S. Government Money Market Fund (Premier Class) | — | 2,610,756 | — | $45.3M | 0.6% | |
| Baird Aggregate Bond Fund (Institutional Shares) | — | 4,175,207 | — | $40.3M | 0.5% |